Common use of Xxxxx Xxxxxx Xxxx Clause in Contracts

Xxxxx Xxxxxx Xxxx. Xxxxxx X. Xxxxx The Company's senior officers are the following: Xxxx X. X'Xxxxxx President and CEO Xxxxxx X. Xxxx Assistant Secretary and Assistant Treasurer Xxxx X. Xxxxxx Vice President, Secretary, Treasurer and CFO Xxxx X. Xxxxxxxx, Xx. Vice President, Operations SCHEDULE 5.5 FINANCIAL STATEMENTS The Company has delivered the following financial statements: Fiscal Year Ended Quarter Ended September 30, 2014 June 30, 2015 Financial Statements Financial Statements Audited Unaudited 10-K Audited Unaudited 10-Q RGC Resources, Inc. X X X X Roanoke Gas Company, Inc. X X Diversified Energy Company, Inc. X X RGC Ventures of Virginia, Inc. X X RGC Midstream, LLC N/A N/A The aforesaid audited financial statements for RGC Resources, Inc. are consolidated financial statements for RGC Resources, Inc. and its Subsidiaries. EXISTING INDEBTEDNESS The Company was the obligor with respect to the following Indebtedness as of June 30, 2015: Principal Amount Obligee Outstanding Collateral Guarantor The Prudential Insurance Company of America $ 15,250,000 None RGC Resources, Inc. Par U Hartford Life & Annuity Comfort Trust 9,700,000 None RGC Resources, Inc. Pruco Life Insurance Company of New Jersey 5,550,000 None RGC Resources, Inc. Xxxxx Fargo Bank, N.A. Revolving Line of Credit 1,718,504 None RGC Resources, Inc. $ 32,218,504 The maximum principal amount that can be outstanding at any time under the aforesaid revolving line of credit is $24,000,000. The documents relating to certain of the aforesaid Indebtedness restrict the Company's ability to incur Indebtedness unless prescribed ratios are not exceeded. Such ratios would not be exceeded by reason of the issuance of the Notes, and such documents would not prohibit the issuance of the Notes. EXHIBIT 4.4(a) FORM OF OPINION OF SPECIAL COUNSEL TO THE COMPANY Matters To Be Covered in Opinion of Special Counsel to the Company and Parent Guarantor 1. Each of the Parent Guarantor, Company and its Subsidiaries being duly incorporated, validly existing and in good standing and having requisite corporate power and authority to issue and sell the Notes and to execute and deliver the documents (including the Private Shelf Agreement).

Xxxxx Xxxxxx Xxxx. Xxxxxx X. Xxxxx The Company's senior officers are the following: Xxxx X. X'Xxxxxx President and CEO Xxxxxx X. Xxxx Assistant Secretary and Assistant Treasurer Xxxx X. Xxxxxx Vice President, Secretary, Treasurer and CFO Xxxx X. Xxxxxxxx, Xx. Vice President, Operations SCHEDULE 5.5 FINANCIAL STATEMENTS The Company has delivered the following financial statements: Fiscal Year Ended Quarter Ended September 30, 2014 June 302016 March 31, 2015 2017 Financial Statements Financial Statements Audited Unaudited 10-K Audited Unaudited 10-Q RGC Resources, Inc. X X X X Roanoke Gas Company, Inc. X X Diversified Energy Company, Inc. X X RGC Ventures of Virginia, Inc. X X RGC Midstream, LLC N/A N/A X X The aforesaid audited financial statements for RGC Resources, Inc. are consolidated financial statements for RGC Resources, Inc. and its Subsidiaries. SCHEDULE 5.15 EXISTING INDEBTEDNESS The Company was the obligor with respect to the following Indebtedness as of June 30March 31, 20152017: Obligee Principal Amount Obligee Outstanding Collateral Guarantor The Prudential Insurance Company of America $ 15,250,000 None RGC Resources, Inc. Par U Hartford Life & Annuity Comfort Trust 9,700,000 None RGC Resources, Inc. Pruco Life Insurance Company of New Jersey 5,550,000 None RGC Resources, Inc. Branch Banking and Trust 7,000,000 None RGC Resources, Inc. Xxxxx Fargo Bank, N.A. - Revolving Line of Credit 1,718,504 8,460,578 None RGC Resources, Inc. $ 32,218,504 45,960,578 The maximum principal amount that can be outstanding at any time under the aforesaid revolving line of credit is $24,000,000. The documents relating to certain of the aforesaid Indebtedness restrict the Company's ability to incur Indebtedness unless prescribed ratios are not exceeded. Such ratios would not be exceeded by reason of the issuance of the Notes, and such documents would not prohibit the issuance of the Notes. EXHIBIT 4.4(a) FORM OF OPINION OF SPECIAL COUNSEL TO THE COMPANY Matters To Be Covered in Opinion of Special Counsel to the Company and Parent Guarantor 1. Each of the Parent Guarantor, Company and its Subsidiaries being duly incorporated, validly existing and in good standing and having requisite corporate power and authority to issue and sell the Notes and to execute and deliver the documents (including the Private Shelf Agreement)30,000,000.

Xxxxx Xxxxxx Xxxx. Xxxxxx X. Xxxxx The Company's senior officers are the following: Xxxx X. X'Xxxxxx President and CEO Xxxxxx X. Xxxx Assistant Secretary and Assistant Treasurer Xxxx X. Xxxxxx Vice President, Secretary, Treasurer and CFO Xxxx X. Xxxxxxxx, Xx. Vice President, Operations SCHEDULE 5.5 FINANCIAL STATEMENTS The Company has delivered the following financial statements: Fiscal Year Ended Quarter Ended September 30, 2014 June 30, 2015 Financial Statements Financial Statements Audited Unaudited 10-K Audited Unaudited 10-Q RGC Resources, Inc. X X X X Roanoke Gas Company, Inc. X X Diversified Energy Company, Inc. X X RGC Ventures of Virginia, Inc. X X RGC Midstream, LLC N/A N/A The aforesaid audited financial statements for RGC Resources, Inc. are consolidated financial statements for RGC Resources, Inc. and its Subsidiaries. EXISTING INDEBTEDNESS The Company was the obligor with respect to the following Indebtedness as of June 30, 2015: Principal Amount Obligee Outstanding Collateral Guarantor The Prudential Insurance Company of America $ 15,250,000 None RGC Resources, Inc. Par U Hartford Life & Annuity Comfort Trust 9,700,000 None RGC Resources, Inc. Pruco Life Insurance Company of New Jersey 5,550,000 None RGC Resources, Inc. Xxxxx Fargo Bank, N.A. – Revolving Line of Credit 1,718,504 None RGC Resources, Inc. Line of Credit ______________ $ 32,218,504 The maximum principal amount that can be outstanding at any time under the aforesaid revolving line of credit is $24,000,000. The documents relating to certain of the aforesaid Indebtedness restrict the Company's ability to incur Indebtedness unless prescribed ratios are not exceeded. Such ratios would not be exceeded by reason of the issuance of the Notes, and such documents would not prohibit the issuance of the Notes. EXHIBIT 4.4(a) FORM OF OPINION OF SPECIAL COUNSEL TO THE COMPANY Matters To Be Covered in Opinion of Special Counsel to the Company and Parent Guarantor 1. Each of the Parent Guarantor, Company and its Subsidiaries being duly incorporated, validly existing and in good standing and having requisite corporate power and authority to issue and sell the Notes and to execute and deliver the documents (including the Private Shelf Agreement).

Xxxxx Xxxxxx Xxxx. Xxxxxx X. Xxxxx The Company's senior officers are the following: Xxxx X. Xxxxxxxxxx, III Chairman Xxxx X. X'Xxxxxx President and CEO Xxxx X. Xxx Vice President and Secretary Xxxxxx X. Xxxx Assistant Secretary and Assistant Treasurer Xxxx X. Xxxxxx Vice President, Secretary, Treasurer and CFO Xxxx X. Xxxxxxxx, Xx. Xxxxxxxx Vice President, Operations SCHEDULE 5.5 FINANCIAL STATEMENTS The Company has delivered the following financial statements: Fiscal Year Ended Quarter Ended September 30, 2013 March 31, 2014 June 30, 2015 Financial Statements Financial Statements Audited Unaudited 10-K Audited Unaudited 10-Q RGC Resources, Inc. X X X X Roanoke Gas Company, Inc. X X Diversified Energy Company, Inc. X X RGC Ventures of Virginia, Inc. X X RGC Midstream, LLC N/A N/A The aforesaid audited financial statements for RGC Resources, Inc. are consolidated financial statements for RGC Resources, Inc. and its Subsidiaries. EXISTING INDEBTEDNESS SCHEDULE 5.15 The Company was is the obligor with respect to the following Indebtedness as of June 30, 2015Indebtedness: Principal Amount Obligee Outstanding Collateral Guarantor The Prudential Insurance Company of One America $ 15,250,000 8,000,000 None RGC Resources, Inc. Par U Hartford Life & Annuity Comfort Trust 9,700,000 Make-Whole (est.) 1,329,000 Xxxxx Fargo Bank, N.A. 15,000,000 None RGC Resources, Inc. Pruco Life Insurance SWAP Termination Value (est.) 1,007,127 Branch Banking and Trust Company of New Jersey 5,550,000 5,000,000 None RGC Resources, Inc. SWAP Termination Value (est.) 318,277 Xxxxx Fargo Bank, N.A. - Revolving Line of Credit 1,718,504 — None RGC Resources, Inc. Line of Credit $ 32,218,504 30,654,404 The maximum principal amount that can be outstanding at any time under the aforesaid revolving line of credit is $24,000,00019,000,000. The documents relating to certain of the aforesaid Indebtedness restrict the Company's ability to incur Indebtedness unless prescribed ratios are not exceeded. Such ratios would not be exceeded by reason of the issuance of the Notes, and such documents would not prohibit the issuance of the Notes. EXHIBIT 4.4(a[FORM OF NOTE] ROANOKE GAS COMPANY 4.26% SENIOR GUARANTEED NOTE DUE SEPTEMBER 18, 2034 No. [_____] September 18, 2014 $[_______] PPN[______________] FOR VALUE RECEIVED, the undersigned, ROANOKE GAS COMPANY (herein called the “Company”), a corporation organized and existing under the laws of the State of Virginia, hereby promises to pay to [____________], or registered assigns, the principal sum of [_____________________] DOLLARS (or so much thereof as shall not have been prepaid) on September 18, 2034 (the “Maturity Date”), with interest (computed on the basis of a 360-day year of twelve 30‑day months) (a) on the unpaid balance hereof at the rate of 4.26% per annum from the date hereof, payable semiannually, on the first day of June and December in each year, commencing with the June or December next succeeding the date hereof, and on the Maturity Date, until the principal hereof shall have become due and payable, and (b) to the extent permitted by law, (x) on any overdue payment of interest and (y) during the continuance of an Event of Default, on such unpaid balance and on any overdue payment of any Make-Whole Amount, at a rate per annum from time to time equal to the greater of (i) 6.26% or (ii) 2.0% over the rate of interest publicly announced by Xxxxx Fargo Bank, National Association from time to time in New York, New York as its “base” or “prime” rate, payable semiannually as aforesaid (or, at the option of the registered holder hereof, on demand). Payments of principal of, interest on and any Make-Whole Amount with respect to this Note are to be made in lawful money of the United States of America in the manner and method provided in the Note Purchase Agreement referred to below. This Note is one of a series of Senior Guaranteed Notes (herein called the “Notes”) issued pursuant to the Note Purchase Agreement, dated as of July 31, 2014 (as from time to time amended, the “Note Purchase Agreement”), between the Company and the respective Purchasers named therein and is entitled to the benefits thereof. Each holder of this Note will be deemed, by its acceptance hereof, to have (i) agreed to the confidentiality provisions set forth in Section 20 of the Note Purchase Agreement and (ii) made the representation set forth in Section 6.2 of the Note Purchase Agreement. Unless otherwise indicated, capitalized terms used in this Note shall have the respective meanings ascribed to such terms in the Note Purchase Agreement. This Note is a registered Note and, as provided in the Note Purchase Agreement, upon surrender of this Note for registration of transfer accompanied by a written instrument of transfer duly executed, by the registered holder hereof or such holder’s attorney duly authorized in writing, a new Note for a like principal amount will be issued to, and registered in the name of, the transferee. Prior to due presentment for registration of transfer, the Company may treat the person in whose name this Note is registered as the owner hereof for the purpose of receiving payment and for all other purposes, and the Company will not be affected by any notice to the contrary. This Note is subject to optional prepayment, in whole or from time to time in part, at the times and on the terms specified in the Note Purchase Agreement, but not otherwise. If an Event of Default occurs and is continuing, the principal of this Note may be declared or otherwise become due and payable in the manner, at the price (including any applicable Make-Whole Amount) and with the effect provided in the Note Purchase Agreement. This Note shall be construed and enforced in accordance with, and the rights of the Company and the holder of this Note shall be governed by, the law of the Commonwealth of Virginia excluding choice-of-law principles of the law of such Commonwealth that would permit the application of the laws of a jurisdiction other than such Commonwealth. ROANOKE GAS COMPANY By: __________________________ Name: Xxxx X. X’Xxxxxx Title: President By: __________________________ Name: Xxxx X. Xxxxxx Title: Chief Financial Officer FORM OF OPINION OF SPECIAL COUNSEL TO THE COMPANY Matters To Be Covered in Opinion of Special Counsel to the Company and Parent Guarantor 1. Each of the Parent Guarantor, Company and its Subsidiaries being duly incorporated, validly existing and in good standing and having requisite corporate power and authority to issue and sell the Notes and to execute and deliver the documents (including the Private Shelf Agreement)documents.