Standard Contracts
Exhibit 99 EMPLOYMENT AGREEMENT AGREEMENT made as of the 1st day of January, 2005 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62 Tunxis Village...Employment Agreement • February 24th, 2005 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledFebruary 24th, 2005 Company Industry Jurisdiction
Exhibit 10 FOURTH AMENDMENT TO LOAN AGREEMENT THIS FOURTH AMENDMENT TO LOAN AGREEMENT (the "Fourth Amendment") is entered into as of the 22nd day of September, 2006, by and between THE EASTERN COMPANY, a Connecticut corporation, having its chief...Loan Agreement • September 25th, 2006 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledSeptember 25th, 2006 Company Industry Jurisdiction
W I T N E S S E T H: -------------------Employment Agreement • October 25th, 2007 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledOctober 25th, 2007 Company Industry
ISDA®2002 Master Agreement • September 3rd, 2019 • Eastern Co • Cutlery, handtools & general hardware • Santander
Contract Type FiledSeptember 3rd, 2019 Company Industry Jurisdictionhave entered and/or anticipate entering into one or more transactions (each a "Transaction") that are or will be governed by this 2002 Master Agreement, which includes the schedule (the "Schedule"), and the documents and other confirming evidence (each a "Confirmation") exchanged between the parties or otherwise effective for the purpose of confirming or evidencing those Transactions. This 2002 Master Agreement and the Schedule are together referred to as this "Master Agreement".
THE EASTERN COMPANY and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC Rights Agent RIGHTS AGREEMENTRights Agreement • July 23rd, 2008 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledJuly 23rd, 2008 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of July 23, 2008 (the "Agreement"), between THE EASTERN COMPANY, a Connecticut corporation (the "Company"), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as rights agent (the "Rights Agent").
Exhibit 99.1 AMENDMENT TO EMPLOYMENT AGREEMENT AGREEMENT made as of the 12th day of December , 2007 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62...Employment Agreement • December 14th, 2007 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledDecember 14th, 2007 Company Industry
CREDIT AGREEMENT dated as of June 16, 2023 among THE EASTERN COMPANY, as Borrower, THE LENDING INSTITUTIONS NAMED HEREIN, as Lenders, and TD BANK, N.A., as an LC Issuer, the Swing Line Lender, as the Administrative Agent and TD SECURITIES (USA) LLC,...Credit Agreement • June 20th, 2023 • Eastern Co • Cutlery, handtools & general hardware • New York
Contract Type FiledJune 20th, 2023 Company Industry JurisdictionThis CREDIT AGREEMENT is entered into as of June 16, 2023 among The Eastern Company, a Connecticut corporation, as the borrower (the “Borrower”), the lenders from time to time party hereto (each a “Lender” and collectively, the “Lenders”), and TD Bank, N.A., as the administrative agent (in such capacity, the “Administrative Agent”), as an LC Issuer (as hereinafter defined), and as the Swing Line Lender (as hereinafter defined).
PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • September 3rd, 2019 • Eastern Co • Cutlery, handtools & general hardware • New York
Contract Type FiledSeptember 3rd, 2019 Company Industry JurisdictionThis PLEDGE AND SECURITY AGREEMENT, dated as of August 30, 2019 (as the same may be amended, restated, supplemented or otherwise modified from time to time, this "Agreement"), is among The Eastern Company, a Connecticut corporation (the "Borrower"), each of the Subsidiaries (as defined in the Credit Agreement referred to below) of the Borrower that is a signatory hereto (each such Subsidiary, together with each Additional Grantor (as defined below) that becomes a party hereto pursuant to Section 9.14 hereof, collectively with the Borrower, the "Grantors" and, individually, each a "Grantor"), and Santander Bank, N.A., as administrative agent (the "Administrative Agent"), for the benefit of the Secured Creditors (as defined below):
EMPLOYMENT AGREEMENTEmployment Agreement • November 8th, 2024 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledNovember 8th, 2024 Company Industry JurisdictionThis Employment Agreement (as may be amended from time to time in accordance with its terms, this “Agreement”), is entered into as of November 4, 2024 between The Eastern Company (the “Company”) and Ryan Schroeder (the “Executive”).
CHANGE IN CONTROL AGREEMENTChange in Control Agreement • March 15th, 2016 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledMarch 15th, 2016 Company Industry JurisdictionAGREEMENT made as of the 1st day of January, 2015 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and Angelo M. Labbadia, of P.O. Box 460, Naugatuck, CT (the "Executive").
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • July 27th, 2011 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledJuly 27th, 2011 Company IndustryAGREEMENT made as of the 27th day of July, 2011 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62 Tunxis Village Road, Farmington, Connecticut (the "Executive").
CREDIT AGREEMENTCredit Agreement • September 3rd, 2019 • Eastern Co • Cutlery, handtools & general hardware • New York
Contract Type FiledSeptember 3rd, 2019 Company Industry Jurisdiction
CHANGE IN CONTROL AGREEMENTChange in Control Agreement • March 12th, 2021 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledMarch 12th, 2021 Company Industry JurisdictionTHIS AGREEMENT is made and entered into as of March 8, 2021 by and between THE EASTERN COMPANY, a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and JAMES WOIDKE.
AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • April 7th, 2017 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledApril 7th, 2017 Company Industry JurisdictionTHIS AMENDED AND RESTATED LOAN AGREEMENT (the "Agreement") is entered into this 3rd day of April, 2017 (but effective as of April 1, 2017), by and between THE EASTERN COMPANY, a Connecticut corporation, having its chief executive office at 112 Bridge Street, P.O. Box 460, Naugatuck, Connecticut 06770-0460 (hereinafter referred to as "Borrower"), and PEOPLE'S UNITED BANK, NATIONAL ASSOCIATION, a national banking association organized under the laws of the United States of America, having a banking office at One Financial Plaza, 2nd Floor, Hartford, Connecticut 06103-2613 (hereinafter referred to as "Lender").
The Eastern Company Naugatuck, CT 06770Consulting Agreement • March 15th, 2016 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledMarch 15th, 2016 Company IndustryThis letter agreement (the “Agreement”) outlines the terms and conditions upon which you will provide certain consulting services to The Eastern Company (the “Company”).
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • October 22nd, 2008 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledOctober 22nd, 2008 Company IndustryAGREEMENT made as of the 22nd day of October, 2008 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62 Tunxis Village Road, Farmington, Connecticut (the "Executive").
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • October 23rd, 2014 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledOctober 23rd, 2014 Company IndustryAGREEMENT made as of the 22nd day of October, 2014 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62 Tunxis Village Road, Farmington, Connecticut (the "Executive").
SEPARATION AGREEMENT AND GENERAL RELEASESeparation Agreement • November 8th, 2024 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledNovember 8th, 2024 Company IndustryThis Separation Agreement and General Release (the “Agreement”), is entered into on November 4, 2024 between The Eastern Company (the “Company”) and Mark Hernandez (the “Executive”). The Company and the Executive shall be referred to collectively as the “Parties”.
SECURITIES PURCHASE AGREEMENT DATED AS OF APRIL 3, 2017 AMONG VELVAC HOLDINGS, INC., THE SECURITYHOLDERS OF VELVAC HOLDINGS, INC. AND THE EASTERN COMPANY AND PROSPECT PARTNERS II, L.P., AS SELLER REPRESENTATIVESecurities Purchase Agreement • April 7th, 2017 • Eastern Co • Cutlery, handtools & general hardware • Delaware
Contract Type FiledApril 7th, 2017 Company Industry JurisdictionTHIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of April 3, 2017, among Velvac Holdings, Inc., a Delaware corporation (the “Company”), the stockholders of the Company (each, a “Stockholder” and collectively, the “Stockholders”), the optionholders of the Company (each, an “Optionholder” and collectively, the “Optionholders”, and together with the Stockholders, “Sellers”), Prospect Partners II, L.P., a Delaware limited partnership, in its capacity as Seller Representative (the “Seller Representative”) and The Eastern Company, a Connecticut corporation (“Purchaser”).
EMPLOYMENT AGREEMENTEmployment Agreement • December 19th, 2013 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledDecember 19th, 2013 Company Industry JurisdictionWHEREAS, the Company and the Executive entered into an employment agreement effective as of January 1, 2005, which was amended by agreements dated October 24, 2007, December 12, 2007, October 22, 2008, October 21, 2009, October 27, 2010, July 27, 2011 and August 15, 2012; and
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • August 16th, 2012 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledAugust 16th, 2012 Company IndustryAGREEMENT made as of the 15th day of August, 2012 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62 Tunxis Village Road, Farmington, Connecticut (the "Executive").
AMENDED AND RESTATED EMPLOYMENT AGREEMENTEmployment Agreement • January 22nd, 2018 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledJanuary 22nd, 2018 Company Industry JurisdictionTHIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT is made and entered into as of January 1, 2018 by and between THE EASTERN COMPANY, a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and AUGUST M. VLAK.
AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • October 22nd, 2009 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledOctober 22nd, 2009 Company IndustryAGREEMENT made as of the 21st day of October, 2009 by and between THE EASTERN COMPANY, a corporation organized under the laws of the State of Connecticut (the "Company"), and LEONARD F. LEGANZA, of 62 Tunxis Village Road, Farmington, Connecticut (the "Executive").
FIFTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • November 17th, 2009 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledNovember 17th, 2009 Company Industry JurisdictionTHIS FIFTH AMENDMENT TO LOAN AGREEMENT (the "Fifth Amendment") is entered into as of the 13th day of November, 2009, by and between THE EASTERN COMPANY, a Connecticut corporation, having its chief executive office at 112 Bridge Street, P.O. Box 460, Naugatuck, Connecticut 06778-0460 ("Borrower"), and BANK OF AMERICA, N.A. (successor by merger to Fleet National Bank), a national banking association organized and existing under the laws of the United States of America, with a banking office at One Landmark Square, Stamford, Connecticut 06901 ("Lender").
PLEDGE AND SECURITY AGREEMENT dated as of June 16, 2023 Among THE EASTERN COMPANY, as a Grantor,Pledge and Security Agreement • June 20th, 2023 • Eastern Co • Cutlery, handtools & general hardware • New York
Contract Type FiledJune 20th, 2023 Company Industry JurisdictionThis PLEDGE AND SECURITY AGREEMENT, dated as of June 16, 2023 (as the same may be amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), is among The Eastern Company, a Connecticut corporation (the “Borrower”), each of the Subsidiaries (as defined in the Credit Agreement referred to below) of the Borrower that is a signatory hereto (each such Subsidiary, together with each Additional Grantor (as defined below) that becomes a party hereto pursuant to Section 9.14 hereof, collectively with the Borrower, the “Grantors” and, individually, each a “Grantor”), and TD Bank, N.A., as administrative agent (the “Administrative Agent”), for the benefit of the Secured Creditors (as defined below):
LOAN AGREEMENTLoan Agreement • February 1st, 2010 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledFebruary 1st, 2010 Company Industry JurisdictionTHIS LOAN AGREEMENT (the "Agreement") is entered into this 29th day of January, 2010, by and between THE EASTERN COMPANY, a Connecticut corporation, having its chief executive office at 112 Bridge Street, P.O. Box 460, Naugatuck, Connecticut 06770-0460 (hereinafter referred to as "Borrower"), and PEOPLE'S UNITED BANK, a federally-chartered savings bank, having a banking office at 255 Bank Street, Waterbury, Connecticut 06702-2219 (hereinafter referred to as "Lender").
EMPLOYMENT AGREEMENTEmployment Agreement • March 30th, 2016 • Eastern Co • Cutlery, handtools & general hardware • Connecticut
Contract Type FiledMarch 30th, 2016 Company Industry JurisdictionEMPLOYMENT AGREEMENT entered into as of January 1, 2016 (the “Effective Date”) by and between THE EASTERN COMPANY, a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770 (the “Employer”), and AUGUST M. VLAK, with his address at 2 Dogwood Lane, Darien, CT 06820 (the "Executive").
TERMINATION AGREEMENTTermination Agreement • March 17th, 2022 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledMarch 17th, 2022 Company IndustryTHIS TERMINATION AGREEMENT is made and entered into as of March 16, 2022, by and between THE EASTERN COMPANY, (the “Employer”) a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and PETER O’HARA (the “Executive”.)
SCHEDULE to the Master AgreementIsda Master Agreement • September 3rd, 2019 • Eastern Co • Cutlery, handtools & general hardware • New York
Contract Type FiledSeptember 3rd, 2019 Company Industry Jurisdiction
ISDA® International Swaps and Derivatives Association, Inc. SCHEDULE to theIsda Master Agreement • April 7th, 2017 • Eastern Co • Cutlery, handtools & general hardware • New York
Contract Type FiledApril 7th, 2017 Company Industry Jurisdictionestablished as a national banking association with company number 06-1213065 organized under the laws of the United States of America established as a corporation with company number 06-0330020 under the laws of the State of Connecticut
SEVERANCE AGREEMENTSeverance Agreement • February 6th, 2023 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledFebruary 6th, 2023 Company IndustryTHIS SEVERANCE AGREEMENT is made and entered into as of February 1, 2023, by and between THE EASTERN COMPANY, (the “Employer”) a Connecticut corporation with principal offices at 3 Enterprise Drive, Suite 408, Shelton, CT 06484, and NICHOLAS VLAHOS (the “Executive”).
TERMINATION AGREEMENTTermination Agreement • January 19th, 2022 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledJanuary 19th, 2022 Company IndustryTHIS TERMINATION AGREEMENT is made and entered into as of January 14, 2022 by and between THE EASTERN COMPANY, (the “Employer”) a Connecticut corporation with principal offices at 112 Bridge Street, Naugatuck, CT 06770, and JAMES P. WOIDKE (the “Executive”.)
THE EASTERN COMPANY AWARD AGREEMENT — NON-QUALIFIED STOCK OPTIONSNon-Qualified Stock Options Agreement • May 16th, 2024 • Eastern Co • Cutlery, handtools & general hardware
Contract Type FiledMay 16th, 2024 Company IndustryThis Award Agreement (this “Agreement”) is made as of ____ , 20__ between THE EASTERN COMPANY, a Connecticut corporation and its division or subsidiary corporations (as such terms are defined in Section 424 of Internal revenue Code of 1986, as amended) (hereinafter called the “Company”) and (hereinafter called the “Executive”).
ESCROW AGREEMENTEscrow Agreement • September 3rd, 2019 • Eastern Co • Cutlery, handtools & general hardware • Delaware
Contract Type FiledSeptember 3rd, 2019 Company Industry JurisdictionThis Escrow Agreement dated this 30th day of August, 2019 (the "Escrow Agreement"), is entered into by and among The Eastern Company a Connecticut corporation ("Buyer Party"), Big 3 Holdings, LLC, a Delaware limited liability company ("Seller Representative", on behalf of and as representative of the Seller (as defined below) and its owners, and together with Buyer Party, the "Parties," and individually, a "Party"), and Wells Fargo Bank, National Association, a national banking association organized under the laws of the United States, as escrow agent ("Escrow Agent"). Capitalized terms not otherwise defined herein shall have the meaning ascribed to them in the Purchase Agreement (as defined below), provided however, the Escrow Agent will not be responsible to determine or to make inquiry into any term, capitalized, or otherwise, not defined herein.
STOCK PURCHASE AGREEMENT BY AND AMONG THE EASTERN COMPANY, EASTERN ENGINEERED SYSTEMS, INC., BIG 3 HOLDINGS, LLC, BIG 3 PRECISION MOLD SERVICES, INC., BIG 3 PRECISION PRODUCTS, INC., INDUSTRIAL DESIGN INNOVATIONS, LLC, SUR-FORM, LLC, ASSOCIATED...Stock Purchase Agreement • September 3rd, 2019 • Eastern Co • Cutlery, handtools & general hardware • Delaware
Contract Type FiledSeptember 3rd, 2019 Company Industry JurisdictionTHIS STOCK PURCHASE AGREEMENT (this "Agreement"), dated as of August 30, 2019, is by and among The Eastern Company, a Connecticut corporation ("Eastern"), Eastern Engineered Systems, Inc., a Delaware corporation and wholly owned subsidiary of Eastern ("Buyer," and together with Eastern, the "Buyer Parties"), Big 3 Holdings, LLC, a Delaware limited liability company ("Seller"), Big 3 Precision Mold Services, Inc., a Delaware corporation and wholly owned Subsidiary of Seller ("Big 3 Mold"), and Big 3 Precision Products, Inc., a Delaware corporation and wholly owned Subsidiary of Seller ("Big 3 Products"), Industrial Design Innovations, LLC, a Delaware limited liability company and wholly owned Subsidiary of Big 3 Products ("Design Innovations"), Sur-Form, LLC, a Delaware limited liability company and wholly owned Subsidiary of Big 3 Products ("Sur-Form"), Associated Toolmakers Limited, a limited company formed under the laws of England and Wales and wholly owned Subsidiary of Big 3 Mold