Exhibit g.3 ADMINISTRATION AGREEMENT DUFF & PHELPS UTILITIES INCOME INC., a Maryland corporation registered under the Investment Company Act of 1940 ("1940 Act") as a closed-end diversified management investment company ("Fund"), and J.J.B. HILLIARD,...Administration Agreement • April 30th, 1998 • Duff & Phelps Utilities Income Inc
Exhibit K.4 DNP SELECT INCOME FUND INC. AMENDED AND RESTATED AUCTION AGENCY AGREEMENT dated as of [ ], 2006 Relating to Auction Preferred StockAuction Agency Agreement • July 10th, 2006 • DNP Select Income Fund Inc • New York
Exhibit g.2 SERVICE AGREEMENT DUFF & PHELPS UTILITIES INCOME INC., a Maryland corporation registered under the Investment Company Act of 1940 ("1940 Act") as a closed-end diversified management investment company ("Fund"), DUFF & PHELPS INVESTMENT...Service Agreement • April 30th, 1998 • Duff & Phelps Utilities Income Inc
•] Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for Such Shares FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • August 13th, 2012 • DNP Select Income Fund Inc • New York
Each of DNP Select Income Fund Inc., a Maryland corporation (the “Fund”), and Duff & Phelps Investment Management Co., an Illinois corporation (the “Adviser”), hereby confirms the agreement with and appointment of UBS Securities LLC to act as dealer manager (the “Dealer Manager”) in connection with the issuance by the Fund to the holders of record (the “Record Date Shareholders”) at the close of business on the record date set forth in the Prospectus (as defined herein) (the “Record Date”) transferable rights entitling such Record Date Shareholders to subscribe for up to [•] shares (each a “Share” and, collectively, the “Shares”) of common stock, par value $.001 per share (the “Common Shares”), of the Fund (the “Offer”). Pursuant to the terms of the Offer, the Fund is issuing each Record Date Shareholder one transferable right (each a “Right” and, collectively, the “Rights”) for each Common Share held by such Record Date Shareholder on the Record Date. Such Rights entitle their holders
Exhibit g.1 INVESTMENT ADVISORY AGREEMENT DUFF & PHELPS UTILITIES INCOME INC., a Maryland corporation registered under the Investment Company Act of 1940 ("1940 Act") as a closed-end diversified management investment company ("Fund"), and DUFF &...Investment Advisory Agreement • April 30th, 1998 • Duff & Phelps Utilities Income Inc
ARTICLE I DEFINITIONSForeign Custody Manager Agreement • April 30th, 2003 • DNP Select Income Fund Inc • New York
ARTICLE I. DEFINITIONSCustody Agreement • April 30th, 2003 • DNP Select Income Fund Inc • New York
ContractSubscription Agent Agreement • August 13th, 2012 • DNP Select Income Fund Inc • New York
THIS SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) between DNP Select Income Fund, Inc., a Maryland corporation (the “Company”) and Computershare Trust Company, N.A. (“Agent”), is dated as of .
Contractu.s. Pb Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • April 22nd, 2004 • DNP Select Income Fund Inc • Illinois
PLACEMENT AGENCY AGREEMENT dated as of April 29, 1993, between DUFF & PHELPS UTILITIES INCOME INC., a Maryland corporation (the "Company"), and CONTINENTAL BANK N.A., a national banking association ("Continental Bank").
Committed Facility AgreementCommitted Facility Agreement • May 3rd, 2012 • DNP Select Income Fund Inc • New York
BNP PARIBAS PRIME BROKERAGE, INC. (“BNPP PB, Inc.”) and the counterparty specified on the signature page (“Customer”), hereby enter into this Committed Facility Agreement (this “Agreement”), dated as of the date specified on the signature page.
Amended and Restated Rehypothecation Side LetterRehypothecation Side Letter • June 26th, 2018 • DNP Select Income Fund Inc
This Amended and Restated Rehypothecation Side Letter (this “Side Letter”) is entered into as of July 22, 2016 between DNP SELECT INCOME FUND INC. (“Customer”), and BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LIMITED (“Counterparty”), on behalf of itself and agent for the BNPP Entities, and amends and restates the Rehypothecation Side Letter, dated as of March 9, 2009 (the “Original Side Letter”), between Customer and BNP Paribas Prime Brokerage, Inc. (“Original Counterparty”).
Letterhead of DNP Select Income Fund Inc.] February 14, 2003Depositary Agreement • April 22nd, 2004 • DNP Select Income Fund Inc
Please refer to the Depositary Agreement dated as of April 29, 1993 (as previously amended on June 9, 1994, the "Depositary Agreement") between DNP Select Income Fund Inc. (f/k/a Duff & Phelps Utilities Income Inc.) (the "Fund") and you, as successor to IBJ Schroder Bank & Trust Company, as Depositary. Capitalized terms used but not otherwise defined herein have the respective meanings given to them in the Depositary Agreement.
SECOND AMENDMENT AGREEMENT dated as of January 27, 2012 to the Committed Facility Agreement Dated March 6, 2009 between BNP PARIBAS PRIME BROKERAGE, INC. And DNP SELECT INCOME FUND INC.Committed Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
BNP Paribas Prime Brokerage, Inc. and Customer have previously entered into that certain Committed Facility Agreement, dated as of March 6, 2009 (the “Agreement”).
CREDIT AGREEMENT dated as of February 14, 2003 among DNP SELECT INCOME FUND INC., as Borrower The Lenders Party Hereto and THE BANK OF NEW YORK, as Administrative Agent BNY CAPITAL MARKETS, INC., as Lead Arranger and Book Runner Bryan Cave LLP 245...Credit Agreement • April 22nd, 2004 • DNP Select Income Fund Inc • New York
CREDIT AGREEMENT, dated as of February 14, 2003, among DNP SELECT INCOME FUND INC., the LENDERS party hereto and THE BANK OF NEW YORK, as Administrative Agent.
FOURTEENTH AMENDMENT AGREEMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 3rd, 2023 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of December 1, 2022 to the Committed Facility Agreement dated March 6, 2009 (as amended, restated or supplemented from time to time, the “Agreement”) entered into by and between DNP Select Income Fund Inc. (“Customer”), on the one hand, and BNP Paribas Prime Brokerage International Limited (via assignment from BNP Paribas Prime Brokerage, Ltd., “BNPP PB”), on the other.
THIRD AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • January 10th, 2020 • DNP Select Income Fund Inc
DNP SELECT INCOME FUND INC., a Maryland corporation registered under the Investment Company Act of 1940 (“1940 Act”) as a closed-end diversified management investment company (“Fund”), and ROBERT W. BAIRD & CO. INCORPORATED (“Administrator”), a Wisconsin corporation, agree that:
EIGHTH AMENDMENT AGREEMENTCommitted Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of January 25,2016 to the Committed Facility Agreement dated March 6,2009 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and DNP Select Income Fund Inc. (“Customer”).
Exhibit k.1 FUND ACCOUNTING AGREEMENT AGREEMENT made as of this 26th day of February, 1999 by and between DUFF & PHELPS UTILITIES INCOME INC., a Maryland corporation having its principal place of business at 55 East Monroe Street, Chicago, Illinois...Fund Accounting Agreement • April 30th, 2003 • DNP Select Income Fund Inc • New York
DNP Select Income Fund Inc. 500 West Jefferson Street Louisville, KY 40202 Attn: Dianna P. Wengler Re: Letter of Agreement This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and...Letter of Agreement • August 13th, 2012 • DNP Select Income Fund Inc • New York
ELEVENTH AMENDMENT AGREEMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • January 10th, 2020 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of June 24, 2019 to the Committed Facility Agreement dated March 6, 2009 (as amended, restated or supplemented from time to time, the “Agreement”) entered into by and between DNP Select Income Fund Inc. (“Customer”), on the one hand, and BNP Paribas Prime Brokerage International Limited (via assignment from BNP Paribas Prime Brokerage, Ltd., “BNPP PB”), on the other.
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 21st, 2010 • DNP Select Income Fund Inc
DNP SELECT INCOME FUND INC., a Maryland corporation registered under the Investment Company Act of 1940 (“1940 Act”) as a closed-end diversified management investment company (“Fund”), and DUFF & PHELPS INVESTMENT MANAGEMENT CO., an Illinois corporation registered under the Investment Advisers Act of 1940 as an investment adviser (“Manager”), agree that:
SIXTH AMENDMENT AGREEMENTCommitted Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of July 1, 2014 to the Committed Facility Agreement dated March 6, 2009 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and DNP Select Income Fund Inc. (“Customer”).
DNP Select Income Fund Inc. Auction Preferred Stock Par Value $0.001 Per Share FORM OF UNDERWRITING AGREEMENT March __, 2006Underwriting Agreement • March 23rd, 2006 • DNP Select Income Fund Inc • New York
exchange or association or arbitrator, whether foreign or domestic, in any other jurisdiction, as set forth on an Annex to such opinion (which the Investment Adviser, in an officer's certificate accompanying such opinion or otherwise delivered to the Underwriters on the Closing Date, shall have identified as the only orders that are material to the Investment Adviser) in each case specifically naming the Investment Adviser and (in the case of New York or Illinois or United States federal orders) known to such counsel, except in the case of each of clauses (ii) and (iii) for such conflicts or breaches which do not, either alone or in the aggregate, have a material adverse effect on the Investment Adviser's ability to perform its obligations under any Investment Adviser Agreement.
DEPOSITARY AGREEMENT dated as of April 29, 1993 between DUFF & PHELPS UTILITIES INCOME INC. and IBJ SCHRODER BANK & TRUST COMPANYDepositary Agreement • April 22nd, 2004 • DNP Select Income Fund Inc • New York
EXHIBIT A - List of Defined Terms EXHIBIT B - Form of Master CP Note EXHIBIT C - Form of Certificated CP Note EXHIBIT D - Form of Loan Request (by Depositary) EXHIBIT E - Form of Notice of Change in Commitment Amount EXHIBIT F - Addresses for Notice
TWELFTH AMENDMENT AGREEMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 8th, 2021 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 8, 2021 to the Committed Facility Agreement dated March 6, 2009 (as amended, restated or supplemented from time to time, the “Agreement”) entered into by and between DNP Select Income Fund Inc. (“Customer”), on the one hand, and BNP Paribas Prime Brokerage International Limited (via assignment from BNP Paribas Prime Brokerage, Ltd., “BNPP PB”), on the other.
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • June 21st, 2010 • DNP Select Income Fund Inc
DNP SELECT INCOME FUND INC., a Maryland corporation registered under the Investment Company Act of 1940 (“1940 Act”) as a closed-end diversified management investment company (“Fund”), and J.J.B. HILLIARD, W.L. LYONS, LLC (“Hilliard/Lyons”), a Kentucky limited liability company, agree that:
THIRTEENTH AMENDMENT AGREEMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • March 3rd, 2023 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 30, 2021 to the Committed Facility Agreement dated March 6, 2009 (as amended, restated or supplemented from time to time, the “Agreement”) entered into by and between DNP Select Income Fund Inc. (“Customer”), on the one hand, and BNP Paribas Prime Brokerage International Limited (via assignment from BNP Paribas Prime Brokerage, Ltd., “BNPP PB”), on the other.
DNP Select Income Fund Inc. Auction Preferred Stock Par Value $0.001 Per Share FORM OF UNDERWRITING AGREEMENT July [ ], 2006Underwriting Agreement • July 10th, 2006 • DNP Select Income Fund Inc • New York
exchange or association or arbitrator, whether foreign or domestic, in any other jurisdiction, as set forth on an Annex to such opinion (which the Investment Adviser, in an officer's certificate accompanying such opinion or otherwise delivered to the Underwriters on the Closing Date, shall have identified as the only orders that are material to the Investment Adviser) in each case specifically naming the Investment Adviser and (in the case of New York or Illinois or United States federal orders) known to such counsel, except in the case of each of clauses (ii) and (iii) for such conflicts or breaches which do not, either alone or in the aggregate, have a material adverse effect on the Investment Adviser's ability to perform its obligations under any Investment Adviser Agreement.
FOURTH AMENDMENT AGREEMENTCommitted Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of February 6, 2014 to the Committed Facility Agreement dated March 6, 2009 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and DNP Select Income Fund Inc. (“Customer”).
Letterhead of DNP Select Income Fund Inc.] February 14, 2003Placement Agency Agreement • April 22nd, 2004 • DNP Select Income Fund Inc
Please refer to the Placement Agency Agreement dated as of April 29, 1993 (the "Placement Agency Agreement") between DNP Select Income Fund Inc. (f/k/a Duff & Phelps Utilities Income Inc.) (the "Fund") and you, as successor to Continental Bank N.A. Capitalized terms used but not otherwise defined herein have the respective meanings given to them in the Placement Agency Agreement.
THIRD AMENDMENT AGREEMENTCommitted Facility Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of August 26, 2013 to the Committed Facility Agreement dated March 6, 2009 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and DNP Select Income Fund Inc. (“Customer”).
DNP SELECT INCOME FUND INC. Up To $126,843,417 of Shares of Common Stock AMENDED & RESTATED EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 6th, 2023 • DNP Select Income Fund Inc • New York
FIFTH AMENDMENT AGREEMENTFifth Amendment Agreement • June 26th, 2018 • DNP Select Income Fund Inc • New York
AMENDMENT AGREEMENT (“Amendment”) dated as of March 24, 2014 to the Committed Facility Agreement dated March 6, 2009 between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc”) and DNP Select Income Fund Inc. (“Customer”).
Letterhead of Duff & Phelps Utilities Income Inc.]Depositary Agreement • April 22nd, 2004 • DNP Select Income Fund Inc
Reference is hereby made to that certain Depositary Agreement, dated as of April 29, 1993 (the "Depositary Agreement") between Duff & Phelps Utilities Income Inc. (the "Fund") and you, as Depositary; capitalized terms defined therein having the same respective meanings herein.
