Transactions Affecting Disclosure to Nasd. 2.18.1 Finder’s Fees. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Existing Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Existing Stockholder that may affect the Underwriters’ compensation, as determined by the NASD.
Transactions Affecting Disclosure to Nasd. 2.17.1. Finder's Fees. Except as described in the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder's, consulting or origination fee by the Company or any Initial Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the best of the Company's knowledge, any Initial Stockholder that may affect the Underwriters' compensation, as determined by the National Association of Securities Dealers, Inc. ("NASD").
Transactions Affecting Disclosure to Nasd. 2.18.1. Except as described in the Prospectus, there are no claims, payments, arrangements, contracts, agreements or understandings relating to the payment of a brokerage commission or finder's, consulting, origination or similar fee by the Company or any Initial Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or any Initial Stockholder that may affect the Underwriters' compensation, as determined by the NASD.
Transactions Affecting Disclosure to Nasd. 2.18.1 FINDER’S FEES. There are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Initial Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the best of the Company’s knowledge, any Initial Stockholder that may affect the Underwriters’ compensation, as determined by the NASD.
Transactions Affecting Disclosure to Nasd. 2.18.1. Except as described in the Registration Statement, the Sale Preliminary Prospectus and the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company or any Director/Officer, Special Advisor with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, any stockholders of the Company immediately prior to the Offering (the “Initial Stockholders”) that may affect the Underwriters’ compensation, as determined by the NASD.
Transactions Affecting Disclosure to Nasd. 2.18.1 Except as described in the Preliminary Prospectus and/or the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder's, consulting or origination fee by the Company or any Initial Stockholder with respect to the sale of the Securities hereunder or any other arrangements, agreements or understandings of the Company or, to the best of the Company's knowledge, any Initial Stockholder that may affect the Underwriters' compensation, as determined by the National Association of Securities Dealers, Inc. (the "NASD").
Transactions Affecting Disclosure to Nasd. (i) Except as described in the Registration Statement, the Sale Preliminary Prospectus and the Prospectus, there are no claims, payments, arrangements, agreements or understandings relating to the payment of a finder’s, consulting or origination fee by the Company with respect to the sale of the Shares hereunder or any other arrangements, agreements or understandings of the Company or, to the Company’s knowledge, the Company’s officers, directors and employees that may affect the Underwriters’ compensation, as determined by the NASD.
Transactions Affecting Disclosure to Nasd. 2.19.1 FINDER'S FEES. There are no claims, payments, issuances, arrangements or understandings for services in the nature of a finder's or origination fee to which any of the Company or any of its officers, directors or their respective affiliates is a party, with respect to the sale of the Securities hereunder or any other arrangements, agreements, understandings, payments or issuance with respect to the Company that may affect the compensation, as determined by the National Association of Securities Dealers, Inc. ("NASD").
Transactions Affecting Disclosure to Nasd. Except as described in the Sale Preliminary Prospectus and the Prospectus, and except for the affiliations between the Company, the Sponsor, Xxxxx Brothers, LLC, the sole member of the Sponsor (“Xxxxx Brothers”), and certain of the Company’s officers and directors, on the one hand, and Xxxxx Brothers & Company, LLC, an NASD member and a wholly-owned subsidiary of Xxxxx Brothers, on the other hand, in each case as set forth in the Questionnaires:
Transactions Affecting Disclosure to Nasd. 2.19.1 Finder's Fees. There are no claims, payments, issuances, arrangements or understandings for services in the nature of a finder's or origination fee with respect to the sale of the Securities hereunder or any other arrangements, agreements, understandings, payments or issuance with respect to the Company that may affect the Underwriter's compensation, as determined by the National Association of Securities Dealers, Inc. ("NASD"), other than payments or future payments to the Underwriter, as a placement agent fee with respect to the Company's private placement of promissory notes in the aggregate principal amount of $770,000.00 and 431,200.00 Common Stock Purchase Warrants (the "Bridge Warrants") which closed on October 28, 1996.
