Common use of Tax Reclamation Services Clause in Contracts

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER D XXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL THE INVESTMENT HOUSE FUNDS TRUST UNDERLYING FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. __X____ YES U.S. Bank is authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. HATTERAS ALTERNATIVE MUTUAL THE INVESTMENT HOUSE FUNDS TRUST By: /s/ Lxxxx Xxxxx Xxxxxxx X. Xxxx Title: Lxxxx Xxxxx Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11President

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] _____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER XXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST FOR PROFESSIONAL MANAGERS – Marketfield The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ X NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST FOR PROFESSIONAL MANAGERS, on behalf of its series listed on Exhibit C By: /s/ Lxxxx Xxxxx Xxxx X. Xxxxxx Title: Lxxxx Xxxxx Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11Xxxx X. Xxxxxx - President

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER D SXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL EAGLE FAMILY OF FUNDS TRUST UNDERLYING FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS EAGLE CAPITAL APPRECIATION FUND EAGLE GROWTH & INCOME FUND EAGLE SERIES TRUST By: /s/ Lxxxx Xxxxx __________________________________ Title: Lxxxx Xxxxx Co-Chief Operating Officer Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11________________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] ____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST FOR PROFESSIONAL MANAGERS – WXXXXXX XXXXX AND COMPANY The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ X YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST FOR PROFESSIONAL MANAGERS, on behalf of its series listed on Exhibit C By: /s/ Lxxxx Xxxxx Jxxx X. Xxxxxx Title: Lxxxx Xxxxx Jxxx X. Xxxxxx, President Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/1110/29/14

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. FundX EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS FUNDX INVESTMENT TRUST By: /s/ Lxxxx Xxxxx Jxxxx Xxxxxx Title: Lxxxx Xxxxx Jxxxx Xxxxxx Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11President

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. A Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS EIP INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS EIP INVESTMENT TRUST By: /s/ Lxxxx Xxxxx __________________________________ Title: Lxxxx Xxxxx ________________________________ Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11________________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER C XXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST VOLUMETRIC FUND, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Fund’s name, address and security position to requesting companies whose stock is owned by the TrustsFund. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Fund’s name, address and security position to requesting companies whose stock is owned by the TrustsFund. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST VOLUMETRIC FUND, INC. By: /s/ Lxxxx Xxxxx __________________________________ Title: Lxxxx Xxxxx ________________________________ Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11________________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS FUNDX INVESTMENT TRUST By: /s/ Lxxxx Xxxxx __________________________________ Title: Lxxxx Xxxxx ________________________________ Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11________________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER C SXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST By: /s/ R. Xxxxx Baker_________________ Title: Treasurer Date: 6/26/15 UNDERLYING FUNDS TRUST HCIM TRUST By: _/s/ R. Lxxxx Xxxxx By: _/s/ R. Lxxxx Xxxxx Title: Lxxxx Xxxxx Treasurer Title:_Treasurer Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx _6/26/15 Date: 4/13/116/26/15

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] ____ per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER SXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST FOR PROFESSIONAL MANAGERS – Phase The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST FOR PROFESSIONAL MANAGERS, on behalf of its series listed on Exhibit C By: /s/ Lxxxx Xxxxx _________________________________ Title: Lxxxx Xxxxx Jxxxxx Xxxxxxxxx, Chairman Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11_________________________________ Phase 4/2012

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E C SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS SYMETRA VARIABLE INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS SYMETRA VARIABLE INVESTMENT TRUST By: /s/ Lxxxx Xxxxx __________________________________ Title: Lxxxx Xxxxx ________________________________ Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11________________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS FUNDX INVESTMENT TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. _____X_ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS FUNDX INVESTMENT TRUST By: /s/ Lxxxx Xxxxx Jxxxx Xxxxxx Title: Lxxxx Xxxxx President Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11September 21, 2017

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING INTREPID CAPITAL MANAGEMENT FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ X NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL INTREPID CAPITAL MANAGEMENT FUNDS TRUST By: /s/ Lxxxx Dxxxxx X. Xxxxx Title: Lxxxx Xxxxx Secretary/Treasurer Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/118/10/12

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ […] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E Exhibit C to the Custody Agreement SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS STONE RIDGE TRUST UNDERLYING FUNDS TRUST II, on behalf of its series, STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Fund’s name, address and security position to requesting companies whose stock is owned by the TrustsFund. ______ X NO U.S. Bank is NOT authorized to provide the Trusts’ Fund’s name, address and security position to requesting companies whose stock is owned by the TrustsFund. HATTERAS ALTERNATIVE MUTUAL FUNDS STONE RIDGE TRUST II, on behalf of its series, STONE RIDGE REINSURANCE RISK PREMIUM INTERVAL FUND By: /s/ Lxxxx Pxxxxxx Xxxxx Title: Lxxxx Xxxxx COO Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/119/19/2013

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST XXXXXXXX IM FUNDS, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ x YES U.S. Bank is authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. ______ ¨ NO U.S. Bank is NOT authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST XXXXXXXX IM FUNDS, INC. By: /s/ Lxxxx Xxxxx Xxxx X. Xxxxxxxx Title: Lxxxx Xxxxx President & CEO Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/115/9/2013

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER D SXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS THE CXXXXX TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “"yes” " or “"no” " to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ X YES U.S. Bank is authorized to provide the Trusts’ Company's name, address and security position to requesting companies whose stock is owned by the TrustsCompany. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Company's name, address and security position to requesting companies whose stock is owned by the TrustsCompany. HATTERAS ALTERNATIVE MUTUAL FUNDS THE CXXXXX TRUST By: /s/ Lxxxx Xxxxx Exxxx X. Xxxxxx Title: Lxxxx Xxxxx President Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11October 1, 2014

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § • Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § • A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § • SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER D XXXXXXXXXXX COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST KEELEY FUNDS, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST KEELEY FUNDS, INC. By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11:

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § ¡ Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § ¡ A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § ¡ SWIFT reporting and message fees. EXHIBIT E Exhibit C to the Custody Agreement SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST POLIWOGG REGENERATIVE MEDICINE FUND, INC. The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Company’s name, address and security position to requesting companies whose stock is owned by the TrustsCompany. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST POLIWOGG REGENERATIVE MEDICINE FUND, INC. By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11:

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] 50 per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS NORTHERN LIGHTS FUND TRUST UNDERLYING FUNDS TRUST II The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS NORTHERN LIGHTS FUND TRUST II By: /s/ Lxxxx Xxxxx Xxxx Title: Lxxxx Xxxxx President Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11May 20, 2015

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] ___ per claim. Out of Pocket Miscellaneous Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket miscellanous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST USCA Fund Trust The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ X NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST USCA Fund Trust By: /s/ Lxxxx Xxxxx /s/Xxxxxx X. Xxxxxxxxxx Name: Xxxxxx X. Xxxxxxxxxx Title: Lxxxx Xxxxx President Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/119-13-16

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Miscellaneous Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket miscellaneous expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. GoodHaven Execution Copy § EXHIBIT E D SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING THE GOODHAVEN FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL THE GOODHAVEN FUNDS TRUST on behalf of the GoodHaven Fund By: /s/ Lxxxx Xxxxx __________________________________ Title: Lxxxx Xxxxx ________________________________ Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11________________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ [__] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL THE FBR FUNDS TRUST UNDERLYING FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ Trust’s name, address and security position to requesting companies whose stock is owned by the TrustsTrust. HATTERAS ALTERNATIVE MUTUAL THE FBR FUNDS TRUST By: /s/ Lxxxx Xxxxx _________________________________ Title: Lxxxx Xxxxx ________________________________ Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Date: 4/13/11_______________________________

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. directly or through sub-custodians for local taxes, stamp duties or other local duties and assessments, stock exchange fees, foreign exchange transactions, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E C SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST TRUST, UNDERLYING FUNDS TRUST and HCIM TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST By: /s/ Lxxxx R. Xxxxx Baker_________________ Title: Lxxxx Xxxxx Treasurer______________________ Date: 4/13/11 _6/26/15________________________ UNDERLYING FUNDS TRUST HCIM TRUST By: _/s/ R. Lxxxx Xxxxx _________________ By: _/s/ R. Lxxxx Xxxxx ________________ Title: Lxxxx Xxxxx Treasurer _______________________ Title:_Treasurer ______________________ Date: 4/13/11_6/26/15________________________ Date: __6/26/15_____________________ _

Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. EXHIBIT E SHAREHOLDER COMMUNICATIONS ACT AUTHORIZATION HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST UNDERLYING FUNDS TRUST The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities. Unless you specifically require us to NOT release your name and address to requesting companies, we are required by law to disclose your name and address. Your “yes” or “no” to disclosure will apply to all securities U.S. Bank holds for you now and in the future, unless you change your mind and notify us in writing. ______ YES U.S. Bank is authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. ______ NO U.S. Bank is NOT authorized to provide the Trusts’ name, address and security position to requesting companies whose stock is owned by the Trusts. HATTERAS ALTERNATIVE MUTUAL FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Treasurer Date: 4/13/11 UNDERLYING FUNDS TRUST By: /s/ Lxxxx Xxxxx Title: Lxxxx Xxxxx Treasurer Date: 4/13/11