SECOND AMENDMENT TO
Exhibit (h)(2)(ii)
SECOND AMENDMENT TO
TRANSFER AGENCY AND SERVICES AGREEMENT
THIS FIRST AMENDMENT (“Amendment”) is made as of September 17, 2018 between Barings Funds Trust (f/k/a Babson Capital Funds Trust) (the “Trust”), organized as a business trust under the laws of the State of Massachusetts, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
WHEREAS, ALPS and Trust entered into a Transfer Agency and Services Agreement, dated November 6, 2015 (the “Agreement”); and
WHEREAS, ALPS and the Trust wish to modify the Agreement to add an additional fund of the Trust to Appendix A to the Agreement;
NOW, THEREFORE, in consideration of the premises and mutual covenants herein contained, the parties hereto agree as follows:
1. | List of Funds. Appendix A to the Agreement is hereby deleted and replaced in its entirety with the attached Appendix A. |
2. | Fee Schedule. Part 1 to the Fee Schedule is deleted in its entirety and replaced with the following, subject to any subsequent cost-of-living adjustment as described in the Agreement: |
“Transfer
Agency and Services Agreement | Annual Fee | |||
1-2 Funds | $ | 26,573 | per Fund | |
3-5 Funds | $ | 21,259 | per Fund | |
6-8 Funds | $ | 19,133 | per Fund | |
Greater than 8 funds | $ | 19,133 | per Fund. |
Fees are billable on a monthly basis at the rate of 1/12 of the annual fee. A charge is made for an account in the month that an account opens.
Annual Open Account Fee:
Open Accounts | Fees Per Account | |||
Direct | $ | 8 | ||
NSCC | $ | 5 |
Annual Inactive Account Fee:
$0.50 per inactive account (an inactive account is an account with a zero balance that has had activity in the last eighteen months).”
3. | Remainder of the Agreement. Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement. |
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of this Amendment first set forth above.
ALPS FUND SERVICES, INC. | BARINGS FUNDS TRUST | |||
By: | s/ Xxxxxx Xxx | By: | s/ Xxxxxx XxXxx | |
Name: | Xxxxxx Xxx | Name: | Xxxxxx XxXxx | |
Title: | President | Title: | President |
APPENDIX A
LIST OF FUNDS
CLASS A | CLASS C | CLASS I | CLASS Y | |||||
Barings Global Floating Rate Fund | BXFAX | BXFCX | BXFIX | BXFYX | ||||
Barings Global Credit Income Opportunities Fund | BXIAX | BXICX | BXITX | BXIYX | ||||
Barings Active Short Duration Bond Fund | BXDAX | BXDCX | BXDIX | BXDYX | ||||
Barings Total Return Bond Fund | BXTAX | BXTCX | BXTIX | BXTYX | ||||
Barings Emerging Markets Debt Blended Total Return Fund | BXEAX | BXECX | BXEIX | BXEYX | ||||
Barings Emerging Markets Local Currency Debt Fund | BXLAX | BXLCX | BXLIX | BXLYX | ||||
Barings Global High Yield Fund | BXGAX | BXGCX | BXGIX | BXGYX | ||||
Barings U.S. High Yield Fund | BXHAX | BXHCX | BXHIX | BXHYX | ||||
Barings Global Emerging Markets Equity Fund | BXQAX | BXQCX | BXQYX | BXQIX |