Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Income Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at December, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ [ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ [ ] /U.S. Bank repo agreement transaction $ [ ] /short sale $ [ ] /option/future contract written, exercised or expired $ [ ] /mutual fund trade/Fed wire/margin variation Fed wire $ [ ] /physical transaction $ [ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at September, 2012 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y Q to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Income WBI Absolute Return Balanced Fund WBI Absolute Return Dividend Growth Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at December, 2012 2010 Annual Fee Based Upon Market Value Per FundFund (Assumes 2 Funds with 4 cusips)* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ $[ ] /U.S. Bank repo agreement transaction $ $[ ] /short sale $ $[ ] /option/future contract written, exercised or expired $ $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $ $[ ] /physical transaction $ $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y Q (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberDecember, 2012 2010 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y Q (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y X to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Lxxxx Capital Long/Short Duration High Income Fund Lxxxx Capital Large Cap Growth Fund Lxxxx Capital International Fund Lxxxx Capital Small Cap Growth Fund Lxxxx Capital Large Cap Core Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at DecemberJune, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ [ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ [ ] /U.S. Bank repo agreement transaction $ [ ] /short sale $ [ ] /option/future contract written, exercised or expired $ [ ] /mutual fund trade/Fed wire/margin variation Fed wire $ [ ] /physical transaction $ [ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Milwaukee, MSA Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y X (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberJune, 2012 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y X (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y R to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Income Alpha Defensive Growth Fund Alpha Opportunistic Growth Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at December, 2012 2010 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ $[ ] /U.S. Bank repo agreement transaction $ $[ ] /short sale $ $[ ] /option/future contract written, exercised or expired $ $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $ $[ ] /physical transaction $ $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account Fees are billed monthly. *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y R (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberDecember, 2012 2010 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y R (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ [---] per claim. Out of Pocket Expenses Expenses'' § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y G to the Separate ETF Series of Advisors Series Trust Amended and Restated Solutions Custody Agreement Name of Series Sxxxxxxx Short Duration High Income Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE Fxxxx Xxxxxxx-Ideal Ratings U.S. Large Cap ETF Base Fee for Domestic Custody Services at DecemberJuly, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] 2014 The following reflects the greater of the basis point fee or minimum per fund- Custody Basis Points on average daily market value AUM per Fund Annual Minimum per Fund $[---] +$[---] +$[---] $[---] Note: MLP Funds pricing may vary from the above annual fee fees and are TBD per fund - $[ ] Plus portfolio transaction fees investment strategy The Following Fees are in Addition to the Base Fee- Portfolio Transaction Fees $ [ § $[---] /book – Book entry DTC transaction/Federal Reserve transaction/principal paydown $ [ pay down § $[---] /U.S. - Short Sales § $[---] – US Bank repo agreement Repo agreement/reverse repurchase agreement/time deposit/CD or other non- depository transaction $ [ § $[---] /short sale $ [ ] /option– Option/ SWAPS/future contract written, exercised or expired $ [ § $[---] /mutual – Mutual fund trade/Fed wire/margin variation Fed wire $ [ § $[---] /physical – Physical transaction $ [ § $[---] /segregated – Check disbursement (waived if U.S. Bancorp is Administrator) § $[---] – Segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. receipts § Overdrafts – charged to the account at prime interest rate plus [ ]2. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Fees are calculated pro rata and billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y G (continued) to the Separate ETF Series of Advisors Series Trust Amended and Restated Solutions Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE – Global custody fees at SeptemberJuly, 2012 Country Instrument Safekeeping 2014 COUNTRY INSTRUMENT SAFEKEEPING (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee TRANSACTION FEE Argentina All [ ] 13.0 $[ ] Lebanon All [ ] $[ ] __ Australia All [ ] 1.00 $[ ] Lithuania All [ ] $[ ] __ Austria All [ ] 2.00 $[ ] Luxembourg All [ ] $[ ] __ Bahrain All [ ] 44.0 $[ ] Malaysia All [ ] $[ ] __ Bangladesh All [ ] 35.0 $[ ] Mali* All [ ] $[ ] __ Belgium All [ ] 1.50 $[ ] Malta __ Benin All [ ] 35.0 $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] __ Bermuda All [ ] 13.0 $[ ] Mexico All [ ] $[ ] __ Botswana All [ ] 22.0 $[ ] Morocco All [ ] $[ ] __ Brazil All [ ] 8.00 $[ ] Namibia All [ ] $[ ] __ Bulgaria All [ ] 35.0 $[ ] Netherlands __ Burkina Faso All [ ] 35.0 $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] __ Canada All [ ] 1.00 $[ ] Niger* All [ ] $[ ] __ Cayman Islands* All [ ] 1.00 $[ ] Nigeria All [ ] $[ ] __ Channel Islands* All [ ] 1.50 $[ ] Norway All [ ] $[ ] __ Chile All [ ] 18.0 $[ ] Oman All [ ] $[ ] __ China“A” Shares All [ ] 11.0 $[ ] Pakistan All [ ] $[ ] China“B__ China “B” Shares All [ ] 11.0 $[ ] Peru All [ ] $[ ] __ Columbia All [ ] 35.0 $[ ] Philippines All [ ] $[ ] __ Costa Rica All [ ] 13.0 $[ ] Poland All [ ] $[ ] __ Croatia All [ ] 31.0 $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] __ Czech Republic All [ ] 11.0 $[ ] __ Denmark All 2.00 $__ Ecuador All 31.0 $__ Egypt All 28.0 $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Estonia All 6.00 $__ Euromarkets** All 1.00 $__ Finland All 2.50 $__ France All 1.00 $__ Germany All 1.00 $__ Ghana All 22.00 $__ Greece All 8.00 $__ Guinea Bissau All 44.0 $__ Hong Kong All 2.00 $__ Hungary All 22.00 $__ Iceland All 13.00 $__ India All 9.00 $__ Indonesia All 6.00 $__ Ireland All 2.00 $__ Israel All 11.0 $__ Italy All 2.00 $__ Ivory Coast All 35.0 $__ Japan All 1.00 $__ Jordan All 35.00 $__ Kazakhstan All 53.00 $__ Kenya All 26.00 $__ Latvia Equities 13.00 $__ Latvia Bonds 22.00 $__ Lebanon All 22.00 $__ Lithuania All 18.00 $__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) TRANSACTION FEE Luxembourg All 4.00 $__ Malaysia All 3.50 $__ Mali All 35.0 $___ Malta All 20.0 $__ Mauritius All 26.00 $__ Mexico All 2.00 $__ Morocco All 31.00 $__ Namibia All 26.00 $__ Netherlands All 2.00 $__ New Zealand All 2.50 $__ Niger All 35.0 $__ Nigeria All 26.00 $__ Norway All 2.00 $__ Oman All 45.00 $__ Pakistan All 26.00 $__ Peru All 39.00 $__ Philippines All 5.00 $__ Poland All 13.00 $__ Portugal All 5.50 $__ Qatar All 40.00 $__ Romania All [ ] 31.00 $[ ] Denmark All [ ] __ Russia Equities 33.00 $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] __ Russia MINFINs [ ] 13.00 $[ ] Egypt __ Senegal All [ ] 35.00 $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] __ Singapore All [ ] 2.00 $[ ] Euromarkets(3__ COUNTRY INSTRUMENT SAFEKEEPING (BPS) All [ ] $[ ] TRANSACTION FEE Slovak Republic All [ ] 22.00 $[ ] Finland All [ ] $[ ] __ Slovenia All [ ] 22.00 $[ ] France All [ ] $[ ] __ South Africa All [ ] 2.00 $[ ] Germany All [ ] $[ ] __ South Korea All [ ] 5.50 $[ ] Ghana All [ ] $[ ] __ Spain All [ ] 1.00 $[ ] Greece All [ ] $[ ] __ Sri Lanka All [ ] 13.00 $[ ] Guinea Bissau* All [ ] $[ ] __ Swaziland All [ ] 26.00 $[ ] Hong Kong All [ ] $[ ] __ Sweden All [ ] 1.00 $[ ] Hungary All [ ] $[ ] __ Switzerland All [ ] 1.00 $[ ] Iceland All [ ] $[ ] __ Taiwan All [ ] 13.00 $[ ] India All [ ] $[ ] __ Thailand All [ ] 3.50 $[ ] Indonesia __ Togo All [ ] 35.00 $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] __ Tunisia All [ ] 35.00 $[ ] Italy All [ ] $[ ] __ Turkey All [ ] 11.00 $[ ] Ivory Coast All [ ] $[ ] __ UAE All [ ] 40.00 $[ ] Jamaica* All [ ] $[ ] __ United Kingdom All [ ] 1.00 $[ ] Japan All [ ] $[ ] __ Ukraine All [ ] 21.00 $[ ] Jordan All [ ] $[ ] __ Uruguay All [ ] 45.00 $[ ] Kazakhstan All [ ] $[ ] __ Venezuela All [ ] 35.00 $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] __ Zambia All [ ] 26.00 $[ ] Latvia Bonds [ ] __ Zimbabwe All 26.00 $[ ] * __ *Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y (continued) to the Separate Series of Advisors Series Trust Amended **Tiered by market value <5 billion: 1 bp, >$5 billion and Restated Custody Agreement Annual <$10 billion: .75 bps; >$10 billion: .50 bps **Euromarkets – Non-Euromarkets: Surcharges vary by local market Base Fee - $[ ] A monthly charge per account (fund) will applyapply based on the number of foreign securities held. § 1-25 foreign securities: $[---] § 26-50 foreign securities: $[---] § Over 50 foreign securities: $[---] § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (including but not limited to equities, domestic market debt and mutual funds) will be subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge. § For all other markets specified above, surcharges may apply if a security is held outside of the local market. The Following Fees May be Incurred in Addition to the Base Fee- Cash Transactions: § 3rd Party Foreign Exchange – a Foreign Exchange transaction undertaken through a 3rd party will be charged $[---].
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y T to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Fort Pitt Capital Total Return Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at July, 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis points on the first $[ ] million [ ] basis point on the next $[ ] million [ ] basis point on the balance of fund assets Portfolio Transaction Fees $[ ] per disbursement (waived if U.S. Bancorp is Administrator) $[ ] per US Bank repurchase agreement transaction $[ ] per book entry security (depository or Federal Reserve system) and non-US Bank repurchase agrmt $[ ] per portfolio transaction processed through our New York custodian definitive security (physical) $[ ] per principal paydown $[ ] per option/future contract written, exercised or expired $[ ] per Cedel/Euroclear transaction $[ ] per mutual fund trade $[ ] per Fed Wire $[ ] per margin variation Fed wire $[ ] per short sale $[ ] per segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. § Plus out-of-pocket expenses, and extraordinary expenses based upon complexity, including items such as shipping fees or transfer fees. Fees are billed monthly. * Annual fee * Subject to CPI increase, Milwaukee MSA. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit U to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series SiM Dynamic Allocation Diversified Income Fund SiM Dynamic Allocation Equity Income Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at DecemberJune, 2012 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ $[ ] /U.S. Bank repo agreement transaction $ $[ ] /short sale $ $[ ] /option/future contract written, exercised or expired $ $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $ $[ ] /physical transaction $ $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y U (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberMarch, 2012 2011 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y U (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y S to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Income Orinda SkyView Multi-Manager Hedged Equity Fund Orinda SkyView Macro Opportunities Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at DecemberMarch, 2012 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus Including portfolio transaction fees Portfolio Transaction Fees $ (included in base fee) $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ $[ ] /U.S. Bank repo agreement transaction $ $[ ] /short sale $ $[ ] /option/future contract written, exercised or expired $ $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $ $[ ] /physical transaction $ $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y S (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberMarch, 2012 2011 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y S (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - A monthly base charge of $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y V to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Income Sxxxxx Fund Sxxxxx Balanced Opportunity Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at December, 2012 2011 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ $[ ] /U.S. Bank repo agreement transaction $ $[ ] /short sale $ $[ ] /option/future contract written, exercised or expired $ $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $ $[ ] /physical transaction $ $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Fees are billed monthly. Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y V (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberDecember, 2012 2011 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y V (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - $[ ] per account (fund) will apply.
Appears in 1 contract
Tax Reclamation Services. May be subject to additional charges depending upon the service level agreed. Tax reclaims that have been outstanding for more than 6 (six) months with the client will be charged $[ ] per claim. Out of Pocket Expenses § Charges incurred by U.S. Bank, N.A. for local taxes, stamp duties or other local duties and assessments, stock exchange fees, postage and insurance for shipping, facsimile reporting, extraordinary telecommunications fees, proxy services and other shareholder communications or other expenses which are unique to a country in which the client or its clients is investing will be passed along as incurred. § A surcharge may be added to certain out-of-pocket expenses listed herein to cover handling, servicing and other administrative costs associated with the activities giving rise to such expenses. Also, certain expenses are charged at a predetermined flat rate. § SWIFT reporting and message fees. Exhibit Y W to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Name of Series Sxxxxxxx Short Duration High Income Kxxxxxx Merger Fund Kxxxxxx Event Fund Multiple Series Trust DOMESTIC CUSTODY SERVICES FEE SCHEDULE at December, 2012 Annual Fee Based Upon Market Value Per Fund* [ ] basis point on average daily market value Minimum annual fee per fund - $[ ] Plus portfolio transaction fees Portfolio Transaction Fees $ $[ ] /book entry DTC transaction/Federal Reserve transaction/principal paydown $ $[ ] /U.S. Bank repo agreement transaction $ $[ ] /short sale $ $[ ] /option/future contract written, exercised or expired $ $[ ] /mutual fund trade/Fed wire/margin variation Fed wire $ $[ ] /physical transaction $ $[ ] /segregated account per year § A transaction is a purchase/sale of a security, free receipt/free delivery, maturity, tender or exchange. § No charge for the initial conversion free receipt. § Overdrafts – charged to the account at prime interest rate plus [ ]. Out-Of-Pocket Expenses Including but not limited to expenses incurred in the safekeeping, delivery and receipt of securities, shipping, transfer fees, deposit withdrawals at custodian (DWAC) fees, and extraordinary expenses based upon complexity. Bank Loan Services - $[ ] annual base fee per account *Subject to annual CPI increase, Milwaukee MSA. Milwaukee, MSA Fees are billed monthly. monthly Advisor signature is not required at December 6, 2012 as the custody fees are not changing. Exhibit Y W (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement GLOBAL SUB-CUSTODIAL SERVICES ANNUAL FEE SCHEDULE at SeptemberDecember, 2012 Country Instrument Safekeeping (BPS) Transaction Fee Country Instrument Safekeeping (BPS) Transaction Fee Argentina All [ ] $[ ] Lebanon All [ ] $[ ] Australia All [ ] $[ ] Lithuania All [ ] $[ ] Austria All [ ] $[ ] Luxembourg All [ ] $[ ] Bahrain All [ ] $[ ] Malaysia All [ ] $[ ] Bangladesh All [ ] $[ ] Mali* All [ ] $[ ] Belgium All [ ] $[ ] Malta All [ ] $[ ] Benin* All [ ] $[ ] Mauritius All [ ] $[ ] Bermuda All [ ] $[ ] Mexico All [ ] $[ ] Botswana All [ ] $[ ] Morocco All [ ] $[ ] Brazil All [ ] $[ ] Namibia All [ ] $[ ] Bulgaria All [ ] $[ ] Netherlands All [ ] $[ ] Burkina Faso* All [ ] $[ ] New Zealand All [ ] $[ ] Canada All [ ] $[ ] Niger* All [ ] $[ ] Cayman Islands* All [ ] $[ ] Nigeria All [ ] $[ ] Channel Islands* All [ ] $[ ] Norway All [ ] $[ ] Chile All [ ] $[ ] Oman All [ ] $[ ] China“A” Shares All [ ] $[ ] Pakistan All [ ] $[ ] China“B” Shares All [ ] $[ ] Peru All [ ] $[ ] Columbia All [ ] $[ ] Philippines All [ ] $[ ] Costa Rica All [ ] $[ ] Poland All [ ] $[ ] Croatia All [ ] $[ ] Portugal All [ ] $[ ] Cyprus* All [ ] $[ ] Qatar All [ ] $[ ] Czech Republic All [ ] $[ ] Romania All [ ] $[ ] Denmark All [ ] $[ ] Russia Equities/Bonds [ ] $[ ] Ecuador All [ ] $[ ] Russia MINFINs [ ] $[ ] Egypt All [ ] $[ ] Senegal* All [ ] $[ ] Estonia All [ ] $[ ] Singapore All [ ] $[ ] Euromarkets(3) All [ ] $[ ] Slovak Republic All [ ] $[ ] Finland All [ ] $[ ] Slovenia All [ ] $[ ] France All [ ] $[ ] South Africa All [ ] $[ ] Germany All [ ] $[ ] South Korea All [ ] $[ ] Ghana All [ ] $[ ] Spain All [ ] $[ ] Greece All [ ] $[ ] Sri Lanka All [ ] $[ ] Guinea Bissau* All [ ] $[ ] Swaziland All [ ] $[ ] Hong Kong All [ ] $[ ] Sweden All [ ] $[ ] Hungary All [ ] $[ ] Switzerland All [ ] $[ ] Iceland All [ ] $[ ] Taiwan All [ ] $[ ] India All [ ] $[ ] Thailand All [ ] $[ ] Indonesia All [ ] $[ ] Togo* All [ ] $[ ] Ireland All [ ] $[ ] Trinidad & Tobago* All [ ] $[ ] Israel All [ ] $[ ] Tunisia All [ ] $[ ] Italy All [ ] $[ ] Turkey All [ ] $[ ] Ivory Coast All [ ] $[ ] UAE All [ ] $[ ] Jamaica* All [ ] $[ ] United Kingdom All [ ] $[ ] Japan All [ ] $[ ] Ukraine All [ ] $[ ] Jordan All [ ] $[ ] Uruguay All [ ] $[ ] Kazakhstan All [ ] $[ ] Venezuela All [ ] $[ ] Kenya All [ ] $[ ] Vietnam* All [ ] $[ ] Latvia Equities [ ] $[ ] Zambia All [ ] $[ ] Latvia Bonds [ ] $[ ] * Additional customer documentation and indemnification will be required prior to establishing accounts in these markets. Exhibit Y (continued) to the Separate Series of Advisors Series Trust Amended and Restated Custody Agreement Annual Base Fee - $A monthly base charge of: Number of positions Monthly Base Fee > 5 $ [ ] per account § Euroclear – Eurobonds only. Eurobonds are held in Euroclear at a standard rate, but other types of securities (fundincluding but not limited to equities, domestic market debt and mutual funds) will applybe subject to a surcharge. In addition, certain transactions that are delivered within Euroclear or from a Euroclear account to a third party depository or settlement system, will be subject to a surcharge (surcharge schedule available upon request). § For all other markets specified above, surcharges may apply if a security is held outside of the local market. Straight Through Processing - fees waived.
Appears in 1 contract
