SUMMARY OF APPLICATION. The requested order would permit non-money market funds of Xxxxx Xxxxxxx Investment Company and Xxxxxxx Insurance Funds (“Investing Funds”) to purchase shares of one or more affiliated investment companies that are money market funds (the “Money Market Funds”) for cash management purposes. The requested order would supersede a prior order.
SUMMARY OF APPLICATION. Applicants request an order to permit a fund of funds relying on section 12(d)(1)(F) of the Act to charge a sales load in excess of 11⁄2 percent. APPLICANTS: Lifetime Achievement Fund, Inc. (the ‘‘Fund’’), Manarin Investment Counsel, Ltd. (the of section 12(b) of the Act 4 and the rules ‘‘Adviser’’) and Manarin Securities Corporation (the ‘‘Distributor’’).
SUMMARY OF APPLICATION. An order is sought exempting Applicants and principal underwriters of certain flexible payment deferred variable annuity contracts (the ‘‘Policies’’) to the extent necessary to permit the payment to Companion Life of a mortality and expense risk charge from the assets of the Separate Account under the Policies.
SUMMARY OF APPLICATION. Applicants request an order to permit a registered unit investment trust to substitute shares of the State Street Equity 500 Index Fund (‘‘State Street 500 Fund’’), a series of State Street Institutional Investment Trust (‘‘State Street Trust’’), for shares of the Index 500 Portfolio (‘‘Fidelity 500 Portfolio’’), a series of Variable Insurance Products Fund II (‘‘VIP II’’) currently held by that unit investment trust.
SUMMARY OF APPLICATION. Applicants request an order that would permit certain investment companies to purchase shares of affiliated money market funds in excess of the limits prescribed in section 12(d)(1) for cash management purposes.
SUMMARY OF APPLICATION. Applicant requests an order to permit it to register with the SEC as an investment adviser.
SUMMARY OF APPLICATION. Applicants request an order to permit certain portfolios of the Trust to purchase Tennessee tax-exempt securities from the Bond Division of the Bank (the ‘‘Bond Division’’) when such securities are underwritten solely by the Bond Division or when the Bond Division is a member of an underwriting syndicate, and from a syndicate manager when such securities are designated as group sales. The order also would permit the portfolios to purchase Tennessee tax- exempt securities from an underwriting syndicate of which the Bond Division is a member in amounts up to the greater of 10 % or $1,000,000, but in no event more than 15 %, of a class of an issue, and without limiting the consideration paid by a portfolio in any one offering. FILING DATES: The application was filed on September 19, 1994 and amended on April 5, 1995, July 19, 1995, March 8, 1996, and May 17, 1996.
SUMMARY OF APPLICATION. The order would exempt the applicants from section 15(f)(1)(A) of the Investment Company Act of 1940 (the ‘‘Act’’) in connection with the proposed change in control of PIMCO Advisors L.P. (‘‘PIMCO Advisors’’). Without the requested exemption, certain investment companies advised by PIMCO Advisors or one of its subsidiary investment advisers. Xxxxxxxxxxx Capital, OpCap Advisors, Parametric Portfolio Associates, and NFJ Investment Group (collectively, the ‘‘PIMCO Investment Advisers’’ and together with PIMCO Advisors, the ‘‘Advisers’’), would have to reconstitute their respective boards of directors 20232 Federal Register / Vol. 65, No. 73 / Friday, April 14, 2000 / Notices (‘‘Boards’’) to meet the 75 percent non- interested director requirement of section 15(f)(1)(A) of the Act in order for the Advisers to rely upon the safe harbor provisions of section 15(f). APPLICANTS: Pacific Asset Management LLC (‘‘Pacific Asset Management’’), PIMCO Advisors, PIMCO Advisors Holdings L.P. (‘‘PAH’’), PIMCO Holding LLC (‘‘Holding LLC’’), PIMCO Partners G.P. (‘‘Partners G.P.’’), and PIMCO Partners LLC (‘‘Partners LLC’’) (collectively, the ‘‘PIMCO Group’’); The Emerging Markets Income Fund Inc. (‘‘Emerging Markets’’), The Emerging Markets Income fund II Inc. ‘‘Emerging Markets II’’), The Emerging Markets Floating Rate Fund Inc. (‘‘Emerging Floating Rate’’), Global Partners Income Fund Inc. (‘‘Global Partners’’), Municipal Partners Fund Inc. (‘‘Municipal Partners’’), Municipal Partners Fund II Inc. (‘‘Municipal Partners II’’), the Enterprise Group of Fund, Inc. (‘‘Enterprise Fund’’), Enterprise Accumulation Trust (‘‘Enterprise Trust’’), Penn Series Funds, Inc. (‘‘Penn Fund’’). The Preferred Group of Mutual Funds (‘‘Preferred Group’’), and Consulting Group Capital Markets Funds (‘‘CGCM’’) (each an ‘‘Applicant Company’’ and, collectively the ‘‘Applicant Companies’’).
SUMMARY OF APPLICATION. Applicant is a privately-held investment company substantially owned and controlled by one family and certain persons and entities affiliated with, or otherwise related to, members of that family. Applicant seeks an exemption from all provisions of the Act.
SUMMARY OF APPLICATION. Applicants request an order permitting (1) the substitution of shares of AVP’s Total Return Portfolio (‘‘Total Return Portfolio’’) for shares of AVP’s Conservative Investors Portfolio (‘‘Conservative Investors Portfolio’’) and AVP’s Growth Investors Portfolio (‘‘Growth Investors Portfolio’’, and (2) the substitution of shares of AVP’s Money Market Portfolio (‘‘Money Market Portfolio’’) and shares of the Xxxxxxxxxxx Money Market Fund VA (‘‘Money Fund’’) for shares of AVP’s Short-Term Multi Market Portfolio (‘‘Multi Market Portfolio’’), (The Conservative Investors Portfolio, Growth Investors Portfolio and Multi-Market Portfolio are referred to herein as the ‘‘Replaced Portfolios.’’ The Total Return Portfolio, Money Market Portfolio and Money Fund are referred to herein as the ‘‘Substitute Portfolios.’’ The Replaced Portfolios and the Substitute in higher investment returns than those Portfolios are referred to, collectively, as obtained by the Fidelity 500 Portfolio.
