UBS Securities LLC Sample Clauses
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UBS Securities LLC. With respect to any of the foregoing designations as to which the corresponding reference is "None," all defined terms and provisions in this Agreement relating solely to such designations shall be of no force or effect, and any calculations in this Agreement incorporating references to such designations shall be interpreted without reference to such designations and amounts. Defined terms and provisions in this Agreement relating to statistical rating agencies not designated above as Rating Agencies shall be of no force or effect.
UBS Securities LLC. Total........................ ===========
UBS Securities LLC. ▇▇▇▇▇▇ ▇. ▇▇▇▇▇ & Co. Incorporated .................... ▇▇▇▇▇▇ ▇▇▇▇▇▇ & Company, Inc. .........................
UBS Securities LLC. Sands Brothers & Co., Ltd. . . . . . . . . . . . --------- Total . . . . . . . . . . . . . . . . . . . . . . 3,200,000 ========= SCHEDULE B Number of Initial Securities to be Sold --------------------- Brightpoint, Inc. 1,440,000 Selling Shareholders Robe▇▇ ▇▇▇▇▇ 1,600,000 Jose▇▇ ▇▇▇▇▇ 160,000 --------- Total ................... 3,200,000 ========= SCHEDULE C BRIGHTPOINT, INC. 3,200,000 Shares of Common Stock (Par Value $.01 Per Share)
UBS Securities LLC. (a) Within 60 days following the Closing Date, UBS Securities LLC shall prepare or cause to be prepared and provide to PAFM the aggregate purchase price to the public of the Common Shares sold by UBS Securities LLC, which shall be appended as Schedule A to this Additional Compensation Agreement. Such Schedule A shall be prepared in good faith by UBS Securities LLC and subject to verification by PAFM.
(b) PAFM hereby employs UBS Securities LLC, for the period and on the terms and conditions set forth herein, to provide the following services at the reasonable request of PAFM:
(i) after-market support services designed to maintain the visibility of the Fund on an ongoing basis;
(ii) relevant information, studies or reports regarding general trends in the closed-end investment company and asset management industries, if reasonably obtainable, and consult with representatives of PAFM in connection therewith; and
(iii) information to and consult with PAFM with respect to applicable strategies designed to address market value discounts, if any, with respect to the Fund.
UBS Securities LLC. Bear, Stearns & Co. Inc. ............................... Natexis Bleichroed▇▇ ▇▇▇. ..............................
UBS Securities LLC. Wachovia Capital Markets, LLC Advest, Inc. .................................................... H&R Block Financial Advisors, Inc................................ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇▇▇▇, Incorporated J.J.B. ▇▇▇▇▇▇▇▇, ▇.▇. ▇▇▇▇▇, Inc................................. ▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ LLC...................................... KeyBanc Capital Markets, A Division of McDonald Investments Inc. ............................................................ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, Incorporated ............................ ▇▇▇▇▇▇▇▇▇▇▇ & Co. Inc. ▇▇▇▇▇▇▇ ▇▇▇▇▇ & Associates, Inc..................................
UBS Securities LLC. Wachovia Capital Markets, LLC.... ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ Securities LLC................... ▇▇▇▇▇▇▇ & Partners Securities, LLC.............................. ▇▇▇▇▇, ▇▇▇▇▇▇▇▇ & ▇▇▇▇▇, Inc. ... ABN AMRO Rothschild LLC ......... Scotia Capital (USA) Inc. ....... Calyon Securities (USA) Inc......
UBS Securities LLC. Invemed Associates, Inc. . . . . . .
UBS Securities LLC. ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, Incorporated...................... Bear, ▇▇▇▇▇▇▇ & Co. Inc................................... ▇▇▇▇▇ ▇▇▇▇▇▇▇ & Co........................................ ------ Total..................................................... ----- Sch A-1 SCHEDULE B BLACKRIDGE INVESTMENT CORP. [__] Shares of Common Stock (Par Value $0.001 Per Share)