Common use of Suspicious Activity Monitoring Clause in Contracts

Suspicious Activity Monitoring. The Transfer Agent, for each shareholder account, will establish an activity pattern (the account "Profile") based on its transactional history for the immediately preceding twelve-month period or such shorter period if the account has been established for less than a year. The Profile will be based upon the number of purchases and redemptions, as well as the average dollar amount of such purchase and redemptions during such period. Exchange transactions may or may not be a part of the Profile, as determined by the Fund. The Profile shall not include other transactional activity including, but not limited to, dividends, share adjustments and stock splits. The Fund shall provide written approval of its acceptance of such Profiles.

Appears in 2 contracts

Samples: Transfer Agency Agreement (State Street Institutional Investment Trust), Transfer Agency Agreement (State Street Master Funds)

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Suspicious Activity Monitoring. The Transfer Agent, for each shareholder account, will establish an activity pattern (the account "β€œProfile"”) based on its transactional history for the immediately preceding twelve-twelve month time period or such shorter period if the account has been established for less than a year. The Profile will be based upon the number of purchases and redemptions, as well as the average dollar amount of such purchase and redemptions during such period. Exchange transactions may or may not be a part of the Profile, as determined by the Fund. The Profile shall not include other transactional activity including, but not limited to, dividends, share adjustments and stock splits. The Fund shall provide written approval of its their acceptance of such Profiles.

Appears in 1 contract

Samples: Transfer Agency Agreement (State Street Navigator Securities Lending Trust)

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Suspicious Activity Monitoring. The Transfer Agent, for each shareholder account, will establish an activity pattern (the account "Profile") based on its transactional history for the immediately preceding twelve-twelve month time period or such shorter period if the account has been established for less than a year. The Profile will be based upon the number of purchases and redemptions, as well as the average dollar amount of such purchase and redemptions during such period. Exchange transactions may or mayor may not be a part of the Profile, as determined by the Fund___________. The Profile shall not include other transactional activity including, but not limited to, dividends, share adjustments and stock splits. The Fund shall provide written approval of its their acceptance of such Profiles.

Appears in 1 contract

Samples: Services Amendment (Streettracks Series Trust)

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