THE RULES. 1.1 Under the Rules, we are required to provide the identity and contact details of the ultimate beneficiary for whom they process a transaction as well as the person(s) who give(s) instructions in relation to that transaction (the "Client Information") to the Hong Kong Regulators within two business days of any request originating from them. In exceptional market circumstances, the Client Information may have to be available very shortly after the request.
Appears in 12 contracts
Samples: Professional Client Agreement, Eligible Counterparty Agreement, Professional Client Agreement
