{"component": "clause", "props": {"groups": [{"samples": [{"hash": "8ZWM0xLoI01", "uri": "/contracts/8ZWM0xLoI01#trading-authorization", "label": "Advisory Agreement (BlackRock Global Horizons I L.P.)", "score": 25.3504447937, "published": true}, {"hash": "jpml1SettTP", "uri": "/contracts/jpml1SettTP#trading-authorization", "label": "Advisory Agreement (BlackRock Global Horizons I L.P.)", "score": 23.2231349945, "published": true}, {"hash": "hZkOy6vzAZL", "uri": "/contracts/hZkOy6vzAZL#trading-authorization", "label": "Advisory Agreement (BlackRock Global Horizons I L.P.)", "score": 23.2162895203, "published": true}], "snippet": "Prior to the Company\u2019s acceptance of trading advice from the Trading Advisor in accordance with this Agreement, the Company shall deliver to the Trading Advisor a trading authorization in the form of Appendix C hereto appointing the Trading Advisor as an agent of the Company and attorney-in-fact for such purpose.", "size": 21, "snippet_links": [{"key": "to-the-company", "type": "clause", "offset": [6, 20]}, {"key": "acceptance-of", "type": "definition", "offset": [23, 36]}, {"key": "the-trading-advisor", "type": "definition", "offset": [57, 76]}, {"key": "in-accordance-with", "type": "clause", "offset": [77, 95]}, {"key": "this-agreement", "type": "clause", "offset": [96, 110]}, {"key": "the-company-shall", "type": "clause", "offset": [112, 129]}, {"key": "deliver-to", "type": "definition", "offset": [130, 140]}, {"key": "form-of", "type": "clause", "offset": [192, 199]}, {"key": "appendix-c", "type": "clause", "offset": [200, 210]}, {"key": "agent-of-the-company", "type": "clause", "offset": [255, 275]}], "hash": "f5cfd0f0daa6cc91fffd2297b37b5378", "id": 1}, {"samples": [{"hash": "fVWiezkGBgU", "uri": "/contracts/fVWiezkGBgU#trading-authorization", "label": "Investment Advisory Agreement", "score": 25.8172492981, "published": true}, {"hash": "gmmprCmDQ3V", "uri": "/contracts/gmmprCmDQ3V#trading-authorization", "label": "Investment Advisory Agreement", "score": 24.4387397766, "published": true}, {"hash": "df6h8wDxfPM", "uri": "/contracts/df6h8wDxfPM#trading-authorization", "label": "Investment Advisory Agreement", "score": 24.0732383728, "published": true}], "snippet": "A Limited Power of Attorney (LPOA) is generally executed with the custodian of Client assets. The LPOA does not provide Portfolio Advisors, Inc. with custody of Client securities. Portfolio Advisors, Inc. does not and will not have custody of Client funds or securities. The LPOA provides Portfolio Advisors, Inc. with the power to execute trades on the Client\u2019s behalf, and authorizes the custodian to deduct management fees from Client\u2019s account upon direction from Portfolio Advisors, Inc. Generally, Portfolio Advisors, Inc. will recommend a particular broker to execute securities transactions. Client, however, retains authority to direct trades to other brokers. Portfolio Advisors, Inc. will not exercise discretionary control over any of Client\u2019s assets. Portfolio Advisors, Inc. shall be responsible only to make investment recommendations to Client and to execute investment transactions after obtaining Client\u2019s approval. Client will retain absolute discretion over all investment decisions. Once an asset allocation is agreed upon for the portfolio, a Model Portfolio is developed which identifies specific target percentages for each asset. If the actual percentages diverge from the target percentages, Client authorizes Portfolio Advisors, Inc. to buy and/or sell securities to rebalance the portfolio closer to the targets. If Client requests a cash withdrawal, Client authorizes Portfolio Advisors, Inc. to sell assets, if necessary, to meet the cash needs. Certain asset sales could result in taxable gains. Portfolio Advisors, Inc. will consult with Client prior to any sale that might result in significant capital gains. Client authorizes Portfolio Advisors, Inc. to invest cash deposits made to Client accounts in order to move the portfolio closer to the target percentages. Account custodians will debit Client accounts for various trading expenses, including brokerage commissions, margin interest, custodial fees, and bank or brokerage service fees, as applicable. No portion of such fees is received by Portfolio Advisors, Inc. or by its principals or its Advisory Representatives. All information you may furnish to Portfolio Advisors, Inc., including the Firm\u2019s Associated Persons, and all information and advice we provide the Client, shall be treated as confidential and shall not be disclosed to third parties. The only exceptions to this policy are when the Client specifically directs us to provide information to a third party or where we may be required to do so pursuant by law or regulation. Portfolio Advisors, Inc. is a Registered Investment Adviser regulated by the Securities and Exchange Commission and is subject to the Securities and Exchange Commission\u2019s Investment Adviser\u2019s Act of 1940 as well as the anti-fraud provisions of the California Securities Act. Client understands that Portfolio Advisors, Inc. obtains information from a wide variety of publicly available sources. Portfolio Advisors, Inc. does not have, nor does it claim to have sources of inside or private information. The recommendations developed by Portfolio Advisors, Inc. are based upon the professional judgment of Portfolio Advisors, Inc. and the Firm cannot guarantee the results of any recommendations.", "size": 9, "snippet_links": [{"key": "limited-power-of-attorney", "type": "clause", "offset": [2, 27]}, {"key": "the-custodian", "type": "definition", "offset": [62, 75]}, {"key": "client-assets", "type": "definition", "offset": [79, 92]}, {"key": "client-securities", "type": "definition", "offset": [161, 178]}, {"key": "client-funds", "type": "clause", "offset": [243, 255]}, {"key": "power-to-execute", "type": "clause", "offset": [323, 339]}, {"key": "the-client", "type": "clause", "offset": [350, 360]}, {"key": "fees-from", "type": "clause", "offset": [421, 430]}, {"key": "securities-transactions", "type": "clause", "offset": [575, 598]}, {"key": "authority-to", "type": "definition", "offset": [625, 637]}, {"key": "other-brokers", "type": "clause", "offset": [655, 668]}, {"key": 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"Strategic Asset Management Account Agreement", "score": 19.7255306244, "published": true}, {"hash": "fRnE7Ak18Gt", "uri": "/contracts/fRnE7Ak18Gt#trading-authorization", "label": "Account Agreement", "score": 19.5516777039, "published": true}], "snippet": "Client hereby grants LPL and IAR complete and unlimited discretionary trading authorization with respect to the purchase and sale of No-Load and Load-Waived Mutual Funds (including UITs, closed-end funds and exchange-traded funds), the sale of previously purchased Load Mutual Funds, and the purchase and sale (\u201cTransfer\u201d) of separate accounts within Variable Annuities, in the Account. Client hereby appoints IAR as agent and attorney-in-fact with respect to this trading authorization. Client also authorizes IAR, acting at Client\u2019s direction, to effect transactions in other securities approved by LPL for investment in the Account. Client acknowledges that option transactions in the Account are limited to covered calls and protective puts. Other than as described in Section 16 and 17, LPL and IAR are not authorized to withdraw or transfer any money, securities or property either in the name of Client or otherwise. Client understands that IAR is prohibited from taking personal possession of Client securities, stock powers, monies or any other personal or real property in which Client may have an interest. In addition, Client understands that IAR may not lend to or borrow from Client any monies or securities. Client further agrees not to enter into any other business relationship with IAR including, but not limited to, helping to capitalize or finance any business of IAR. Client retains the right to Transfer separate accounts within Variable Annuities by contacting the Variable Annuity sponsor directly if desired. It is the Client\u2019s responsibility to notify IAR promptly if this right is exercised so as to avoid potential adverse consequences to the Account. Client understands that LPL, IAR and their affiliates may perform advisory and/or brokerage services for various other clients, and that IAR may give advice or take actions for those clients that differ from the advice given or the timing or the nature of any action taken for the Account. In addition, LPL and IAR may, but are not obligated to, purchase or sell or recommend for purchase or sale any security which LPL or IAR or any of their affiliates may purchase or sell for their own accounts or the account of any other client. In no event will LPL or IAR be obligated to effect any transaction for Client which it believes would violate any applicable state or federal law, rule or regulation, or the rules or regulations of any regulatory or self-regulatory body. This trading authorization is a continuing one and shall remain in full force and effect and be relied upon until LPL and IAR have received a copy of a written termination notice, which writing will be deemed to terminate this Agreement effective upon receipt.", "size": 7, "snippet_links": [{"key": "discretionary-trading", "type": "clause", "offset": [56, 77]}, {"key": "with-respect-to", "type": "clause", "offset": [92, 107]}, {"key": "purchase-and-sale-of", "type": "clause", "offset": [112, 132]}, {"key": "mutual-funds", "type": "definition", "offset": [157, 169]}, {"key": "and-exchange", "type": "clause", "offset": [204, 216]}, {"key": "the-sale", "type": "clause", "offset": [232, 240]}, {"key": "separate-accounts", "type": "clause", "offset": [326, 343]}, {"key": "the-account", "type": "clause", "offset": [374, 385]}, {"key": "agent-and-attorney", "type": "clause", "offset": [417, 435]}, {"key": "other-securities", "type": "clause", "offset": [572, 588]}, {"key": "approved-by", "type": "clause", "offset": [589, 600]}, {"key": "option-transactions", "type": "clause", "offset": [661, 680]}, {"key": "section-16", "type": "definition", "offset": [773, 783]}, {"key": "name-of-client", "type": "definition", "offset": [895, 909]}, {"key": "client-understands", "type": "clause", "offset": [924, 942]}, {"key": "taking-personal", "type": "clause", "offset": [971, 986]}, {"key": "possession-of", "type": "clause", "offset": [987, 1000]}, {"key": "client-securities", "type": "definition", "offset": [1001, 1018]}, {"key": "stock-powers", "type": "definition", "offset": [1020, 1032]}, {"key": "real-property", "type": "definition", "offset": [1066, 1079]}, {"key": "an-interest", "type": "clause", "offset": [1105, 1116]}, {"key": "in-addition", "type": "clause", "offset": [1118, 1129]}, {"key": "to-enter", "type": "definition", "offset": [1249, 1257]}, {"key": "business-relationship", "type": "clause", "offset": [1273, 1294]}, {"key": "not-limited", "type": "clause", "offset": [1319, 1330]}, {"key": "any-business", "type": "definition", "offset": [1368, 1380]}, {"key": "right-to-transfer", "type": "clause", "offset": [1408, 1425]}, {"key": "variable-annuity", "type": "clause", "offset": [1488, 1504]}, {"key": "the-client", "type": "clause", "offset": [1540, 1550]}, {"key": "responsibility-to-notify", "type": "clause", "offset": [1553, 1577]}, {"key": "adverse-consequences", "type": "clause", "offset": [1643, 1663]}, {"key": "services-for", "type": "clause", "offset": [1772, 1784]}, {"key": "other-clients", "type": "definition", "offset": [1793, 1806]}, {"key": "nature-of", "type": "clause", "offset": [1926, 1935]}, {"key": "action-taken", "type": "clause", "offset": [1940, 1952]}, {"key": "purchase-or-sale", "type": "definition", "offset": [2060, 2076]}, {"key": "in-no-event-will", "type": "clause", "offset": [2214, 2230]}, {"key": "for-client", "type": "definition", "offset": [2281, 2291]}, {"key": "state-or-federal-law", "type": "clause", "offset": [2339, 2359]}, {"key": "rule-or-regulation", "type": "definition", "offset": [2361, 2379]}, {"key": "rules-or-regulations", "type": "clause", "offset": [2388, 2408]}, {"key": "regulatory-body", "type": "definition", "offset": [2435, 2450]}, {"key": "full-force-and-effect", "type": "clause", "offset": [2519, 2540]}, {"key": "a-copy-of", "type": "clause", "offset": [2592, 2601]}, {"key": "termination-notice", "type": "definition", "offset": [2612, 2630]}, {"key": "effective-upon-receipt", "type": "clause", "offset": [2689, 2711]}], "hash": "593dbca38ae9d1c35c23ff73b8ed0d3b", "id": 6}, {"samples": [{"hash": "iuxB23jq98w", "uri": "/contracts/iuxB23jq98w#trading-authorization", "label": "Account Application and Agreement", "score": 25.7583847046, "published": true}, {"hash": "ee18oz54jIX", "uri": "/contracts/ee18oz54jIX#trading-authorization", "label": "Account Application and Agreement", "score": 25.7583847046, "published": true}, {"hash": "ddcssDs7lxA", "uri": "/contracts/ddcssDs7lxA#trading-authorization", "label": "Account Application and Agreement", "score": 25.7583847046, "published": true}], "snippet": "Your Investment Advisor(s) is authorized to buy and sell (including short sales) equities, bonds, option contracts, and any other related securities, including selecting a money fund or bank deposit product as a sweep option in Your Account, and/or contracts, on margin or otherwise, in accordance with this Agreement and the policies of Pershing Advisor Solutions. For all purchases and sales, Pershing Advisor Solutions is authorized to follow all your Investment Advisor(s)\u2019 instructions. Except as herein otherwise provided, the Investment Advisor(s) is authorized to act for You in the same manner and with the same force and effect as You might", "size": 10, "snippet_links": [{"key": "your-investment", "type": "clause", "offset": [0, 15]}, {"key": "buy-and-sell", "type": "clause", "offset": [44, 56]}, {"key": "short-sales", "type": "definition", "offset": [68, 79]}, {"key": "option-contracts", "type": "clause", "offset": [98, 114]}, {"key": "related-securities", "type": "definition", "offset": [130, 148]}, {"key": "money-fund", "type": "definition", "offset": [172, 182]}, {"key": "bank-deposit", "type": "definition", "offset": [186, 198]}, {"key": "sweep-option", "type": "definition", "offset": [212, 224]}, {"key": "your-account", "type": "definition", "offset": [228, 240]}, {"key": "in-accordance-with", "type": "clause", "offset": [284, 302]}, {"key": "this-agreement", "type": "clause", "offset": [303, 317]}, {"key": "policies-of", "type": "definition", "offset": [326, 337]}, {"key": "pershing-advisor-solutions", "type": "definition", "offset": [338, 364]}, {"key": "purchases-and-sales", "type": "clause", "offset": [374, 393]}, {"key": "the-investment", "type": "definition", "offset": [529, 543]}, {"key": "authorized-to-act", "type": "clause", "offset": [558, 575]}, {"key": "in-the-same-manner", "type": "definition", "offset": [584, 602]}, {"key": "force-and-effect", "type": "clause", "offset": [621, 637]}], "hash": "ceda933378702a0784f03c5800f8c2ac", "id": 2}, {"samples": [{"hash": "ee18oz54jIX", "uri": "/contracts/ee18oz54jIX#trading-authorization", "label": "Account Application and Agreement", "score": 25.7583847046, "published": true}, {"hash": "ddcssDs7lxA", "uri": "/contracts/ddcssDs7lxA#trading-authorization", "label": "Account Application and Agreement", "score": 25.7583847046, "published": true}, {"hash": "8zjQBmQMO81", "uri": "/contracts/8zjQBmQMO81#trading-authorization", "label": "Account Application and Agreement", "score": 25.7583847046, "published": true}], "snippet": "You acknowledge receipt and understanding of this Agreement\u2019s trading authorization terms. You consent to granting trading authorization as defined in Section IV, Paragraph CC of the Terms and Conditions of this Agreement. Third Party Authorization. If applicable under your Investment Advisor Agreement, you have appointed your Investment Advisor to manage your Brokerage Account. You authorize Pershing Advisor Solutions to accept instructions from your Investment Advisor only as authorized in this Agreement and any letters of authorization that you complete, sign and submit.", "size": 9, "snippet_links": [{"key": "you-acknowledge", "type": "clause", "offset": [0, 15]}, {"key": "understanding-of-this-agreement", "type": "clause", "offset": [28, 59]}, {"key": "you-consent-to", "type": "clause", "offset": [91, 105]}, {"key": "section-iv", "type": "clause", "offset": [151, 161]}, {"key": "terms-and-conditions-of-this-agreement", "type": "clause", "offset": [183, 221]}, {"key": "third-party-authorization", "type": "definition", "offset": [223, 248]}, {"key": "if-applicable", "type": "clause", "offset": [250, 263]}, {"key": "investment-advisor-agreement", "type": "definition", "offset": [275, 303]}, {"key": "brokerage-account", "type": "clause", "offset": [363, 380]}, {"key": "you-authorize-pershing-advisor-solutions-to", "type": "clause", "offset": [382, 425]}, {"key": "in-this-agreement", "type": "definition", "offset": [494, 511]}, {"key": "letters-of-authorization", "type": "clause", "offset": [520, 544]}], "hash": "34a001a12e9ad2a3c011f01f40e3e69e", "id": 3}, {"samples": [{"hash": "eNXDJroAuwv", "uri": "/contracts/eNXDJroAuwv#trading-authorization", "label": "Investment Management Agreement", "score": 34.075958252, "published": true}, {"hash": "fAUupbyD909", "uri": "/contracts/fAUupbyD909#trading-authorization", "label": "Investment Management Agreement", "score": 34.0183525085, "published": true}, {"hash": "ju9Rbp1l7ZP", "uri": "/contracts/ju9Rbp1l7ZP#trading-authorization", "label": "Investment Management Agreement", "score": 33.5757026672, "published": true}], "snippet": "Client grants \u2587\u2587\u2587\u2587\u2587\u2587 discretionary trading authority and appoints \u2587\u2587\u2587\u2587\u2587\u2587 as agent and attorney-in-fact with respect to investments in the Account. \u2587\u2587\u2587\u2587\u2587\u2587 may direct the purchase, sale, exchange, conversion, delivery or other acquisition or disposition of securities and other investments in the Account and act on behalf of Client in all other matters incidental to the handling of Account investments, all without prior consultation with Client.", "size": 5, "snippet_links": [{"key": "authority-and", "type": "clause", "offset": [43, 56]}, {"key": "agent-and-attorney", "type": "clause", "offset": [76, 94]}, {"key": "with-respect-to", "type": "clause", "offset": [103, 118]}, {"key": "investments-in", "type": "clause", "offset": [119, 133]}, {"key": "the-account", "type": "clause", "offset": [134, 145]}, {"key": "the-purchase", "type": "clause", "offset": [165, 177]}, {"key": "other-acquisition", "type": "definition", "offset": [219, 236]}, {"key": "disposition-of-securities", "type": "clause", "offset": [240, 265]}, {"key": "other-investments", "type": "clause", "offset": [270, 287]}, {"key": "of-client", "type": "clause", "offset": [321, 330]}, {"key": "all-other-matters", "type": "clause", "offset": [334, 351]}, {"key": "incidental-to", "type": "definition", "offset": [352, 365]}, {"key": "account-investments", "type": "clause", "offset": [382, 401]}, {"key": "prior-consultation", "type": "clause", "offset": [415, 433]}], "hash": "491f8f9f7b032c55dc12486ad4ded3b9", "id": 8}, {"samples": [{"hash": "lV38gCr0e6h", "uri": "/contracts/lV38gCr0e6h#trading-authorization", "label": "Authorization Agreement for Investment Adviser Clients", "score": 17.4558525085, "published": true}, {"hash": "gTjSnmQ8NWs", "uri": "/contracts/gTjSnmQ8NWs#trading-authorization", "label": "Authorization Agreement for Investment Adviser Clients", "score": 17.4558525085, "published": true}], "snippet": "If I have indicated above that my Adviser will have the authority to direct the brokerage firm to execute trades in my account, I authorize my Adviser to be my agent and attorney-in-fact, and as such to give instructions to the brokerage firm regarding any account, and to take all other actions necessary or incidental to the execution of such instructions. If my account has a margin feature, my Adviser is authorized to direct the brokerage firm to trade on margin, to sell short, to borrow securities, to otherwise cause credit to be extended through the Account and to secure the performance of obligations in the Account with any assets held in the Account (the \u201cAccount Assets\u201d). If my account is authorized for option trading, my Adviser is authorized to direct the brokerage firm to purchase and sell (write) index participation contracts and covered and uncovered option contracts on securities and securities-related indexes. The brokerage firm, and other people of brokerage firm have given instructions to in order to implement my Adviser\u2019s instructions, may rely on my Adviser\u2019s instructions without obtaining my approval, counter-signature or co-signature. The Adviser\u2019s authority will include, without limitation, the authority to give instructions for transactions in securities and financial instruments, including the buying and selling of stocks, bonds, debentures, notes, subscription warrants, stock purchase warrants, covered options (if I have authorized trading covered options), mutual fund shares, evidences of indebtedness and any other securities, instruments or contracts relating to securities; and for purchases, sales and where necessary to complete any transaction, the authority to transfer, convert, endorse, sell assign, set over and deliver any Account Assets and to make, execute, and deliver any and all written instruments of assignment and transfer. I further authorize the brokerage firm, acting upon Adviser\u2019s instructions, to aggregate transaction orders for my account with orders for one or more other accounts over which Adviser has investment discretion or to accept or deliver assets in transactions executed by other broker-dealers where Adviser has so aggregated orders. I agree that if any such aggregated order is executed in more than one transaction, my portion of such order may be deemed to have been executed at the weighted average of the prices at which all of such transactions were executed.", "size": 7, "snippet_links": [{"key": "the-authority", "type": "clause", "offset": [52, 65]}, {"key": "brokerage-firm", "type": "definition", "offset": [80, 94]}, {"key": "my-account", "type": "definition", "offset": [116, 126]}, {"key": "agent-and-attorney", "type": "clause", "offset": [160, 178]}, {"key": "instructions-to", "type": "definition", "offset": [208, 223]}, {"key": "other-actions-necessary", "type": "clause", "offset": [282, 305]}, {"key": "incidental-to", "type": "definition", "offset": [309, 322]}, {"key": "the-execution", "type": "clause", "offset": [323, 336]}, {"key": "a-margin", "type": "definition", "offset": [377, 385]}, {"key": "to-sell", "type": "clause", "offset": [469, 476]}, {"key": "to-borrow", "type": "clause", "offset": [484, 493]}, {"key": "the-account", "type": "clause", "offset": [555, 566]}, {"key": "to-secure", "type": "clause", "offset": [571, 580]}, {"key": "performance-of-obligations", "type": "clause", "offset": [585, 611]}, {"key": "account-with", "type": "definition", "offset": [619, 631]}, {"key": "assets-held", "type": "clause", "offset": [636, 647]}, {"key": "account-assets", "type": "definition", "offset": [669, 683]}, {"key": "option-trading", "type": "clause", "offset": [719, 733]}, {"key": "and-covered", "type": "clause", "offset": [848, 859]}, {"key": "option-contracts", "type": "clause", "offset": [874, 890]}, {"key": "in-order-to", "type": "clause", "offset": [1019, 1030]}, {"key": "the-adviser", "type": "clause", "offset": [1172, 1183]}, {"key": "without-limitation", "type": "clause", "offset": [1210, 1228]}, {"key": "authority-to-give-instructions", "type": "clause", "offset": [1234, 1264]}, {"key": "transactions-in-securities", "type": "clause", "offset": [1269, 1295]}, {"key": "financial-instruments", "type": "definition", "offset": [1300, 1321]}, {"key": "subscription-warrants", "type": "definition", "offset": [1393, 1414]}, {"key": "stock-purchase-warrants", "type": "definition", "offset": [1416, 1439]}, {"key": "covered-options", "type": "definition", "offset": [1441, 1456]}, {"key": "authorized-trading", "type": "definition", "offset": [1468, 1486]}, {"key": "mutual-fund-shares", "type": "clause", "offset": [1505, 1523]}, {"key": "evidences-of-indebtedness", "type": "definition", "offset": [1525, 1550]}, {"key": "other-securities", "type": "clause", "offset": [1559, 1575]}, {"key": "relating-to", "type": "definition", "offset": [1602, 1613]}, {"key": "where-necessary", "type": "clause", "offset": [1655, 1670]}, {"key": "authority-to-transfer", "type": "clause", "offset": [1704, 1725]}, {"key": "assignment-and-transfer", "type": "clause", "offset": [1867, 1890]}, {"key": "other-accounts", "type": "definition", "offset": [2043, 2057]}, {"key": "investment-discretion", "type": "definition", "offset": [2081, 2102]}, {"key": "executed-by", "type": "clause", "offset": [2150, 2161]}, {"key": "aggregated-orders", "type": "clause", "offset": [2204, 2221]}, {"key": "i-agree-that", "type": "clause", "offset": [2223, 2235]}, {"key": "one-transaction", "type": "clause", "offset": [2290, 2305]}, {"key": "executed-at", "type": "definition", "offset": [2359, 2370]}, {"key": "weighted-average", "type": "definition", "offset": [2375, 2391]}], "hash": "47d982a5a5e89f04de3dd5a95cb2ab1e", "id": 7}, {"samples": [{"hash": "1GHEe3v5GHn", "uri": "/contracts/1GHEe3v5GHn#trading-authorization", "label": "Investment Advisory Agreement", "score": 33.2199211121, "published": true}, {"hash": "9RQLPosDbSa", "uri": "/contracts/9RQLPosDbSa#trading-authorization", "label": "Investment Advisory Agreement", "score": 25.4161529541, "published": true}, {"hash": "cHbmxXpGMp2", "uri": "/contracts/cHbmxXpGMp2#trading-authorization", "label": "Investment Advisory Agreement", "score": 25.3477077484, "published": true}], "snippet": "Client grants GBM Wealth Management complete and unlimited trading authorization with respect to the Client Accounts and appoints GBM Wealth Management as agent on Client\u2019s behalf and attorney in fact. GBM Wealth Management may, in its sole discretion purchase, sell, exchange, convert and trade the Securities and other investments at Client\u2019s risk. This authorization is a continuing one and shall remain in full force and effect and be relied on until terminated by notice in writing as set forth herein. GBM Wealth Management is not authorized to withdraw or transfer any money, the Securities or property out of the Account either in the name of Client or otherwise, without the written permission of Client. Client acknowledges and agrees that (i) subject to any limitations specified by Client in writing, GBM Wealth Management's normal investment policies do not conflict with and are permitted by any limitations relevant to the Account; and (ii) Client will execute any documentation reasonably required by \u2587\u2587\u2587\u2587\u2587\u2587 and Custodian to effect or document the trading authorization. By executing this Agreement and depositing securities in the Account, Client hereby authorizes GBM Wealth Management to provide liquidation instructions to Broker to liquidate, at their current market value, any securities deposited into the Client Account that do not match the portfolio holdings GBM Wealth Management considers to be adequate for the Account. Client acknowledges that the liquidation of securities in the Account may result in a taxable event for Client.", "size": 5, "snippet_links": [{"key": "wealth-management", "type": "clause", "offset": [18, 35]}, {"key": "unlimited-trading", "type": "clause", "offset": [49, 66]}, {"key": "the-client-accounts", "type": "definition", "offset": [97, 116]}, {"key": "sole-discretion", "type": "clause", "offset": [236, 251]}, {"key": "the-securities", "type": "clause", "offset": [296, 310]}, {"key": "other-investments", "type": "clause", "offset": [315, 332]}, {"key": "full-force-and-effect", "type": "clause", "offset": [410, 431]}, {"key": "notice-in-writing", "type": "definition", "offset": [469, 486]}, {"key": "name-of-client", "type": "definition", "offset": [643, 657]}, {"key": "written-permission", "type": "clause", "offset": [684, 702]}, {"key": "subject-to", "type": "clause", "offset": [754, 764]}, {"key": "by-client", "type": "clause", "offset": [791, 800]}, {"key": "investment-policies", "type": "definition", "offset": [844, 863]}, {"key": "client-will", "type": "clause", "offset": [956, 967]}, {"key": "required-by", "type": "definition", "offset": [1005, 1016]}, {"key": "executing-this-agreement", "type": "clause", "offset": [1090, 1114]}, {"key": "securities-in-the-account", "type": "clause", "offset": [1130, 1155]}, {"key": "to-provide", "type": "clause", "offset": [1204, 1214]}, {"key": "to-broker", "type": "clause", "offset": [1240, 1249]}, {"key": "current-market-value", "type": "definition", "offset": [1273, 1293]}, {"key": "portfolio-holdings", "type": "clause", "offset": [1366, 1384]}, {"key": "of-securities", "type": "clause", "offset": [1490, 1503]}, {"key": "taxable-event", "type": "definition", "offset": [1535, 1548]}, {"key": "for-client", "type": "definition", "offset": [1549, 1559]}], "hash": "42c4dc0aa96ae1c9376e3c0833f59c09", "id": 9}, {"samples": [{"hash": "d74fipITsOP", "uri": "/contracts/d74fipITsOP#trading-authorization", "label": "Account Agreement", "score": 23.0971927643, "published": true}, {"hash": "78BVKblK7Vy", "uri": "/contracts/78BVKblK7Vy#trading-authorization", "label": "Account Agreement", "score": 22.9425048828, "published": true}], "snippet": "Client hereby grants LPL and IAR complete and unlimited discretionary trading authorization with respect to the purchase and sale of mutual funds, ETFs and equity and fixed income securities and the liquidation of previously purchased mutual funds, ETFs and equity and fixed income securities in the Account. If a Portfolio is selected that includes a municipal security Model (\u201cMuni Model\u201d), Client hereby grants the PWP Advisor for that Model complete and unlimited discretionary trading authorization with respect to the purchase and sale of fixed income securities and the liquidation of previously purchased fixed income securities for the portion of the Account invested according to the Muni Model (the \u201cMuni Sleeve\u201d). Although the PWP Advisor has discretion over the Muni Sleeve, LPL has ultimate discretion over the entire Account and reserves the right to exercise discretion over securities in the Muni Sleeve (e.g., to rebalance the Account or to liquidate securities for withdrawal requests). Client hereby appoints LPL, IAR and the PWP Advisor (in the case of a Muni Model) as agent and attorney-in-fact with respect to such trading authorization. Client authorizes LPL to appoint from time to time other PWP Advisors to take discretion over a portion of the Account managed according to that PWP Advisor\u2019s Model. Client may also provide LPL with instructions to not purchase certain equity securities, specific industries, specific sectors, and certain pre-defined categories (e.g. \u201csin\u201d stocks). In the event that client restrictions prevent the investment in certain securities otherwise recommended by a PWP Advisor, assets will be invested pro-rata across the remaining securities in the Model. Client understands that such restrictions will not apply to any mutual funds, ETFs or fixed-income securities that may be held in the Account. Client also understands that restrictions placed on the Account may affect the performance of the Account and that the OPM may choose not to accept an account with restrictions that are inconsistent with the investments chosen by the OPM or as recommended by the PWP Advisor. In order to permit trading in a tax-efficient manner, Client further expressly grants LPL, IAR or in certain circumstances, the PWP Advisor, the authority to select specific tax lots when liquidating securities within Client\u2019s Account. Other than as described in Sections 16 and 17, LPL and IAR are not authorized to withdraw or transfer any money, securities, or property either in the name of Client or otherwise. Client understands that PWP Advisors, LPL, IAR and their affiliates may perform advisory and/or brokerage services for various other clients, and that each of the parties may give advice or take actions for those clients that differ from the advice given or the timing or the nature of any action taken for the Account. In addition, each of the parties may, but is not obligated to, purchase or sell or recommend for purchase or sale any security which each of the parties or any of their affiliates may purchase or sell for their own accounts or the account of any other client. Client also understands that cash awaiting investment or reinvestment will be invested in a money market mutual fund, insured cash account (\u201cICA\u201d) or deposit cash account (\u2018DCA\u201d) and that certain fees and expenses shall be incurred in connection with the money market fund, ICA or DCA. Client authorizes LPL in its discretion to aggregate purchases and sales of securities for the Account with purchases and sales of securities of the same issuer for other clients. When transactions are so aggregated, the actual prices applicable to the aggregated transactions will be averaged, and the Account will be deemed to have purchased or sold its proportionate shares of the securities involved at the average price obtained. For partially filled orders, the OPM will generally allocate trades pro- rata or on some other basis consistent with the goal of treating all clients equitably over time. Securities held in the Account which are in \"street name\" or are being held by a securities depository are commingled with the same securities being held for other clients of LPL. Client ownership of these securities is reflected in LPL\u2019s records. Client has the right at any time to require delivery of any such securities which are fully paid for. The terms of many bonds allow the issuer to partially redeem or \"call\" the issue prior to the maturity date. Certain preferred stocks are also subject to being called by the issuer. Whenever any such security being held by LPL is partially \"called\", LPL will determine, through a random selection lottery process as prescribed by the Depository Trust Company (\u201cDTC\u201d), the ownership of the securities to be submitted for redemption without regard to unsettled sales. In the event that such securities owned by Client are selected and redeemed, the Account will be credited with the proceeds. Should Client wish not to be subject to this random selection process, Client must instruct LPL to register and deliver the securities to Client. Delivery will be effected provided that Client\u2019s securities are unencumbered or have not already been called prior to the receipt of Client\u2019s instructions. If Client takes delivery of the securities, they are still subject to call by the issuer and they will no longer be considered assets in the Account for management purposes. The probability of one of Client\u2019s securities being called is the same whether they are held by Client or by LPL for Client. Please refer to the \u2587\u2587\u2587.\u2587\u2587\u2587 Disclosure webpage for information regarding LPL\u2019s callable securities allocation process. Consistent with the overriding principle of best execution for equities, LPL directs orders in equity securities to exchanges and market makers based on an analysis of their ability to provide rapid and quality executions. In an effort to obtain best execution, LPL may consider several factors, including price improvement opportunities (executions at prices superior to the then prevailing inside market on OTC or national best bid or offer for listed securities). In no event will LPL be obligated to effect any transaction for Client which it believes would violate any applicable state or federal law, rule or regulation, or the rules or regulations of any regulatory or self-regulatory body.", "size": 9, "snippet_links": [{"key": "discretionary-trading", "type": "clause", "offset": [56, 77]}, {"key": "with-respect-to", "type": "clause", "offset": [92, 107]}, {"key": "purchase-and-sale-of", "type": "clause", "offset": [112, 132]}, {"key": "mutual-funds", "type": "definition", "offset": [133, 145]}, {"key": "fixed-income-securities", "type": "clause", "offset": [167, 190]}, {"key": "securities-in-the-account", "type": "clause", "offset": [282, 307]}, {"key": "security-model", "type": "clause", "offset": [362, 376]}, {"key": "according-to", "type": "definition", "offset": [677, 689]}, {"key": "right-to-exercise", "type": "clause", "offset": [857, 874]}, {"key": "withdrawal-requests", "type": "clause", "offset": [984, 1003]}, {"key": "in-the-case", 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