Trading Windows. The Company shall (i) use its reasonable best efforts to notify the Sponsor Investors of each “closing” and “opening” date under the trading windows established by the Company’s xxxxxxx xxxxxxx policy, in each case, at least five Business Days prior to each such date and (ii) at the request of the Holders of a majority of the LCP Registrable Securities or the Holders of a majority of the GIC Registrable Securities, confirm to such Holders whether a trading window is open at such time.
Trading Windows. The Issuer shall, at the request of any Investor, confirm to the requesting Investor whether a trading window is “open” under the trading windows established by the Issuer’s ixxxxxx xxxxxxx policy with respect to any possible Registration Statement.
Trading Windows. On any day during a Trading Window, Transfers of up to the Trading Window Amount applicable to such day will not constitute Restricted Transactions and shall be permitted pursuant to this Section 2.
Trading Windows. The Company shall (i) use its reasonable best efforts to notify the Sponsor Investors and the Solon Group of each “closing” and “opening” date under the trading windows established by the Company’s xxxxxxx xxxxxxx policy, in each case, at least two Business Days prior to each such date and (ii), at the request of the Sponsor Investors or the Solon Group, confirm to the Sponsor Investors and the Solon Group whether a trading window is open at such time.
Trading Windows. The Company shall (i) use its reasonable best efforts to notify the Whitney Holders and the Xxxx Holders of each “closing” and “opening” date under the trading windows established by the Company’s xxxxxxx xxxxxxx policy, in each case, at least two Business Days prior to each such date and (ii), at the request of the Whitney Holders or the Xxxx Holders, confirm to the Whitney Holders and the Xxxx Holders whether a trading window is open at such time.
Trading Windows. Subject to the xxxxxxx xxxxxxx provisions of the Corporations Act and the policy requirements set out below, the recommended times (in terms of avoiding suggestions of xxxxxxx xxxxxxx) for any Director or Key Management Personnel to deal in Traffic Technologies securities or risk limiting products are:
(a) during the 6-week period from (and including) the second business day (not including the day of the trigger event concerned) after the following trigger events:
(i) date of Traffic Technologies’ annual general meeting;
(ii) release of the half yearly results announcement to ASX; and
(iii) release of the full year results announcement to ASX;
(b) during any period determined by the Board and notified to Directors and Key Management Personnel following the release to ASX of price sensitive information which, in the Board's opinion, ensures the market is fully informed; and
(c) the offer period specified under a disclosure document (eg a prospectus) released by Traffic Technologies.
Trading Windows. Provided the Resale S-1 Registration --------------- Statement is effective and the ATI Holders are otherwise permitted to sell their Registrable Securities thereunder in accordance with the Company's xxxxxxx xxxxxxx policies, if applicable, as then in effect and notwithstanding any other provision of this Agreement to the contrary, the Holders shall only be permitted to sell Registrable Securities pursuant to the Resale S-1 Registration Statement during the following periods: (i) October 27, 2000 through and including November 30, 2000 (the "First Window") and (ii) January 26, 2001 through and ------------ including February 28, 2000 (the "Second Window"). -------------
Trading Windows. (a) Throughout the Registration Effective Period, Holders shall only offer or sell Registrable Securities during Window Periods and in accordance with the trading clearance procedure set forth below.
(b) During any Window Period, a Holder proposing to offer or sell Registrable Securities pursuant to the Registration Statement shall send a copy of the completed clearance form (to be provided to the Holder under Section 2.3(d)) to the Company by facsimile (408-433-0260), addressed to the attention of the Secretary/Treasurer, at least two (2) business days prior to the date the Holder proposes to sell Registrable Securities, requesting that the Company clear the trade. The Company shall reply to such Holder by facsimile within two (2) business days following receipt of the clearance form, and in the reply shall either confirm that the Window Period remains open and that the sale can be made, or notify the Holder that trading is suspended (and indicating, if practicable, the expected date when such suspension shall end). If the reply confirms an open Window Period, the Holder is permitted to offer and sell Registrable Securities during that Window Period, unless the Company notifies the Holder by facsimile that the Window Period has been closed pursuant to Section 2.3(c) below. Clearance in accordance with this Section must be obtained each time a Holder intends to offer or sell Registrable Securities.
(c) Notwithstanding any other provision of this Section 2.3, the Company shall have the right at any time not to open a Window Period or, during an open Window Period, to suspend offers and sales of Registrable Securities whenever, and for so long as, in the reasonable judgment of the Company there is or may be in existence material undisclosed information or events with respect to the Company. The Company shall promptly provide Holders with notice of such suspension and shall use all reasonable efforts to minimize the length of the suspension.
(d) Prior to the effectiveness of the Registration Statement, the Company shall provide to each Holder an information sheet summarizing the Registration rights set forth herein and indicating the anticipated dates of the Window Periods during the Registration Effective Period, and shall include a form for use in requesting clearance of trades in accordance with this Section 2.3.
Trading Windows. For so long as any Warrants or Warrant Shares are held by any Warrantholder, the Company agrees to provide each such Warrantholder advance written notice of, promptly and in any event prior to, the commencement of any period of time under the Company’s then existing trading policy applicable to its directors and officers during which such directors and officers are permitted to sell, purchase or otherwise trade securities of the Company without being subject to any applicable “blackout periods” or other similar trading restrictions, except for periods of time during which trading is permitted as a result of being carried out pursuant to a pre-existing contract, instruction or plan under Rule 10b5-1 under the Exchange Act.
Trading Windows. The Company agrees that, following the Effective Date and prior to the Confidentiality Termination Date (as defined below), the Company shall promptly (and in any event, no later than the time that the Company’s directors are notified) notify 22NW in writing (including, without limitation, via email) as to the (i) opening of a trading window during which time all directors of the Company are permitted to trade in the Company’s securities and (ii) institution of a blackout period during which time all directors of the Company are prohibited from trading in the Company’s securities.
