SUB-ADVISORY AGREEMENT SUB-ADVISORY AGREEMENT, dated this 1st day of November, 2001, among STEIN ROE & FARNHAM INCORPORATED, a Delaware corporation (the "Adviser"), NORDEA SECURITIES, INC. (formerly UNIBANK SECURITIES, INC.), d/b/a "NORDEA INVESTMENT...Sub-Advisory Agreement • December 3rd, 2001 • Sr&f Base Trust • Massachusetts
October 23, 2001 SR&F Base Trust One South Wacker Drive Chicago, IL 60606 RE: Loan Facility Attention: J. Kevin Connaughton, Treasurer Ladies and Gentlemen: State Street Bank and Trust Company (the "Bank") is pleased to make available to SR&F Base...Sr&f Base Trust • October 26th, 2001 • Massachusetts
MANAGEMENT AGREEMENT BETWEEN SR&F BASE TRUST AND STEIN ROE & FARNHAM INCORPORATEDManagement Agreement • December 3rd, 2001 • Sr&f Base Trust
MANAGEMENT AGREEMENT SR&F BASE TRUST, a Massachusetts common law trust registered under the Investment Company Act of 1940 ("1940 Act") as an open-end diversified management investment company ("Trust"), hereby appoints NEWPORT FUND MANAGEMENT, INC.,...Management Agreement • January 26th, 2001 • Sr&f Base Trust
AMENDMENT TO AMENDED AND RESTATED PRICING AND BOOKKEEPING AGREEMENTPricing and Bookkeeping Agreement • August 31st, 2001 • Sr&f Base Trust
MANAGEMENT AGREEMENT BETWEEN SR&F BASE TRUST AND STEIN ROE & FARNHAM INCORPORATEDManagement Agreement • June 30th, 1999 • Sr&f Base Trust
MANAGEMENT AGREEMENT BETWEEN SR&F BASE TRUST AND STEIN ROE & FARNHAM INCORPORATEDManagement Agreement • October 31st, 1996 • Sr&f Base Trust
MANAGEMENT AGREEMENT SR&F Base Trust, a Massachusetts common law trust registered under the Investment Company Act of 1940 ("1940 Act") as an open-end diversified management investment company ("Trust"), hereby appoints Newport Fund Management, Inc.,...Management Agreement • December 3rd, 2001 • Sr&f Base Trust
INVESTOR SERVICE AGREEMENT SR&F BASE TRUST, a Massachusetts trust registered under the Investment Company Act of 1940 (the "Act") as an open-end diversified management investment company (the "Trust"), hereby appoints SteinRoe Services Inc., a...Investor Service Agreement • June 30th, 1999 • Sr&f Base Trust • Illinois
SR&F BASE TRUSTSr&f Base Trust • January 26th, 2001
Exhibit 9(a) INVESTOR SERVICE AGREEMENT SR&F BASE TRUST, a Massachusetts trust registered under the Investment Company Act of 1940 (the "Act") as an open-end diversified management investment company (the "Trust"), hereby appoints SteinRoe Services...Service Agreement • October 31st, 1996 • Sr&f Base Trust • Illinois
STEINROE FUNDS ACCOUNTING AND BOOKKEEPING AGREEMENT NOVEMBER 1,1994Steinroe Funds Accounting and Bookkeeping Agreement • June 30th, 1999 • Sr&f Base Trust • Illinois
SR&F BASE TRUST MANAGEMENT AGREEMENT SCHEDULE ASr&f Base Trust • August 31st, 2001
Compensation pursuant to Section 7 of the SR&F Base Trust Management Agreement shall be calculated in accordance with the following schedule(s):
STEIN ROE FUNDS AMENDED AND RESTATED ACCOUNTING AND BOOKKEEPING AGREEMENT This Agreement is made this 3rd day of August, 1999 by and between SR&F Base Trust, a Massachusetts business trust, (hereinafter referred to as the "Trust") and Stein Roe &...Accounting and Bookkeeping Agreement • October 29th, 1999 • Sr&f Base Trust • Illinois
SR&F BASE TRUST MANAGEMENT AGREEMENT SCHEDULE ASr&f Base Trust • January 26th, 2001
SR&F Municipal Money Market Portfolio 9/28/95 6/30/97 SR&F High Yield Portfolio 11/1/96 6/30/98 SR&F Growth & Income Portfolio 2/3/97 6/30/98 SR&F Growth Investor Portfolio 2/3/97 6/30/98 SR&F Balanced Portfolio 2/3/97 6/30/98 SR&F Growth Stock Portfolio 2/3/97 6/30/98 SR&F Disciplined Stock Portfolio 2/3/97 6/30/98 SR&F Intermediate Bond Portfolio 2/2/98 6/30/99 SR&F Income Portfolio 2/2/98 6/30/99 SR&F High-Yield Municipals Portfolio 2/2/98 6/30/99 SR&F Cash Reserves Portfolio 3/2/98 6/30/99
Exhibit 9(b) STEINROE FUNDS ACCOUNTING AND BOOKKEEPING AGREEMENT NOVEMBER 1,1994Bookkeeping Agreement • October 31st, 1996 • Sr&f Base Trust • Illinois
