WARRANTGenus Inc • August 15th, 2001 • Special industry machinery, nec • California
Company FiledAugust 15th, 2001 Industry Jurisdiction
1. LOANS.Loan and Security Agreement • April 1st, 2002 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledApril 1st, 2002 Company Industry Jurisdiction
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT ------------------------------- SECURITIES PURCHASE AGREEMENT (this "Agreement"), dated as of May 14, 2001, by and among GENUS, INC., a corporation organized under the laws of the State of California (the...Securities Purchase Agreement • July 20th, 2001 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledJuly 20th, 2001 Company Industry Jurisdiction
WARRANT TO SUBSCRIBE FOR AND PURCHASE _______ SHARES OF COMMON STOCK OF GENUS, INC.Genus Inc • May 31st, 2001 • Special industry machinery, nec • California
Company FiledMay 31st, 2001 Industry Jurisdiction
GENUS, INC.,Securities Purchase Agreement • August 20th, 2002 • Genus Inc • Special industry machinery, nec
Contract Type FiledAugust 20th, 2002 Company Industry
1. LOANS.Loan and Security Agreement • April 1st, 2002 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledApril 1st, 2002 Company Industry Jurisdiction
EXHIBIT 4.1 SECURITIES PURCHASE AGREEMENT ------------------------------- SECURITIES PURCHASE AGREEMENT (this "AGREEMENT"), dated as of May 14, 2001, by and among GENUS, INC., a corporation organized under the laws of the State of California (the...Securities Purchase Agreement • May 31st, 2001 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledMay 31st, 2001 Company Industry Jurisdiction
SUBORDINATION AGREEMENT This SUBORDINATION AGREEMENT (this "Agreement"), dated as of August 14, 2002, is among GENUS, INC., a California corporation (the "Borrower"), the parties listed on Schedule A hereto (the "Subordinated Creditors"), and SILICON...Subordination Agreement • August 20th, 2002 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledAugust 20th, 2002 Company Industry Jurisdiction
EXHIBIT 4.3 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this "AGREEMENT") is made and entered into as of February 2, 1998, among Genus, Inc., a California corporation (the "COMPANY"), Southbrook International Investments, Ltd., a...Registration Rights Agreement • February 17th, 1998 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledFebruary 17th, 1998 Company Industry Jurisdiction
RECITALS --------Intellectual Property Security Agreement • April 1st, 2002 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledApril 1st, 2002 Company Industry Jurisdiction
EXHIBIT 10.21 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release ("Agreement") is made by and between GENUS, INC. (the "Company"), and FRED HESLET ("Employee"). WHEREAS, Employee was employed by the Company; WHEREAS,...Settlement Agreement and Mutual Release • April 1st, 1999 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledApril 1st, 1999 Company Industry Jurisdiction
CONVERTIBLE PREFERRED STOCK PURCHASE AGREEMENT Between GENUS, INC., SOUTHBROOK INTERNATIONAL INVESTMENTS, LTD., WESTOVER INVESTMENTS L.P., MONTROSE INVESTMENTS, LTD, BROWN SIMPSON STRATEGIC GROWTH FUND, L.P. and BROWN SIMPSON STRATEGIC GROWTH FUND,...Convertible Preferred Stock Purchase Agreement • February 17th, 1998 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledFebruary 17th, 1998 Company Industry Jurisdiction
EXHIBIT B to Securities Purchase Agreement REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this "Agreement"), dated as of May 14, 2001, by and among GENUS, INC., a corporation organized under the laws of the State of California (the...Registration Rights Agreement • July 20th, 2001 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledJuly 20th, 2001 Company Industry Jurisdiction
EXHIBIT 10.22 Pacific Business Funding A Member of the Greater Bay Bancorp Family [GRAPHIC OMITED] 20195 Stevens Creek Boulevard Suite #220 Cupertino, California 95014 Tel. (408) 255-9300 Fax (408) 255-9313 FACTORING AGREEMENT This Factoring Agreement...Factoring Agreement • July 20th, 2001 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledJuly 20th, 2001 Company Industry Jurisdiction
EXHIBIT 10.13 MASTER SECURITY AGREEMENT CITICAPITAL' Master Security Agreement No. L2116440 THIS MASTER SECURITY AGREEMENT (the "Agreement") is by and between Citicorp Vendor Finance, Inc., a Delaware corporation, having its principal office at 700...Master Security Agreement • April 1st, 2002 • Genus Inc • Special industry machinery, nec
Contract Type FiledApril 1st, 2002 Company Industry
RESALE REGISTRATION RIGHTS AGREEMENT BETWEEN GENUS, INC. and PURCHASERS, (as defined herein)Resale Registration Rights Agreement • August 20th, 2002 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledAugust 20th, 2002 Company Industry Jurisdiction
INTERNATIONAL DISTRIBUTOR AGREEMENT This "Agreement" made as of this 18th day of July 1997 between MACROTRON Systems GmbH with their principal office at Wamslerstr. 9, D-81829 Munich, Germany, hereinafter referred to as "MCS"International Distributor Agreement • November 12th, 1997 • Genus Inc • Special industry machinery, nec
Contract Type FiledNovember 12th, 1997 Company Industry
EXHIBIT 4.6 REDEMPTION AND EXCHANGE AGREEMENT This REDEMPTION AND EXCHANGE AGREEMENT, dated as of July 16, 1998 (this "Agreement") is entered into by and among Genus, Inc. (the "Company"), Southbrook International Investments, Ltd. ("Southbrook"),...Redemption and Exchange Agreement • August 5th, 1998 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledAugust 5th, 1998 Company Industry Jurisdiction
EXHIBIT 4.11 STOCK PURCHASE AND REGISTRATION AGREEMENT ----------------------------------------- This STOCK PURCHASE AND REGISTRATION AGREEMENT (this "AGREEMENT"), dated as of November 7, 2003, by and among GENUS, INC., a corporation organized under...Stock Purchase and Registration Agreement • March 15th, 2004 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledMarch 15th, 2004 Company Industry Jurisdiction
EXHIBIT 10.20 SETTLEMENT AGREEMENT AND MUTUAL RELEASE This Settlement Agreement and Mutual Release ("Agreement") is made by and between GENUS, INC. (the "Company"), and MARY BOBEL ("Employee"). WHEREAS, Employee was employed by the Company; WHEREAS,...Settlement Agreement and Mutual Release • November 16th, 1998 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledNovember 16th, 1998 Company Industry Jurisdiction
EXHIBIT 4.5 May 14, 2001 To the Investors On the Attached Distribution List c/o Wells Fargo Van Kasper Burnham Securities 600 California St., Suite 1700 San Francisco, CA 94108 RE: GENUS, INC. SECURITIES PURCHASE AGREEMENT Ladies and Gentlemen:...Securities Purchase Agreement • July 20th, 2001 • Genus Inc • Special industry machinery, nec
Contract Type FiledJuly 20th, 2001 Company Industry
GENUS, INC.Credit Agreement • November 12th, 1997 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledNovember 12th, 1997 Company Industry Jurisdiction
AMENDMENT NO. 1 TO RIGHTS AGREEMENTRights Agreement • July 14th, 2004 • Genus Inc • Special industry machinery, nec
Contract Type FiledJuly 14th, 2004 Company IndustryAMENDMENT No. 1 TO RIGHTS AGREEMENT (this "Amendment"), dated as of July 6, 2004, to the Preferred Stock Rights Agreement (the "Rights Agreement"), dated as of September 26, 2000, between Genus, Inc., a California corporation (the "Company") and Mellon Investor Services LLC, a New Jersey limited liability company (as successor to ChaseMellon Shareholder Services L.L.C.), as Rights Agent (the "Rights Agent").
EXHIBIT 10.18 GENUS, INC. CHANGE OF CONTROL SEVERANCE AGREEMENT This Change of Control Severance Agreement (the "Agreement") is made and entered into by and between [name of employee] (the "Employee") and Genus, Inc., a California corporation (the...Control Severance Agreement • April 28th, 1998 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledApril 28th, 1998 Company Industry Jurisdiction
EXHIBIT 2.1 ASSET PURCHASE AGREEMENTAsset Purchase Agreement • April 24th, 1998 • Genus Inc • Special industry machinery, nec • California
Contract Type FiledApril 24th, 1998 Company Industry Jurisdiction
AGREEMENT AND PLAN OF MERGER Dated as of July 1, 2004, Between AIXTRON AKTIENGESELLSCHAFT And GENUS, INC.Agreement and Plan of Merger • July 2nd, 2004 • Genus Inc • Special industry machinery, nec • New York
Contract Type FiledJuly 2nd, 2004 Company Industry JurisdictionAGREEMENT AND PLAN OF MERGER, dated as of July 1, 2004 (this "Agreement"), between AIXTRON AKTIENGESELLSCHAFT, a stock corporation (Aktiengesellschaft) organized under the laws of the Federal Republic of Germany and registered with the Commercial Register under HRB 7002 ("Parent"), and GENUS, INC., a California corporation (the "Company").
Agreement in PrincipleGenus Inc • July 2nd, 2004 • Special industry machinery, nec • New York
Company FiledJuly 2nd, 2004 Industry JurisdictionThis Agreement in Principle, dated as of July 1, 2004, contains the material terms of a Joint Development Agreement between Aixtron Aktiengesellschaft and Genus, Inc. (the "Agreement"). The parties believe that customers desire a production tool based on both parties' background technology and accordingly wish to commence design and development efforts as soon as practicable in order to satisfy such demand. Both parties acknowledge that they could not develop such product independently and rapidly without the background technology of the other party.