STATE BLUE SKY FILINGS Sample Clauses

STATE BLUE SKY FILINGS. Prepare all reports, applications, and documents (including reports regarding the sale and redemption of the Fund's shares as may be required in order to comply with state Blue Sky securities laws) as may be necessary or desirable to: (i) register and maintain the registration of the Fund's shares with state securities authorities; and (ii) monitor the sale of the Fund's shares for compliance with state Blue Sky securities laws. The Sub-Administrator shall file with the appropriate state securities authorities all registration statements and reports for the Fund and the Fund's shares, and all amendments thereto and other filings as may be necessary or convenient to register the Fund and the Fund's shares and keep such registration effective with state security authorities so as to enable the Fund to make a continuous offering of its shares in all 50 states and the District of Columbia.
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STATE BLUE SKY FILINGS. Prepare all reports, applications, and documents (including reports regarding the sale and redemption of the Company's shares as may be required in order to comply with state Blue Sky securities laws) as may be necessary or desirable to: (i) register and maintain the registration of the Company's shares with state securities authorities; and (ii) monitor the sale of the Company's shares for compliance with state Blue Sky securities laws. The Sub-Administrator shall file with the appropriate state securities authorities all registration statements and reports for the Company and the Company's shares, and all amendments thereto and other filings as may be necessary or convenient to register the Company and the Company's shares and keep such registration effective with state security authorities so as to enable the Company to make a continuous offering of its shares in all 50 states, the District of Columbia and applicable territories of the U.S..
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STATE BLUE SKY FILINGS. Prepare all reports, applications, and documents (including reports regarding the sale and redemption of the Trust’s shares as may be required in order to comply with state Blue Sky securities laws) as may be necessary or desirable to: (i) register and maintain the registration of the Trust’s shares with state securities authorities; and (ii) monitor the sale of the Trust’s shares for compliance with state Blue Sky securities laws. The Sub-Administrator shall file with the appropriate state securities authorities all registration statements and reports for the Trust and the Trust’s shares, and all amendments thereto and other filings as may be necessary or convenient to register the Trust and the Trust’s shares and keep such registration effective with state security authorities so as to enable the Trust to make a continuous offering of its shares in all 50 states, the District of Columbia, Puerto Rico, and other applicable territories of the U.S.
Sample 1

Related to STATE BLUE SKY FILINGS

  • Blue Sky Filings The Company will endeavor in good faith, in cooperation with the Representative, at or prior to the time the Registration Statement becomes effective, to qualify the Public Securities for offering and sale under the securities laws of such jurisdictions as the Representative may reasonably designate, provided that no such qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. In each jurisdiction where such qualification shall be effected, the Company will, unless the Representative agrees that such action is not at the time necessary or advisable, use all reasonable efforts to file and make such statements or reports at such times as are or may be required by the laws of such jurisdiction.

  • Form D; Blue Sky Filings The Company agrees to timely file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof, promptly upon request of any Purchaser. The Company shall take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for, or to qualify the Securities for, sale to the Purchasers at the Closing under applicable securities or “Blue Sky” laws of the states of the United States, and shall provide evidence of such actions promptly upon request of any Purchaser.

  • Blue Sky Filing Unless the Public Securities are listed on the Nasdaq Capital Market or another national securities exchange, the Company, at its expense, will endeavor in good faith, in cooperation with the Representative, at or prior to the time the Registration Statement becomes effective, to qualify the Public Securities for offering and sale under the securities laws of such jurisdictions as the Representative may reasonably designate, provided that no such qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction. In each jurisdiction where such qualification shall be effected, the Company will, unless the Representative agrees that such action is not at the time necessary or advisable, use all reasonable efforts to file and make such statements or reports at such times as are or may be required by the laws of such jurisdiction.

  • Form D; Blue Sky Laws The Company agrees to file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof to the Buyer promptly after such filing. The Company shall, on or before the Closing Date, take such action as the Company shall reasonably determine is necessary to qualify the Securities for sale to the Buyer at the applicable closing pursuant to this Agreement under applicable securities or “blue sky” laws of the states of the United States (or to obtain an exemption from such qualification), and shall provide evidence of any such action so taken to the Buyer on or prior to the Closing Date.

  • State Blue Sky Qualification At your request, the Fund will take such steps as may be necessary and feasible to qualify Shares for sale in states, territories or dependencies of the United States, the District of Columbia, the Commonwealth of Puerto Rico and in foreign countries, in accordance with the laws thereof, and to renew or extend any such qualification; provided, however, that the Fund shall not be required to qualify shares or to maintain the qualification of shares in any jurisdiction where it shall deem such qualification disadvantageous to the Fund.

  • Blue Sky Matters Upon application to us, we shall inform you as to any advice we have received from counsel concerning the jurisdictions in which Securities have been qualified for sale or are exempt under the securities or “Blue Sky” laws of such jurisdictions, but we do not assume any obligation or responsibility as to your right to sell Securities in any such jurisdiction, notwithstanding any information we may furnish to you in that connection.

  • Form D; Blue Sky The Company agrees to timely file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof, promptly upon the written request of any Purchaser. The Company, on or before the Closing Date, shall take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for or to qualify the Securities for sale to the Purchasers under applicable securities or “Blue Sky” laws of the states of the United States (or to obtain an exemption from such qualification) and shall provide evidence of such actions promptly upon the written request of any Purchaser.

  • Blue Sky Approvals All permits and other authorizations under state securities laws necessary to consummate the transactions contemplated hereby and to issue the shares of United Common Stock to be issued in the Merger shall have been received and be in full force and effect.

  • Blue Sky Laws Upon application to us, we shall inform you as to any advice we have received from counsel concerning the jurisdictions in which Securities have been qualified for sale or are exempt under the securities or blue sky laws of such jurisdictions, but we do not assume any obligation or responsibility as to your right to sell Securities in any such jurisdiction.

  • Form D and Blue Sky The Company agrees to file a Form D with respect to the Securities as required under Regulation D and to provide a copy thereof to each Buyer promptly after such filing. The Company shall, on or before the Closing Date, take such action as the Company shall reasonably determine is necessary in order to obtain an exemption for or to qualify the Securities for sale to the Buyers at the Closing pursuant to this Agreement under applicable securities or “Blue Sky” laws of the states of the United States (or to obtain an exemption from such qualification), and shall provide evidence of any such action so taken to the Buyers on or prior to the Closing Date. The Company shall make all filings and reports relating to the offer and sale of the Securities required under applicable securities or “Blue Sky” laws of the states of the United States following the Closing Date.

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