Elfun Trusts Sample Contracts
WITNESSETH:Investment Advisory Agreement • February 28th, 2017 • Elfun Trusts • Massachusetts
Standard Contracts
INDEMNIFICATION AGREEMENTIndemnification Agreement • April 25th, 2024 • Elfun Trusts • New York
This INDEMNIFICATION AGREEMENT is made as of the 2nd day of March, 2023 (“Agreement”) by and between Elfun Trusts (the “Trust”) and Mark E. Swanson (the “Indemnitee”).
ELFUN TRUSTS TRUST AGREEMENTTrust Agreement • April 23rd, 1999 • Elfun Trusts • New York
EXHIBIT 14 Elfun Traditional and Roth IRAs Disclosure Statement and Custodial Account Agreement April 9, 1998 ContentsCustodial Account Agreement • April 24th, 1998 • Elfun Trusts
Form 24F-2 Opinion] February 25, 1997Fund Agreement • February 25th, 1997 • Elfun Trusts
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 24th, 2020 • Elfun Trusts • Wisconsin
THIS AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (the “Agreement”) is made and entered into effective as of January 1, 2020 by and among each management investment company identified on Exhibit A attached hereto (each a “Company” and, collectively, the “Companies”), severally and not jointly, each Company acting for and on behalf of such series as are currently authorized and issued by the Company and may be authorized and issued by the applicable Company in the future subsequent to the date of this Agreement and listed on Exhibit A, and U.S. Bancorp Fund Services, LLC, d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“USBGFS”), and amends and restates that certain Transfer Agency and Call Center Services Agreement originally dated as of August 12, 2013, as amended.
DISTRIBUTION AGREEMENT FOR ELFUN TRUSTSDistribution Agreement • March 1st, 2017 • Elfun Trusts
This is to confirm that, in consideration of the agreements set out below, Elfun Trusts (the “Fund”), a diversified open-end mutual fund, has agreed that State Street Global Markets, LLC (“SSGM”) will be, for the period of this Agreement, the distributor of units of beneficial interest of the Fund.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2004 • Elfun Trusts
Agreement made as of the first day of January, 1985 and amended and restated as of the 19th day of March, 2004, by and among the trustees of Elfun Trusts (the “Trustees”), a New York common law trust (the “Fund” or the “Trust”), and GE Asset Management Incorporated, a Delaware corporation and wholly-owned subsidiary of General Electric Company (“GEAM”).
STATE STREET MUTUAL FUNDS FORM OF FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • April 27th, 2022 • Elfun Trusts
This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made [between/among] [ ], on behalf of [its/their] series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and [ ], severally and not jointly (each, a “Trust”), each on behalf of their series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
SUPPLEMENTAL ADVISORY FEE WAIVER AGREEMENT with respect to investments in the GE Funds - GE Money Market FundSupplemental Advisory Fee Waiver Agreement • April 29th, 2010 • Elfun Trusts • New York
This Supplemental Advisory Fee Waiver Agreement (this “Agreement”) is effective as of April 30, 2010, and is hereby made by and between GE Asset Management Incorporated (“GEAM”), and each of the following other parties:
AMENDED AND RESTATED DISTRIBUTION AGREEMENT FOR ELFUN TRUSTSDistribution Agreement • April 27th, 2018 • Elfun Trusts
This is to confirm that, in consideration of the agreements set out below, Elfun Trusts (the “Fund”), a diversified open-end mutual fund, has agreed that State Street Global Advisors Funds Distributors, LLC (the “Distributor”) will be, for the period of this Agreement, the distributor of units of beneficial interest of the Fund.
TRANSFER AGENCY AND CALL CENTER SERVICES AGREEMENTTransfer Agency and Call Center Services Agreement • April 29th, 2014 • Elfun Trusts • New York
This Transfer Agency and Call Center Services Agreement (this “Agreement”) dated and effective as of August 12, 2013, is by and among each management investment company identified on Exhibit A attached hereto (each a “Company” and, collectively, the “Companies”), severally and not jointly, each Company acting for and on behalf of such series or portfolios as are currently authorized and issued by the Company and may be authorized and issued by the applicable Company in the future subsequent to the date of this Agreement and listed on Exhibit A and GE Stock IRA (“GE Stock IRA” or “GE Stock IRA Accounts”, and collectively with the Companies, the “GE Parties”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
Exhibit (d) INVESTMENT ADVISORY AGREEMENT Agreement made as of this first day of January, 1985 between the Trustees of Elfun Trusts (the Trustees) and General Electric Investment Corporation, a Delaware corporation and wholly owned subsidiary of...Investment Advisory Agreement • April 23rd, 1999 • Elfun Trusts
SUPPLEMENTAL ADVISORY FEE WAIVER AGREEMENT with respect to investments in the GE Institutional Funds—Money Market FundSupplemental Advisory Fee Waiver Agreement • April 29th, 2011 • Elfun Trusts • New York
This Supplemental Advisory Fee Waiver Agreement dated as of April 15, 2011 (this “Agreement”) is hereby made by and between GE Asset Management Incorporated (“GEAM”), and each of the following other parties:
AMENDMENT TO MASTER SUB-ADMINISTRATION SERVICES AGREEMENTMaster Sub-Administration Services Agreement • April 29th, 2019 • Elfun Trusts • Massachusetts
This Amendment to the Master Sub-Administration Services Agreement is made as of June 29, 2018 (the “Amendment”) by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Sub-Administrator”) and SSGA Funds Management, Inc., a Massachusetts corporation (the “Administrator”) and shall be effective as set forth in Section 2 below. Capitalized terms used in this Amendment without definition shall have the respective meanings ascribed to such terms in the Agreement (as defined below).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 1st, 2017 • Elfun Trusts • Massachusetts
This Investment Advisory and Administration Agreement (the “Agreement”) is made as of this 1st day of July, 2016, between each of Elfun Government Money Market Fund, Elfun Tax-Exempt Income Fund, Elfun Income Fund, Elfun Diversified Fund, Elfun International Equity Fund and Elfun Trusts (each, a “Fund”), severally and not jointly, and SSGA Funds Management, Inc., a Massachusetts corporation (“SSGA FM”).
SUPPLEMENTAL ADVISORY FEE WAIVER AGREEMENT with respect to investments in the GE Institutional Funds - Money Market FundSupplemental Advisory Fee Waiver Agreement • April 29th, 2014 • Elfun Trusts • New York
This Supplemental Advisory Fee Waiver Agreement dated as of April 15, 2014 (this “Agreement”) is hereby made by and between GE Asset Management Incorporated (“GEAM”), and each of the following other parties:
ASSIGNMENT AND AMENDMENTMaster Sub-Administration Services Agreement • March 1st, 2017 • Elfun Trusts
THIS ASSIGNMENT AND AMENDMENT, dated as of June 30, 2016, is by and among State Street Bank and Trust Company, GE Asset Management Incorporated, SSGA Funds Management, Inc., solely with respect to those mutual funds identified on Schedule A-1 hereto (each a Fund, collectively the “Funds”), State Street Global Advisors, solely with respect to those separate accounts identified on Schedule A-2 hereto (each an “Account”, collectively the “Accounts”).
ELFUN TRUSTS TRUST AGREEMENTTrust Agreement • March 1st, 2017 • Elfun Trusts • New York
WHEREAS, the Fund was established as a New York common law trust to serve as a vehicle for investment exclusively by certain eligible persons that include (1) regular and senior members of the Elfun Society, (2) their immediate family members and trusts established for the exclusive benefit of these members, (3) the surviving spouse of a deceased Elfun Society member, (4) General Electric Company, its subsidiary and controlled companies, and (5) any other persons and entities approved by the trustees of the Fund (the “Trustees”) from time to time (collectively, the “Eligible Participants”), in accordance with the Fund’s operation as an “employees’ securities company,” as defined in Section 2(a)(13) of the Investment Company Act of 1940, as amended (the “Investment Company Act”); and
DISTRIBUTION AGREEMENT FOR ELFUN TRUSTSDistribution Agreement • April 23rd, 1999 • Elfun Trusts
ELFUN TRUSTSTrust Agreement • February 28th, 2017 • Elfun Trusts • New York
