Trade Execution. Upon receipt of Sub-Advisor's allocations for the underlying positions for the Funds, Advisor will place orders for the execution of all portfolio transactions in accordance with the policies with respect thereto set forth in the Fund's registration statements under the 1940 Act and the Securities Act of 1933 (the "1933 Act"); as such registration statements may be in effect from time to time.
Trade Execution. The Leaders Group is not responsible for placing trades or entering orders for securities transactions with respect to Plan assets or for the execution of any such orders. The placing and execution of trades in Plan assets will be the responsibility of the Plan’s recordkeeper or custodian; provided that The Leaders Group may direct the custodian to replace an investment option offered under the Plan.
Trade Execution. Promptly after each purchase of securities, the Customer shall deliver to the Bank with respect to each purchase: (i) the name of the issuer and the title of the Securities; (ii) the number of shares or the principal amount purchased and accrued interest, if any; (iii) the date of purchase settlement; (iv) the purchase price per unit; (v) the total amount payable upon such purchase; (vi) the name of the broker through whom or the person to whom the sale was made; and (vii) the Portfolio to which such Securities are allocated. The Bank shall deliver or cause to be delivered the Securities to the broker or other person designated by the Customer upon receipt of the total amount payable to the Custodian upon such sale; provided that, the same conforms to the total amount payable as set forth in Instructions from the Customer. Subject to the foregoing, the Bank may accept payment in such form as shall be satisfactory to it, and may deliver Securities and arrange for payment in accordance with the customs prevailing among dealers in securities. All transactions in regard to Securities will be settled upon actual receipt or in accordance with best market practices. The Bank shall send the Customer a written confirmation of any transfer of Property to or from the Custody Accounts.
Trade Execution. 6.1. The base currency of your Goal will be:
Trade Execution. TLG Advisors is not responsible for placing trades or entering orders for securities transactions with respect to Plan assets or for the execution of any such orders. The placing and execution of trades in Plan assets will be the responsibility of the Plan’s recordkeeper or custodian; provided that TLG Advisors may direct the custodian to replace an investment option offered under the Plan.
Trade Execution. Party A and Party B acknowledge, understand and agree that orders executed are completed when Party A and Party B agree on the essential terms of the Transaction, which the parties expect will occur by telephone. After such execution Party A and Party B cannot cancel the Transaction without the consent of the other party and there is a legally binding agreement between Party A and Party B. By placing orders through a party's trading desk, the other party agrees to such immediate execution and accepts the risk of this execution feature, absent manifest error.
Trade Execution. The Investment Adviser shall take, on behalf of the Fund, all actions which it considers necessary to implement the investment strategies of the Fund, and in particular, to place all orders for the purchase or sale of securities or other investments for the account of the Fund with brokers and dealers selected by it, and to that end, the Investment Adviser is authorized as the agent of the Trust to give instructions to the Trust’s custodian as to deliveries of securities or other investments and payments of cash for the account of the Fund.
Trade Execution. The Company, directly or through The Mutual Fund, Ltd., its investment management, or Daiwa International Capital Management, Inc., its investment adviser, may from time to time place orders with the Bank to buy or sell Securities. The Bank may, unless otherwise specified, refer each such order to any broker or sub-agent of its choice, including an affiliate of the Bank, and shall have no liability or responsibility whatsoever for any error, neglect or default of any such broker or sub-agent or for mutilations, interruptions, omissions, errors or delays occurring in the mails, or on the part of any telegraph, cable or wireless company, or any employee of such company, or by reason of any cause beyond its control. In placing such orders, the Company may from time to time place special orders with the Bank which will, as agent, undertake the purchase or sale of the Securities as set out above; provided, that if the order is for the purchase or sale of obligations of the United States Government or its agencies, or state or municipal bonds, the Bank may act as principal. The Company hereby agrees, with respect to all purchases, that funds for settlement will be on deposit by the settlement date. Further, the Company agrees to provide specific instructions regarding the deposit or delivery of all such Securities to the Custody Account.
Trade Execution. The Trust may from time to time place orders with the Bank to buy or sell Securities. The Bank or any entity authorized to hold Property in accordance with Section 7 hereof may refer each such order to any broker or sub-agent of its choice, including an affiliate of the Bank, unless otherwise specified, and shall have no liability or responsibility whatsoever for any error, neglect or default of any such broker or sub-agent or for mutilations, interruptions, omissions, errors or delays occurring in the mails, or on the part of any telegraph, cable or wireless company, or any employee of such company, or by reason of any cause beyond its control. In placing such orders, the Trust may from time to time place special orders with the Bank which will, as agent, undertake the purchase or sale of the Securities as set out above; provided that if the order is for the purchase or sale of obligations of the United States Government or its agencies, or municipal bonds, the Bank may act as principal. The Trust hereby agrees, with respect to all purchases, that good funds for settlement will be on deposit by settlement date. Further, the Trust agrees to provide specific instructions regarding the deposit or delivery of all such Securities to the Custody Account.
Trade Execution. The Sub-Adviser shall take, on behalf of the Fund, all actions which it considers necessary to implement the investment strategies of the Fund with respect to the Allocated Portion, and in particular, to place all orders for the purchase or sale of securities or other investments for the account of the Fund with brokers and dealers selected by it, and to that end, the Sub-Adviser is authorized as the agent of the Trust to give instructions to the Trust’s custodian as to deliveries of securities or other investments and payments of cash for the account of the Fund.
