1
Exhibit 10.31
AMENDMENT
This Amendment dated as of July 1, 1995 (the "Amendment Effective
Date") to that certain Service Agreement (the "Service Agreement") dated as of
June 1, 193 by and between XxXxxxxx, Xxxxxxxx & Xxxxxx, Inc. ("MCM"), a New York
corporation, and Key information Systems, Inc. ("KIS"), a New York corporation.
W I T N E S S E T H:
WHEREAS, pursuant to the Service Agreement, KIS provides certain
Services (capitalized terms used without definition herein having the
definitions ascribed to such terms in the Service Agreement) to MCM with respect
to MCM's computer system and systems operations; and
WHEREAS, MCM and KIS have entered into certain other agreements;
specifically, a Software License Agreement dated as of June 1, 1993, an Escrow
Agreement with The Bank of New York dated as of___________, 1994, and an Option
Agreement dated as of June 1, 1993 (collectively, the "License Related
Agreements"); with respect to MCM's licensing of KIS' "KISNET 2000" software;
and
WHEREAS, the parties desire to make certain changes to the Service
Agreement to amend the fees payable and the service requirements thereunder, the
term thereof, and certain other provisions as set forth herein;
NOW, THEREFORE, the parties hereby agree as follows:
Section 1. Amendments to Service Agreement.
(a) Exhibit A to the Service Agreement (including without limitation Schedule
A-1 thereto) is hereby amended in its entirety by replacing same with Exhibit A
attached to this Amendment.
(b) Exhibit B to the Service Agreement is hereby amended in its entirety by
replacing same with Exhibit B attached to this Amendment.
(c) Section 2 of the Service Agreement is hereby amended by replacing the words
"two (2) years" in the second sentence thereof with "forty-three (43) months."
(d) Section 3(a) of the Service Agreement is hereby amended by inserting the
words "after the Amendment Effective Date" immediately after the words "under
this Agreement" in the first sentence thereof.
(e) Exhibit D to the Service Agreement is hereby amended in its entirety by
replacing same with Exhibit D to this Amendment.
2
(f) Section 4 of the Service Agreement is hereby amended by: (1) inserting the
words ", which personnel resources KIS represents were sufficient to furnish the
Services at the level set forth on Exhibit B as such Services were being
performed by KIS through June of 1995" immediately after the words "on Exhibit
E" in the first sentence of the first paragraph thereof; and (2) deleting the
words "no less than" in the second sentence of the second paragraph thereof.
(g) Exhibit E to the Service Agreement is hereby amended in its entirety by
replacing same with Exhibit E to this Amendment.
(h) Exhibit F-1 to the Service Agreement is hereby amended in its entirety by
replacing same with Exhibit F-1 to this Amendment.
(i) Exhibit F-2 to the Service Agreement is hereby amended in its entirety by
replacing same with Exhibit F-2 to this Amendment.
(j) Section 8(e) of the Service Agreement is hereby amended by inserting the
words "; provided, however, that, except in the case of a breach by KIS of its
representation under Section 4 of this Agreement, KIS shall not be obligated to
provide personnel resources in addition to those set forth in Exhibit E unless
the provisions of Section 4 are met" immediately after the words "Exhibit B."
(k) KIS shall have no further obligation to MCM under Section 23 of the Service
Agreement as of the Amendment Effective Date.
(l) Section 24 of the Service Agreement is hereby amended in its entirety as
follows:
"24. Notices. Any notice, request, demand or other communication provided
for or permitted hereunder shall be in writing and may be personally
delivered, or sent by certified mail return receipt requested, or by
overnight courier, to the following address:
To KIS: Key Information Systems, Inc.
0000 Xxxxxxx Xxxxxx
Xxxxxxxx Xxxxxxx, XX 00000
Attention: Xxxxxx Xxxx, President
Fax Number: (000) 000-0000
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To MCM: XxXxxxxx, Xxxxxxxx & Maffel, Inc.
One Chase Xxxxxxxxx Xxxxx
00xx Xxxxx
Xxx Xxxx, XX 00000
Attention: President
Fax Number: (000) 000-0000
with a copy to: Xxx Xxxxxx American Capital, Inc.
Xxx Xxxxxxxx Xxxxx
Xxxxxxxx Xxxxxxx, XX 00000
Attention: General Counsel
or such other address as a party may give the other party by written
notice as provided herein. Any notice, request, demand, or other
communication shall be deemed to have been given when received."
Section 2. No Other Modifications. Except as set forth in Section 1 hereof, the
Service Agreement shall remain in full force and effect without amendment,
modification or waiver. Execution and delivery hereof by the parties hereto
shall not preclude the exercise by such parties of any rights under the Service
Agreement (except as amended by Section 1 hereof), under the License Related
Agreements, or under any other agreements to which the parties are subject or by
which the parties or their respective properties are bound.
Section 3. Governing Law. This Amendment shall be governed by, and construed
in accordance with, the internal laws of the State of New York, U.S.A.
IN WITNESS WHEREOF, the undersigned parties have executed this Amendment as of
the Amendment Effective Date.
KEY INFORMATION SYSTEMS, INC. XxXXXXXX, XXXXXXXX & XXXXXX, INC.
a New York Corporation a New York corporation
By: /s/ Xxxxxx X. Xxxx By: /s/ Xxxxx X. Xxxxx
------------------------- -----------------------------
Name: Xxxxxx X. Xxxx Name: Xxxxx X. Xxxxx
Title: President Title: President
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EXHIBIT A
SERVICES TO BE PROVIDED BY KIS
I. OPERATIONS
A. KIS shall manage the day-to-day operation of MCM's data processing system and
data center, including without limitation:
- Establishing and maintaining hardware connections - Monitoring
all air conditioning units and systems
- Monitoring Lelbert UPS and interfacing with Xxxxxxx
- Monitoring fire detection equipment
- Coordinating with telephone service providers and interfacing
with building security for telephone room access
- Maintaining and configuring switches
- Maintaining and configuring patch panels and cables in
computer room
- Maintaining all mod tap boxes
- Maintaining all modem cabinets
- Maintaining and installing telephone systems, including all
lease lines circuits with dial back-ups where provided and all
dial up lines
- Maintaining, installing, and relocating telephone system
wiring to destination points
- Monthly reorganization of the document and other large data
libraries
- Maintaining the automatic page updating processes
- Supervising MCM's in-house data processing and center support
staff. and providing coverage during illness or absences of
any staff members
In addition, KIS shall (a) provide a help desk from 8:00 a.m. to 5:00
p.m New York time on business days to assist users with ad hoc requests
relating to MCM's computer hardware, including without limitation the
Wang system and PC's, and to other technical requirements; and (b)
provide on-site and telephone support between the hours of 2:00 p.m.
Sunday and 6:00 p.m. Friday, New York time.
B. KIS shall manage and Support MCM's data processing equipment, including
without limitation:
- Managing the acquisition, siting, maintenance (by third
parties), and installation of MCM's data processing hardware
and expendable media, including without limitation the
equipment set forth on Exhibit F-I
- Maintaining and updating hardware inventory and maintenance
records
- Maintaining and updating software inventory and licensing
agreements
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- Maintaining and updating data-storage medium inventory (disks
and tape packs)
- Managing the maintenance and updating of PC software and
hardware
C. KIS shall support the user community for MCM's products, including with
limitation:
- Creating, regularly testing, maintaining and updating a
disaster recovery plan (on site)
- Maintaining and updating systems and operations
- Maintaining and updating systems and operations documentation
- Maintaining and updating documentation of computer room layout
and connectivity
- Backups - monthly, weekly, daily and maintenance thereof in a
secure off-site facility
- Supporting the Delrina/Washington DC project
- Modifying, maintaining and updating Parallax
- Maintaining and updating all MUX connections
D. KIS shall manage and support multivendor services, including without
limitation:
- Maintaining, supporting and updating timely and reliable
electronic transmissions to and/or from all carriers of MCM
electronically delivered information and advisory services,
including without limitation Bloomberg, Dow Xxxxx Telerate,
Reuters (large and small screen), Xxxxxx-Xxxxxx, Quotron, ADP,
Commerce Dept. Market Vision and PR Newswire simultaneously.
- Maintaining, supporting and updating transmissions to and/or
from facsimile transmission vendors, including without
limitation Parallax
- Interfacing with all vendors
- Resolving communication problems with all vendors
- Supporting and maintaining all outbound feeds
- Management of all market data and digital data feeds (inbound)
II. CONSULTING
KIS shall (a) interpret MCM's needs into data processing requirements,
and shall provide the programming and technical resources needed for
this development effort; (b) develop specifications for interfacing
with information providers such as Telerate, Reuters and Xxxxxx-Xxxxxx
and for performing other related functions; (c) assist MCM in planning,
designing and implementing projects to the specifications of the users
of MCM products; (d) render technical advice relating to computer
equipment; and (e) negotiate
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and review maintenance contracts, subject to final approval by MCM,
verify non-maintenance xxxxxxxx and otherwise interface with all
computer related vendors and suppliers that have dealings with MOM,
including without limitation Wang, CDC, Telerate, Quotron, DEC, ADP,
AT&T, NYNEX, Xxxxxxx, Reuters, Bloomberg, Market Vision, Xxxxxx-Xxxxxx,
Microsoft and Parallax.
III. SOFTWARE MAINTENANCE
A. KIS shall provide MCM the following maintenance services as to all
"Products" licensed to MCM pursuant to the Software License Agreement
dated as of June 1, 1993 between MCM and KIS (the "Software License
Agreement");
(a) KIS will supply to MCM updated Product(s) and the user
documentation therefor, and will supply to the Escrow Agent
pursuant to an Escrow Agreement by and among KIS, MCM, and the
Escrow Agent (the "Escrow Agreement") one copy in magnetic
media, of the source code therefor (and, in printed form, the
applicable system documentation pertaining thereto) thirty
(30) days after any material revision or update, and in any
event no less frequently than once every six (6) months, to
operate with all KIS-approved current versions of the
operating system on which the Product(s) is being operated,
and will notify MCM in writing ninety (90) days prior to
removal of a version of a Product from current status. At the
end of the ninety (90) day period, KIS shall have no
maintenance responsibilities for Products no longer current
and replaced with updated Product(s).
(b) KIS, consistent with the provisions contained in Exhibit B
will supply reasonable on site and telephone assistance to MCM
to aid MCM in its use of the Product(s).
(c) KIS will exert its best efforts to correct a programming error
in any Product within a reasonable time, provided that MCM
notifies KIS of the error in person, by telephone or by mail
and provides sufficient information to identify the problem.
Such information shall include, without limitation, error and
diagnostic messages, operator console information, data file
dumps, and other written explanation and documentation of the
problem.
B. KIS shall maintain, update and support all application software used by
MCM in the conduct of its business, including without limitation:
- Multivendor software on mainframe computer
- Installation and support of KIS and other vendor software
- Hardware set up
- User training
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- LAN administration
- All documentation guides and manuals
- Migration of existing software and hardware to alternative
mainframes or systems and maintenance/updating of migration
software for use on PC's, upon the prior written approval of
MCM.
All of the above services shall be performed in accordance with the standards
set forth on Exhibit B.
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EXHIBIT B
LEVEL OF SERVICE REQUIREMENTS
XxXxxxxx, Xxxxxxxx & Xxxxxx, Inc. ("MCM")
and Key Information Systems, Inc. ("KIS")
I. PURPOSE
These Level of Service Requirements establish the measurement criteria
and correction process in support of the MCM requirements for the
performance of the Products as well as the Data Center and user support
contractually provided by KIS. Any additional requirements must be
renegotiated.
II. LEVEL OF SERVICE CHANGE PROCEDURE
Should any significant, unexpected change(s) in capacity or workload
requirements occur, actions will be initiated to renegotiate all or
part of this document. Additionally, for significant and unique system
enhancements requested by MCM, a formal work order explanation and
approval process will be imposed.
III. PERFORMANCE MONITORING/REPORTING
- Performance will be discussed at a review meeting held by MCM
and investigation and correction, when necessary, will be
addressed by the responsible organization. These meetings will
occur at least quarterly.
- Performance results will be reported monthly in writing by KIS
to the President of MCM, on a form substantially in the form
of attachment B-1 as agreed to by MCM and KIS.
IV. AVAILABILITY
- KIS will staff to support system from 2:00 p.m. Sunday to 6:00
p.m. Friday, New York time.
- Availability refers to the scheduled availability of all
functionality provided currently as of the date of this
Amendment by KIS personnel and Products and is the total time
the system is available for access and use by customers.
- Response time will not exceed durations reasonably acceptable
to MCM for functionality provided by KISNET 2000 and system
support provide by KIS.
- For situations where the system will be down due to planned
events (e.g. auto gens, PMs, scheduled power outages,
software/hardware upgrades, etc.), MCM must approve and MCM's
customers must be
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notified of such shutdown at least two business days in
advance. This will take place via notification to the
President of MCM and its users and approval by MCM.
- KIS is responsible to ensure that all data is regularly and
frequently (minimally - daily) backed-up and that recovery
data is safely secured at an off-site location bi-weekly.
V. SUPPLIER LEVEL OF SERVICE DETAIL REQUIREMENTS
COMPUTER OPERATIONS SUPPORT
- Operator(s) will be on-site.
- Telephone support will be available from 2:00 p.m.
Sunday, New York time to 6:00 p.m. Friday, New York
time and a phone list published and maintained by KIS
for all users. For holiday coverage the MCM
international holiday schedule will be adhered to as
it relates to outages, system availability and
operator coverage. If schedule changes are required
by the customer they must be processed through the
President of MCM to the President of KIS.
- Hardware and software problems will be reported by
users to the Help Desk for prompt resolution and
notification.
DATA NETWORK SUPPORT
- KIS Data Network will provide end-to-end problem diagnostics
and determination. KIS will be responsible for procurement and
project management of data communications equipment
installation. Additionally, KIS is responsible for network
design, optimization, network management, and supply/demand
forecasting and planning as well as vendor management. KIS
will assist with problem resolution of DTE (data terminal
equipment, i.e. CRTs, printers, etc.) and will assist with
problem diagnosis and procurement of cable installation.
CUSTOMER SUPPORT CENTER
- The KIS Help Desk provides a single point of contact for
hardware and telecommunications problems. There may be
problems reported to the Help Desk that are application in
nature. If this is the case, the Help Desk personnel will
refer the call to the appropriate system support personnel and
report periodic status to the user until the problem report is
closed.
- All users will be notified in the event of system
unavailability via telephone broadcast.
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TECHNICAL SUPPORT
- Software
Select, procure, configure, QA, install, maintain and support all
software including operating systems, utilities and data base software
selected for use in the Wang, PC, and, at MCM's option, any new
environment for which the software is converted.
- Software Updates
Make software changes to supported software as required due to software
or hardware changes or for performance reasons. This applies to
software repairs and new software releases.
- System Access and Control
Select, implement and support any and all tools required for system
access and security control for Data Processing.
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Exhibit B-1
KIS-MCM
Monthly Technology Status Reports (Sample)
[Date]
System Uptime Current
Target 9% Month % YTD % Comments
--------- ------- ----- --------
System A 100 98.6
System B 98 99.55 Experienced a disk controller error on 6/7/95.
The system was down for 3 hours for repair
System C 99 98.77
System D 97 96.55
System Uptime Current
Target 98% Month % YTD % Comments
---------- ------- ----- --------
London Link 100 98.6
Tokyo Link 98 99.55 Experienced a problem with the Knight Ridder line
on 6/19/95. Line was unusable for 8 hours.
Reuters Contribution Lines 100 98.77
Bloomberg Contribution Lines 100 96.55
Knight Ridder Contribution Lines 100 97.5
Telerate Contribution Lines 100 93
Transmission Volume by Vendor Transmission Volume by Product
----------------------------- ------------------------------
Bloomberg 1,000,000 Corporate Watch 1,000,000
Knight Ridder 1,000,000 Currency Watch 3,000,000
Telerate 1,000,000 Yield Watch 500,000
Reuters (Large) 1,000,000 Money Watch 1,500,000
Reuters (Small) 2,000,000 Total 6,000,000
Total 6,000,000
Average Queue Wait .5 Minutes
Maximum Queue Wait Time: 11.7 Minutes
Minimum Queue Wait Time: .3 Minutes
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Development - Bug Fixes
New Enhancements 10 New Bugs Reports 3
# Enhancements Completed 3 # of Bugs Fixed 3
# Enhancements Dropped 0 #of Bugs Dropped 0
# Enhancements Carried Over 7 # of Bugs Carried Over 1
Total Enhancements Outstanding 14 Total Bug Fixes Outstanding 1
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Exhibit C
14
EXHIBIT D
FEE SCHEDULE
Month Semi-Monthly Fee
----- ----------------
July, 1995 $26,377.50
August, 1995 28,252.50
September, 1995 28,252.50
October, 1995 28,252.50
November, 1995 28,252.50
December, 1995 28,252.50
January, 1996 31,065.00
February, 1996 31,065.00
Xxxxx, 0000 31,065.00
April, 1996 51,065.00
May, 1996 51,065.00
June, 1996 51,065.00
July, 1996 34,502.50
August, 1996 34,502.50
September, 1996 34,502.50
October, 1996 34,502.50
November, 1996 34,502.50
December, 1996 34,502.50
and every month
thereafter
These fees shall be due and payable on a semi-monthly basis, and shall be paid
on the fifteenth and last day of each month. If any such day is not a business
day, payment shall be made on the next consecutive business day.
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EXHIBIT E
Charge for
Additional
Function Availability Hours
-------- ------------ -----
Operations Manager 40 hours/week $100/hour
3 Shift Technicians 40 hours/week $55/hour
Night Shift Technician/Programmer 40 hours/week $60/hour
LAN Administrator 20 hours/week $55/hour
PC Hardware & Software Support Technician 20 hours/week $55/hour
PC Support 30 hours/week $45/hour
Telecommunication & Software Specialist 16 hours/week $100/hour
Senior Programmer 16 hours/week $75/hour
Manager/Director (Xxx Xxxx) 30 hours/week $125/hour
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EXHIBIT F-1
Schedule of MCM Hardware
Location
3765[1] System "A" WANG VS 7150 with 8MB of Main memory.
Type Description Quantity
---- ----------- --------
na 23V97 Extended Serial IOC 2
na 23V96 Multiline TC IOP 2
na 23V98-4 Very Large Disk IOC 1
3765[2] 2268V4A 454MB Switchable Fixed Disk Drive 2
3765[2] 2268V4 454MB Fixed Disk Drive 1
3765[2] 2268V3 314MB Fixed Disk Drive 1
3765[2] 2265V2A 288MB Switchable Removable Disk Drive 1
na 2238V1 Streamer Cartridge Tape Drive 1
3763 5573 600LPM Band Printer 1
3711 LPS8 8PPM Laser Printer 1
3853 LDP8 8 PPM Laser Printer 1
3765[3] System "B" WANG VS 5460 with 16MB of Main memory.
Type Description Quantity
---- ----------- --------
na 50V67 Serial IOC 1
na 50V96 Multi-port TC IOC 4
na 50V56B 802.3 LAN TC IOC 1
na 2269V5 326MB Fixed SCSI Disk Drive 1
na 2269V6 650MB Fixed SCSI Disk Drive 2
na 2238V3 9 Track Cartridge Tape Drive 1
3754 LPS8 8PPM Laser Printer 1
3756 LPS8 8PPM Laser Printer 1
3763 5573 600LPM Band Printer 1
na 220-0670 24 Port Serial Pad 1
na RS232-DCC 2 Port TC RS232 Module 16
3765[3] System "C" WANG VS 5460 with 16MB of Main memory.
Type Description Quantity
---- ----------- --------
na 50V67 Serial IOC 1
na 50V96 Multi-port TC IOC 4
na 50V56B 802.3 LAN TC IOC 1
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Type Description Quantity
---- ----------- --------
na 2269V5 326MB Fixed SCSI Disk Drive 1
na 2269V6 650MB Fixed SCSI Disk Drive 2
na 2238V3 9 Track Cartridge Tape Drive 1
na RS232-DCC 2 Port TC RS232 Module 16
3765[3] System "D" WANG VS 5460 with 16MB of Main Memory
Type Description Quantity
---- ----------- --------
na 50V67 Serial IOC 1
na 50V96 Multi-port TC IOC 4
na 50V56B 802.3 LAN TC IOC 1
na 2269V5 326MB Fixed SCSI Disk Drive 3
na 2238V3 9 Track Cartridge Tape Drive 1
na RS232-DCC 2 Port TC RS232 Module 16
3765[3] System "E" WANG VS 6230 with 32MB of Main memory.
Type Description Quantity
---- ----------- --------
na 50V67 Serial IOC 1
na 50V96 Multi-port TC IOC 4
na 50V56B 802.3 LAN TC IOC 1
na 2269V5 326MB Fixed SCSI Disk Drive 3
na 2238V3 9 Track Cartridge Tape Drive 1
na 220-0670 24 Port Serial Pad 1
na RS232-DCC 2 Port TC RS232 Module 16
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Exhibit F-1 (Continued)
ADDITIONAL MCM HARDWARE
Date Description Net Cost
January 19, 1993 Sybase for LAN Server (sixteen user license) $6,000.00
5 Sybase Open Client @ 300.00 each $1,500.00
January 19, 1993 Intel CPU 486/33 W/256K Cache
3.5" Floppy Drive
5.25" Floppy Drive
Novell Netware V3.11
16MB Memory
200MB Hard Drive
Ten User License
Serial #: Monitor M920402984
System CS 20034 $6,000.00
Feb. 12, 1993 One Jetlan/P, 10 base2 $550.00
Feb. 22, 1993 For Marketing (laptop, not within KIS control)
One Acer Notebook 386SX/25 with 2MB RAM
and Acer Fax/modem
Serial Number M029206 $1,890.00
March 9, 1993 For MoneyWatch
One Okidata OL400 Laser Printer
Serial @212C2105223 $800.00
April 13, 1993 One PC for CurrencyWatch in NY & two for
MIS Bullpen
3 386/33 Intel CPU W/4MB SIMM Memory
each
3 3.5" 1.44MB Floppy Drives
3 5.25" 1.2MB Floppy Drives
3 120 MB Hard Drives
3 AcerView Monitors
3 Graphic Cards W/512K
3 Acer Keyboards
3 Agiler Basic Mouse
3 MS DOS 5.0
Serial #CSIO438; CS10440
Total @ 1,645.00 each $4,935.00
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May 11, 1993 One Toshiba 35" color TV with stand
Model #CX35C60 Serial #89644453 $1,677.88
May 17, 1993 One Presenter Plus Scan Converter [For
conversion of 35" color TV to 35" color
monitor used for microcomputer training
classes] $395.00
June 2, 1993 For Corporate Watch
-------------------
One Jetlan/P, 10 Base 2, Finished Product $550.00
August 25, 1993 For DEC ALPHA machine
---------------------
One RZ26-VA disk drive w/1 GByte disk
space [1000MB] $2,195.00
September 28, For X. Xxxxxxxxxx & Bullpen
---------------------------
1993 Two 486/33 Intel CPU w/4MB SIMM
Memory each and
Two 3.5" 1.44MB Floppy Drives;
Two 5.25" 1.2 MB Floppy Drives;
Two 120 IDE Hard disks;
Two SVGA Monitors;
Two keyboards; serial mouse;
MS DOS 6.0 & MS Window 3.1
S/N #000753 & 000754
Total @ 1885.00 each $3,770.00
September 28, For CurrencyWatch
1993 One 486/33 Intel CPU w/4MB SIMM Memory
and
3.5" 1.44MB Floppy Drive;
5.25" 1.2 MB Floppy Drive;
120 IDE Hard disk;
SVGA Monitor;
Local Bus; keyboard; serial mouse
MS DOS 6.0 & MS Window 3.1
Serial Number CS10738 $1,980.00
October 27, 1993 One Wang VS5000 model 5540 with 8MB
memory;
326MB internal hard drive; 160MB tape drive; 8 TC
IOP ports; 4/2110 terminal ports; Serial
#T34477 $8,500.00
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October 27, 0000 000XX Xxxxxxxx Xxxxx; 8 TC IOP Ports & 32
Serial Ports for Wang VS5000 model 5540 now
used as System C $3,500.00
February 1, 1994 For Admin.
----------
One 486/SX-33 w/4MB RAM and 250MB HDD; 1.2MB FDD
5.25"; 1.44MB FDD 3.5"; IDE/10 2S.IP.IG; 14" SVGA
monitor w/1MB card .28D.P.; 101 enhanced keyboard; 3
button mouse and Mini-Tower case w/200 watt.
SN#15929123@1500 $1,500.00
February 16, 1994 For CW
------
One 486/SX-33 w/4MB RAM and 250MB HDD; 1.2MB FDD
5.25"; 1.44MB FDD 3.5"; IDE/10 2S.IP.IG; 14" SVGA
monitor w/1MB card .28D.P.; 101 enhanced keyboard; 3
button mouse and Mini-Tower case w/200 watt.
SN#15811014@1500 $1,500.85
March 1, 1994 To upgrade SYSTEM C
-------------------
One MU-60-16 5340-8 to 5460-16 $1,531.00
March 1, 1994 For use with Database development and
-------------------------------------
Migration;
---------
Two 486/SX-33 each with 4MB RAM and 250 MB HDD;
1.2MB FDD 5.25"; 1.44MB FDD 3.5"; IDE/10 2S.IP.IG;
14" SVGA monitor w/1MB card .28D.P.; 101 enhanced
keyboard; 3 button mouse and Mini-Tower case w/200
watt.
SN#18610025 & 13520870@1500.00 each $3,000.00
March 28, 1994 For SYSTEM C & Migration
------------------------
One 50v98 DISK CONTROLLER $995.00
Four 4MB XXXXX Memory S/N
08914024@158/each $632.00
April 1, 1994 SYSTEM E Back-up/Duplicate of System B
--------------------------------------
One Wang VS5000 model 5660 with 16MB Memory; 326 MB
internal hard drive; 160 MB tape drive; & 8 TC IOP
ports;
Serial Number Z16377 $8,500.00
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April 1, 1994 SYSTEM E Back-up/Duplicate of System B
--------------------------------------
000 Xxxxxxxx Xxxxx; 8 TC IOP Ports;
4/2110 terminal ports & 32 Serial Ports for Wang VS 5000 model
5660 now used as System E.
Serial Number Z16377 $5,000.00
May 23, 1994 One 486SX/33 with 8MB XXXXX memory; 250MB hard drive; 5.25" &
3.5" floppy drives; video card; SVGA monitor; 101 enhanced
keyboard; mini case & 3 button mouse.
Serial #58919044 $1,500.00
June 1, 1994 SYSTEM A - replaces current System A (VS100)
--------------------------------------------
Wang VS7150 with 8MB Memory;
2 - 454 MB switchable fixed disk drives;
2 - 454 fixed disk drives;
1 - streamer cartridge tape drive; extended serial IOC; 2 -
multiline TC IOP &
1 very large disk IOC
Serial Number 50316R $7,800.00
15 - 4420 workstations to replace the old ones $600.00
June 1, 1994 SYSTEM B - replaces current System B (VS100) Hardware:
-----------------------------------------------------
Wang VS5460 with 16MB main memory;
1 - 288MB switchable removable disk drive;
2 - 650 fixed SCSI disk drives; 1 - 326MB fixed SCSI disk
drive;
1 - 9 track cartridge tape drive; ESMD disk IOC; 3 - multiport
TC IOP;
1 24 port serial pad; 7 - 4 port TC pad;
1 - 802.3 LAN TC IOC & 1 serial IOC
Serial Number G23615 $14,000.00
Software:
VS Operating System License - VS5460 $4,000.00
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June 1, 1994 SYSTEM C - replaces current System C which is now backup for
-------------------------------------------------------------
System C Hardware:
-----------------
Wang VS5460 with 16MB main memory;
2 - 650 fixed SCSI disk drives; 1 - 326 MB fixed SCSI disk
drive;
1 - 9 track cartridge tape drive; ESMD disk IOC;
3 - multiport TC IOP;
1 - 24 port serial pad; 4 port TC pad;
1 - 802.3 LAN TC IOC & 1 serial IOC
Serial Number G23094 $14,000.00
Software:
VS Operating System License - VS5460 $4,000.00
June 1, 1994 For MCM Network - to replace current Jetlan at new office
---------------------------------------------------------
3 Intel NetportExpress XL Print servers $449/each $1,347.00
June 21, 1994 For MCM Network - Backup server with identical configuration
-------------------------------------------------------------
as MCM server
486/33 EISA, 256Kcache with:
16MB SIMM memory; 3.5" & 5.25" floppy drives;
1 gigabyte hard drive (1000MB) SCSI; graphic card;
4MB SIMM for Cache controller; keyboard and SVGA monitor
Serial number CI1001281 $3,993.00
To upgrade memory on current MCM server:
---------------------------------------
1 gigabyte hard drive SCSI $875.00
July 11, 1994 For Marketing
-------------
One 486SX/33 with 4MB XXXXX memory; 250MB hard drive; 5.25" &
3.5" floppy drives video card; SVGA monitor;
101 enhanced keyboard; mini tower case & 3 button mouse.
Serial #68915064 $1,500.00
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23
July 11, 1994 For CurrencyWatch
-----------------
One 486SX/33 with 4MB XXXXX memory
250MB hard drive; 5.25" & 3.5" floppy drives; video
card; SVGA monitor; 101 enhanced keyboard; mini
tower case & 3 button mouse
Serial #8916064 $1,500.00
August 1, 1994 For - MoneyWatch
----------------
One 486SX/33 with 4MB XXXXX memory; 250MB hard drive; 5.25" &
3.5" floppy drives; video card; SVGA monitor; 101 enhanced
keyboard; mini tower case & 3 button mouse
Serial #CSI001394 $1,500.00
August 1, 1994 For Administration
------------------
One 486SX/33 with 4MB XXXXX memory; 250MB hard drive; 5.25" &
3.5" floppy drives; video card; SVGA monitor; 101 enhanced
keyboard; mini tower case & 3 button mouse
Serial #CSI001395 $1,500.00
August 9, 1994 For Marketing (laptop not within KIS' control)
-------------
One Kennitec Notebook 486SX/33 with 260MB hard drive, fax
modem, 8MB RAM
Serial #E111FA06713 $1,950.00
September 1, 1994 For Administration
------------------
One HP Laserjet 4 Plus Printer
Serial #C2037A $1,550.00
For attaching HP Laserjet to network
------------------------------------
One Netport Express XL print server $449.00
September 12, 1994 For Marketing
-------------
One Hewlett Packard Scanjet 2P $500.00
Omnipage Direct NFR software $95.00
Wordscan software $170.00
September 20, 1994 To accommodate two new Reuters' lines
-------------------------------------
Two 50V96 - 8 port data comm controller @ 1,175/each $2,350.00
8 RS232 - DCCU module for 50V96 boards @$80/each $640.00
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October 17, 1994 For MCM Network
---------------
Increase memory for primary and backup network servers
Increase from 1MB to 32MB SIMM each @$800/each $1,600.00
November 1, 1994 For Marketing
-------------
One HP Laserjet 4Plus Printer - serial #USFB063052 $1,550.00
One HP Deskjet 1200C Color Printer - serial #USC4803603 $1,600.00
November 22, 1994 For Marketing
-------------
One 486SX/33 with 4MB XXXXX memory;
345MB hard drive; 3.5" floppy drives; video cards; SVGA
monitor; 101 enhanced keyboard; mini tower case & 3 button
mouse
Serial #CSI001867 $1,400.00
December 6, 1994 System B & E
------------
Two 8 Port Boards as per attached Work Order $3,000.00
March 1, 1995 For MoneyWatch
--------------
One Intel Pentium P5/66MHZ with 16MB XXXXX memory; 545MB hard
drive; 3.5" floppy drive; video card; 17" SVGA monitor; 101
enhanced keyboard; mini tower case & MS DPI mouse
Serial #M950220-3 $2,300.00
March 1, 1995 For Migration
-------------
Two 486DX/66 with 8MB SIMM memory; 340MB hard drives; 3.5"
floppy drives; video card; SVGA monitors; 101 enhanced
keyboards; mini tower cases & 3 button mouse
Serial #M950220-1 & M950220-2 $3,000.00
March 1, 1995 For MoneyWatch
--------------
One 486DX/66 with 8MB SIMM memory; 340MB hard drive; 3.5"
floppy drives; video card; SVGA monitor; 101 enhanced
keyboard; mini tower case & 3 button mouse
Serial #M950216-5 $1,500.00
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March 8, 1995 For Migration - for use in the bullpen
--------------------------------------
Two 486DX/66 with 8MB SIMM memory; 340MB hard drives; 3.5"
floppy drives; video card; SVGA monitor; 101 enhanced
keyboard; mini tower case & 3 button mouse
Serial #M950220-6 $1,500.00
March 27, 1995 For MoneyWatch
--------------
One 484DX/66 with 8MB SIMM memory; 340MB hard drive; 3.5"
floppy drives; video card; SVGA monitor; enhanced keyboard &
MS DPI mouse
Serial #M950307-7 $1,500.00
March 27, 1995 For CurrencyWatch
-----------------
One Intel Pentium P5/66MHZ with 16MB SIMM memory; 545MB hard
drive; 3.5" floppy drive; video card; 17" SVGA monitor;
enhanced keyboard & MS DPI mouse
Serial #M950220-4 $2,300.00
May 23, 1995 One CSI Pentium P5/75 Color Notebook with 8MB RAM; 1.44MB
floppy drive; 32bit Vesa local bus; PCMIA type II and III
interface; battery pack; Internal Fax Modem
Serial #M5400023366 $3,775.00
Docking Station $575.00
May 23, 1995 For CorporateWatch
------------------
One Intel Pentium P5/75MHZ with 8MB SIMM memory; 540MB hard
drive; 3.5" floppy drive; video card; 17" SVGA monitor; MS DPI
mouse & ATI Ultra plus PCI 1MB
Serial #M950511-9 $2,300.00
May 23, 1995 For CorporateWatch
------------------
One Intel Pentium P5/75MHZ with 8MB SIMM memory; 540MB hard
drive; 3.5" floppy drive; video card; 17" SVGA monitor; MS DPI
mouse & ATI Ultra plus PCI 1MB
Serial #M950511-8 $2,300.00
June 21, 0000 Xxxxxxx xx XX0000 to VS6000
---------------------------
Model #UJ-6230D 6230-32. 128 workstat $32,000.00
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June 21, 1995 For MCM Boston
--------------
One Intel Pentium P5/90MHZ with 16MB SIMM memory; 1 Gigabyte
hard drive; 3.5" floppy drive; video card; 17" SVGA monitor;
Internal fax modem w/software; MS DPI mouse; ATI Ultra plus
PCI 1MB
CD ROM and speakers
Serial #M950531-15 $3,300.00
June 21, 1995 Hardware needed for Bybem B to accommodate all the users of
------------------------------------------------------------
System A
2 Model 50V-APA24-6 - 24 ports panel (pancake) @$500/ea $1,000.00
June 21, 1995 For Migration $1,336.05
-------------
1 Master Console s/n A8390278
4 20' AT/VGA Cable Kit @ $140/ea $560.00
4 20' CBL Kit SRL MS @ $60/ea $240.00
1 Remote System Kit for Master Console s/n F13B0096 $850.00
1 50' CBL Kit for RML SRL MS $65.00
August 4, 1995 For system E for new upgrade
----------------------------
One 5DV96 board $4,000.00
September 1, 1995 Hardware Upgrade & installation
-------------------------------
2 50V68 SCSI controller
2 SCSI chain cable and terminator
3 2279V3 523 MB SCSI disk drives
1 2279V4 1.06 GB SCSI disk drive
4 sets of 3-1/2" disk mounting hardwares
2 50V97W UISIO controller
2 32 port external W ACS units
4 50' 50 pins cables
4 8 ports EAPA's
4 sets of power cables & terminators
8 Baluns $19,500.00
September 11, 1995 For Migration
-------------
2 Bare bone systems with 486DX/66 CPU's; Floppy drives, 540 MB
hard drives; local bus; 8MB memory @$950/ea $1,900.00
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27
September 26, 1995 DEC RAID System
---------------
2 RAID Array 211 controller @ 1,200/ea $2,400.00
1 Deskside 7Bay pwr digital KB $800.00
4 1.05GB SCSI Disk mounted @700/ea $2,800.00
3 Storage drive 3.5 carrier @160/ea $480.00
November 27, 1995 For upgrading the attached PC's
-------------------------------
6 486DX CPU @600/ea $3,600.00
20 1MB Simm Memory chip @$45/ea $900.00
1 420MB IDE hard drive $175.00
December 4, 0000 Xxxxxxx xx XX0000 to VS6000
---------------------------
Model #UJ-7230-32, 128 workstation
Serial #20313905 $32,000.00
December 12, 1995 For Marketing
-------------
One CSI Pentium P5/75 Color Notebook with 8MB Ram; 1.44 MB
floppy drive; 32 Vesa local bus; PCMIA type II and III
interface; battery pack; internal fax modem
Serial #D541NT00600 $3,775.00
Docking Station $575.00
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EXHIBIT F-2
Schedule of KIS Hardware
System "K" WANG VS 5460 with 8MB of Main memory.
Location Type Description Quantity
-------- ---- ----------- --------
na 50V67 Serial IOC 1
na 50V96 Multi-port TC IOP 3
na 50V58B 802.3 LAN TC IOC 1
na 2269V5 326MB Fixed SCSI Disk Drive 3
na 2238V3 9 Track Cartridge Tape Drive 1
na 2529V 0000xxx Xxxxxxxxx Xxxx Xxxxx 1
na RS232-DCC 2 Port TC RS232 Module 12
System "F" WANG VS 5460 with 16MB of Main memory.
Location Type Description Quantity
-------- ---- ----------- --------
na 50V67 Serial 00X 0
xx 00X00 Xxxxx-xxxx XX XXX 0
xx 00X00X 802.3 LAN TC IOC 1
na 50V98-4 ESMD Disk Controller 1
na 2269V5 326MB Fixed SCSI Disk Drive 3
na 2238V3 9 Track Cartridge Tape Drive 1
na RS232 2 Port TC RS232 Module 12
System "L" WANG VS 5460 with 16MB of Main memory. (5 slot)
Location Type Description Quantity
-------- ---- ----------- --------
na 50V67 Serial IOC 1
na 50V96 Multi-port TC IOC 1
na 50V56B 802.3 LAN TC IOC 1
na 2269V5 326MB Fixed SCSI Disk Drive 2
na 2238V3 9 Track Cartridge Tape Drive 1
na RS232-DCC 2 Port TC R232 Module 4
Note
These systems are owned and maintained by KIS but may be used for testing,
development and back-up for MCM at KIS' discretion.
-27-
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Key Information Systems, Inc.
PC Equipment, Office Equipment and Furniture
Type/Description Qty Misc.
PC Equipment
Pentium 90 with 32MB RAM 1 Internet Server
Pentium 90 with 16MB RAM 1
Pentium 75 with 8MB RAM 1
486DX/33MHz with 16MB RAM 1
486DX/33MHz with 32MB RAM 1 Novell Netware Server
486DX/33MHz with 4 MB RAM 1
486DX/33MHz with 8MB RAM 2
486DX2/66MHz with 16MB RAM 1
486DX2/66MHz with 8MB RAM 3
486SX/33MHz with 4MB RAM 4
486SX/33MHz with 8MB RAM 1
386DX/25MHz with 8MB RAM 1
386SX/20MHz with 4MB RAM 1
386SX/25MHz with 4MB RAM 1
Total 20
Furniture
Mahogany desk 1
Mahogany table 1
Chairs 4
Mahogany swivel chair burgundy xxxxx 2
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Mahogany guest chair burgundy xxxxx 2
Mahogany credenza 1
Typewriter 1
Answering machine 1
Fax machine 1
Copier 1
Refrigerator 1
Microwave 1
Water heating device 1
Tools and tapes
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