HIGHMARK INTERNATIONAL EQUITY FUND SUB-ADVISORY AGREEMENT AGREEMENT executed as of September 1, 1998 by and between HIGHMARK CAPITAL MANAGEMENT, INC. (the "Adviser") and AXA ASSET MANAGEMENT PARTENAIRES, a French corporation with registration number...Sub-Advisory Agreement • November 30th, 1998 • Highmark Funds /Ma/ • Massachusetts
TO TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN HIGHMARK FUNDS. AND STATE STREET BANK AND TRUST COMPANYTransfer Agency and Service Agreement • September 27th, 2007 • Highmark Funds /Ma/
Exhibit (h)(3) ADMINISTRATIVE SERVICES AGREEMENT THIS ADMINISTRATIVE SERVICES AGREEMENT dated as of December 10, 2007 is made and entered into by and between HighMark Capital Management, Inc., a California corporation ("HighMark"), and HighMark Funds,...Administrative Services Agreement • November 21st, 2007 • Highmark Funds /Ma/ • Massachusetts
Exhibit (g)(4) AMENDMENT DATED AS OF DECEMBER 27, 2007 TO THE CUSTODIAN AGREEMENT DATED DECEMBER 5, 2001, AS AMENDED, BETWEEN HIGHMARK FUNDS AND UNION BANK OF CALIFORNIA, NATIONAL ASSOCIATION WHEREAS, HIGHMARK FUNDS, a Massachusetts business trust...Custodian Agreement • July 9th, 2008 • Highmark Funds /Ma/
BFDS Letterhead] [Anti-Money Laundering Compliance Officer] [Name of Fund Complex] [Address] Dear __________: [Fund Complex] (the "Fund") and State Street Bank and Trust Company (the "Transfer Agent") are parties to an agreement dated as of [Date]...Transfer Agency Agreement • November 25th, 2003 • Highmark Funds /Ma/
Exhibit (e)(2) UNDERWRITING AGREEMENT THIS AGREEMENT is made as of January 1, 2008 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("Distributor"), and the HIGHMARK FUNDS, a Massachusetts business trust (the "Trust"). W I T N E S S...Underwriting Agreement • November 21st, 2007 • Highmark Funds /Ma/
Exhibit 99.d.6 HIGHMARK SMALL CAP GROWTH FUND SUB-ADVISORY AGREEMENT This AGREEMENT is executed as of , 200__ and made effective as of ________________________, 2001 and made effective as of _________________, 2001, by and between HIGHMARK CAPITAL...Sub-Advisory Agreement • September 28th, 2001 • Highmark Funds /Ma/ • Massachusetts
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of September 1, 1998 between HIGHMARK FUNDS (formerly, THE HIGHMARK GROUP), a Massachusetts business trust (herein called the "Trust"), and HighMark Capital Management, Inc., a California corporation...Investment Advisory Agreement • November 30th, 1998 • Highmark Funds /Ma/ • Massachusetts
1 Exhibit 9(a)Administration Agreement • February 25th, 1997 • Highmark Group /Oh/ • Massachusetts
Appendix B Custody Agreement Effective August 1, 2008 Name of Fund: Diversified Money Market Fund U.S. Government Money Market Fund 100% U.S. Treasury Money Market Fund Treasury Plus Money Market Fund California Tax- Free Money Market Fund California...Custody Agreement • July 9th, 2008 • Highmark Funds /Ma/
Diversified Money Market Fund U.S. Government Money Market Fund 100% U.S. Treasury Money Market Fund Treasury Plus Money Market Fund California Tax- Free Money Market Fund California Intermediate Tax- Free Bond Fund National Intermediate Tax-Free Bond Fund Bond Fund Short Term Bond Fund Income Plus Allocation Fund Growth & Income Allocation Fund Capital Growth Allocation Fund Diversified Equity Allocation Fund Balanced Fund Core Equity Fund Large Cap Value Fund (formerly, the Income Equity Fund) Value Momentum Fund Large Cap Growth Fund International Opportunities Fund Small Cap Value Fund Small Cap Growth Fund Cognitive Value Fund Enhanced Growth Fund Small Cap Advantage Fund Fundamental Equity Fund
EXHIBIT (6)(c)Investment Sub-Advisory Agreement • January 30th, 1997 • Highmark Group /Oh/ • Massachusetts
EXHIBIT 9(f) Amendment made as of June 19, 1996 to the Fund Accounting Agreement between Registrant and BISYS Fund Services Ohio, Inc.Fund Accounting Agreement • November 8th, 1996 • Highmark Group /Oh/
Exhibit 99.e.1 DISTRIBUTION AGREEMENT AS RE-EXECUTED JANUARY 30,1998 THIS AGREEMENT is made as of this 15" day of February, 1997, between HighMark Funds (the "Trust"), a Massachusetts business trust and SEI Financial Services Company (the...Distribution Agreement • September 28th, 2001 • Highmark Funds /Ma/ • Massachusetts
1 EXHIBIT 5(c) INVESTMENT SUBADVISORY AGREEMENT AGREEMENT executed as of April 25, 1997 by and between UNION BANK OF CALIFORNIA, N.A. (the "Advisor"), and TOKYO-MITSUBISHI ASSET MANAGEMENT (UK), LTD. (the "SubAdvisor"), a subsidiary of Bank of Tokyo,...Investment Subadvisory Agreement • June 18th, 1997 • Highmark Funds /Ma/ • Massachusetts
By: /s/ Greg Knopf By: /s/ Sofia A. Rosala --------------- -------------------------- Name: Greg Knopf Name: Sofia A. Rosala Title: Title: Vice President ATTACHMENT 1 SCHEDULE B TO THE SUB-ADMINISTRATION AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT...Sub-Administration Agreement • September 27th, 2007 • Highmark Funds /Ma/
SUBADVISORY AGREEMENTSubadvisory Agreement • May 17th, 2013 • Nationwide Mutual Funds • Delaware
Exhibit (d)(13) AMENDMENT NO. 1 DATED AS OF DECEMBER 13, 2007 TO SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. DATED AS OF APRIL 3, 2006 FOR THE HIGHMARK COGNITIVE VALUE FUND WHEREAS, HIGHMARK CAPITAL MANAGEMENT,...Sub-Advisory Agreement • July 9th, 2008 • Highmark Funds /Ma/
AMENDMENT NO. 1 DATED AS OF OCTOBER 27, 2005 TO SUB-ADVISORY AGREEMENT DATED AS OF SEPTEMBER 28, 2001 WHEREAS, HIGHMARK CAPITAL MANAGEMENT, INC., a California corporation (the "Adviser"), and LSV ASSET MANAGEMENT, a Delaware General Partnership (the...Sub-Advisory Agreement • November 29th, 2005 • Highmark Funds /Ma/
CUSTODIAN AGREEMENT (FOREIGN AND DOMESTIC SECURITIES) This Custodian Agreement is made by and between HIGHMARK FUNDS, a Massachusetts business trust ("Principal") and UNION BANK OF CALIFORNIA, N.A. ("Custodian"). Principal desires that Custodian hold...Custodian Agreement • September 27th, 2002 • Highmark Funds /Ma/ • Massachusetts
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. FOR THE HIGHMARK COGNITIVE VALUE FUNDSub-Advisory Agreement • August 23rd, 2006 • Highmark Funds /Ma/ • Massachusetts
2- 3 the requirements of said Act and rules and regulations of the Securities and Exchange Commission thereunder. As used in this agreement the terms "registration statement" and "prospectus" shall mean any registration statement and any prospectus...Distribution Agreement • December 1st, 1995 • Highmark Group /Oh/ • Massachusetts
Exhibit (h)(2) SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of December 3, 2007 by and between PFPC Inc., a Massachusetts corporation with offices located at 301 Bellevue Parkway, Wilmington, Delaware 19809 ("PFPC"),...Sub-Administration and Accounting Services Agreement • April 25th, 2008 • Highmark Funds /Ma/
EXHIBIT 6(b)Distribution Agreement • December 13th, 1996 • Highmark Group /Oh/ • Massachusetts
EXHIBIT 9(b) Amendment made as of June 19, 1996 to the Management and Administration Agreement between Registrant and The Winsbury CompanyManagement and Administration Agreement • November 8th, 1996 • Highmark Group /Oh/
1 EXHIBIT 9b TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT AGREEMENT made as of the 1st day of August, 1995 between THE HIGHMARK GROUP (the "Trust"), a Massachusetts business trust having its principal place of business at 1900 East...Transfer Agency and Shareholder Services Agreement • December 1st, 1995 • Highmark Group /Oh/ • Massachusetts
SHAREHOLDER SERVICE PLAN AND AGREEMENT HIGHMARK FUNDS Fiduciary Shares HighMark Funds (the "Fund"), an open-end investment company registered under the Investment Company Act of 1940, as amended, hereby retains HighMark Capital Management, Inc. (the...Shareholder Service Plan and Agreement • August 23rd, 2006 • Highmark Funds /Ma/
EXHIBIT 8(b) FORM OF AMENDED AND RESTATED SCHEDULE A TO THE CUSTODIAN AGREEMENT Dated: As of ______________, 1997Custodian Agreement • December 13th, 1996 • Highmark Group /Oh/
TO TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN HIGHMARK FUNDS. AND STATE STREET BANK AND TRUST COMPANYTransfer Agency and Service Agreement • July 9th, 2008 • Highmark Funds /Ma/
HIGHMARK CAPITAL MANAGEMENT, INC. SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 24th, 2010 • Highmark Funds /Ma/ • Massachusetts
This AGREEMENT is effective as of October 8, 2010, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability company, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940, as amended (“Sub-Adviser”).
HIGHMARK CAPITAL MANAGEMENT, INC . -------------------------------------------- ------------------------------------ CODE OF ETHICS POLICY ON PERSONAL SECURITIES TRANSACTIONS AND INSIDER INFORMATION JANUARY 1, 2005 TABLE OF CONTENTS -----------------Code of Ethics • September 30th, 2005 • Highmark Funds /Ma/
SUB-ADMINISTRATION AGREEMENT THIS AGREEMENT is made as of this 1st day of December, 2005, by and between HighMark Capital Management, Inc. ("HighMark"), a California corporation, and SEI Investments Global Funds Services (the "Sub- Administrator"), a...Sub-Administration Agreement • November 29th, 2005 • Highmark Funds /Ma/ • Delaware
SCHEDULE TO THE ADMINISTRATION AGREEMENT DATED FEBRUARY 15, 1997 BETWEEN HIGHMARK FUNDS AND SEI INVESTMENTS GLOBAL FUNDS SERVICESAdministration Agreement • January 14th, 2005 • Highmark Funds /Ma/
FEES: Pursuant to Article 4, Section A, the Trust shall pay the Administrator compensation for services rendered to the Highmark California Tax-Free Money Market Fund, HighMark Diversified Money Market Fund, Highmark U.S. Government Money Market Fund, HighMark 100% U.S. Treasury Money Market Fund, HighMark Balanced Fund, HighMark Growth Fund, HighMark Large Cap Value Fund, HighMark National Intermediate Tax-Free Bond Fund, HighMark Bond Fund, HighMark Intermediate Term Bond Fund, HighMark California Intermediate Tax-Free Bond Fund, HighMark Valued Momentum Fund, HighMark Small Cap Value Fund and Highmark Core Equity Fund and any other portfolios hereafter created by the Trust (the "Portfolios") at an annual rate equal to .20% of the average daily net assets of the Portfolios, which is calculated daily and paid monthly.
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND TRUSCO CAPITAL MANAGEMENT, INC. FOR THE HIGHMARK SMALL CAP GROWTH FUNDSub-Advisory Agreement • August 23rd, 2006 • Highmark Funds /Ma/ • Massachusetts
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. FOR THE HIGHMARK ENHANCED GROWTH FUNDSub-Advisory Agreement • August 23rd, 2006 • Highmark Funds /Ma/ • Massachusetts
1 EXHIBIT 5(d) INVESTMENT SUBADVISORY AGREEMENT AGREEMENT executed as of April 25, 1997 by and between UNION BANK of CALIFORNIA, N.A. (the "Advisor"), and BANK OF TOKYO-MITSUBISHI TRUST COMPANY (the "SubAdvisor"), a subsidiary of The Bank of...Investment Subadvisory Agreement • June 18th, 1997 • Highmark Funds /Ma/ • Massachusetts
