Soliciting Dealers. The Units offered and sold through the Dealer Manager under this Agreement shall be offered and sold only by the Dealer Manager and other securities dealers the Dealer Manager may engage (collectively the “Soliciting Dealers”); provided, however, that (i) the Dealer Manager reasonably believes that all Soliciting Dealers are registered with the Commission, are members of FINRA and are duly licensed or registered by the regulatory authorities in the jurisdictions in which they will offer and sell Units or are exempt from broker-dealer registration with the Commission and all other applicable regulatory authorities, (ii) the Dealer Manager reasonably believes that all Soliciting Dealers may lawfully offer and sell Units in the jurisdiction in which they will offer and sell Units, (iii) all such engagements are evidenced by written agreements, the terms and conditions of which substantially conform to the form of Soliciting Dealer Agreement approved by the Company and the Dealer Manager (the “Soliciting Dealer Agreement”), and (iv) the Company shall have previously approved each Soliciting Dealer (such approval not to be unreasonably withheld or delayed).
Appears in 5 contracts
Samples: Dealer Manager Agreement (Preferred Apartment Communities Inc), Dealer Manager Agreement (Preferred Apartment Communities Inc), Dealer Manager Agreement (Preferred Apartment Communities Inc)
Soliciting Dealers. The Units Preferred Shares offered and sold through the Dealer Manager under this Agreement shall be offered and sold only by the Dealer Manager and other securities dealers the Dealer Manager may engage (collectively the “Soliciting Dealers”); provided, however, that (i) the Dealer Manager reasonably believes that all Soliciting Dealers are registered with the Commission, are members in good standing of FINRA and are duly licensed or registered by the regulatory authorities in the jurisdictions in which they will offer and sell Units Preferred Shares or are exempt from broker-dealer registration with the Commission and all other applicable regulatory authorities, (ii) the Dealer Manager reasonably believes that all Soliciting Dealers may lawfully offer and sell Units Preferred Shares in the jurisdiction in which they will offer and sell UnitsPreferred Shares, (iii) all such engagements are evidenced by written agreements, the terms and conditions of which substantially conform to the form of Soliciting Dealer Agreement approved by the Company and the Dealer Manager (the “Soliciting Dealer Agreement”), and (iv) the Company shall have previously approved each Soliciting Dealer (such approval not to be unreasonably withheld or delayed).
Appears in 4 contracts
Samples: Dealer Manager Agreement (Creative Media & Community Trust Corp), Dealer Manager Agreement (Creative Media & Community Trust Corp), Dealer Manager Agreement (Creative Media & Community Trust Corp)
Soliciting Dealers. The Units Common Shares offered and sold through the Dealer Manager under this Agreement shall be offered and sold only by the Dealer Manager and other securities dealers the Dealer Manager may engage (collectively such other securities dealers, collectively, the “Soliciting Dealers”); provided, however, that (i) the Dealer Manager shall reasonably believes believe that all Soliciting Dealers are registered with the Commission, are members of FINRA and are duly licensed or registered by the regulatory authorities in the jurisdictions in which they will offer and sell Units Common Shares or are exempt from broker-dealer registration with the Commission and all other applicable regulatory authorities, (ii) the Dealer Manager shall reasonably believes believe that all Soliciting Dealers may lawfully offer and sell Units Common Shares in the jurisdiction in which they will offer and sell UnitsCommon Shares, (iii) all such engagements are shall be evidenced by written agreements, the terms and conditions of which shall substantially conform to the form of Soliciting Dealer Agreement approved by the Company and the Dealer Manager (the “Soliciting Dealer Agreement”), and (iv) the Company shall have previously approved each Soliciting Dealer (such approval not to be unreasonably withheld or delayed).
Appears in 3 contracts
Samples: Dealer Manager Agreement (United Realty Trust Inc), Dealer Manager Agreement (United Realty Trust Inc), United Realty Trust Inc
Soliciting Dealers. The Units Preferred Shares offered and sold through the Dealer Manager under this Agreement shall be offered and sold only by the Dealer Manager and other securities dealers the Dealer Manager may engage (collectively the “Soliciting Dealers”); provided, however, that (i) the Dealer Manager reasonably believes that all Soliciting Dealers are registered with the Commission, are members in good standing of FINRA and are duly licensed or registered by the regulatory authorities in the jurisdictions in which they will offer and sell Units Preferred Shares or are exempt from broker-dealer registration with the Commission and all other applicable regulatory authorities, (ii) the Dealer Manager reasonably believes that all Soliciting Dealers may lawfully offer and sell Units Preferred Shares in the jurisdiction in which they will offer and sell UnitsPreferred Shares, (iii) all such engagements are evidenced by written agreements, the terms and conditions of which substantially conform to the form of Soliciting Dealer Agreement approved by the Company and the Dealer Manager (the “"Soliciting Dealer Agreement”"), and (iv) the Company shall have previously approved each Soliciting Dealer (such approval not to be unreasonably withheld or delayed).
Appears in 1 contract
Samples: Dealer Manager Agreement (CIM Commercial Trust Corp)
Soliciting Dealers. The Units offered and sold through the Dealer Manager under this Agreement shall be offered and sold only by the Dealer Manager and other securities dealers the Dealer Manager may engage (collectively the “Soliciting Dealers”); provided, however, that (i) the Dealer Manager reasonably believes that all Soliciting Dealers are registered with the Commission, are members of FINRA and are duly licensed or registered by the regulatory authorities in the jurisdictions in which they will offer and sell Units or are exempt from broker-broker dealer registration with the Commission and all other applicable regulatory authorities, (ii) the Dealer Manager reasonably believes that all Soliciting Dealers may lawfully offer and sell Units in the jurisdiction in which they will offer and sell Units, (iii) all such engagements are evidenced by written agreements, the terms and conditions of which substantially conform to the form of Soliciting Dealer Dealers Agreement approved by the Company and the Dealer Manager (the “Soliciting Dealer Dealers Agreement”), and (iv) the Company shall have previously approved each Soliciting Dealer (such approval not to be unreasonably withheld or delayed).
Appears in 1 contract
Samples: Dealer Manager Agreement (Preferred Apartment Communities Inc)