ARCHER INVESTMENT SERIES TRUST SECOND AMENDMENT TO THE TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICES
XXXXXX INVESTMENT SERIES TRUST
SECOND AMENDMENT TO THE TRI-PARTY AGREEMENT
FOR DISTRIBUTION SERVICES
THIS AMENDMENT, dated as of the 1st day of December, 2019 to the Tri-Party Agreement for Distribution Services, dated as of December 21, 2012 (the "Agreement"), is entered into by and between XXXXXX INVESTMENT SERIES TRUST, an Ohio business trust (the “Trust”), XXXXXX INVESTMENT CORPORATION, an Indiana corporation (the “Advisor”), and ARBOR COURT CAPITAL LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
RECITALS
WHEREAS, the parties have entered into the Agreement; and
WHEREAS, the parties desire to modify the Exhibit to the Agreement to add two (2) Funds; and
WHEREAS, Article 15 of the Agreement allows for an amendment by a written instrument executed by both parties.
NOW, THEREFORE, the parties agree as follows:
Schedule A of the Agreement is hereby superseded and replaced with Amended Schedule A attached hereto.
Except to the extent amended hereby, the Agreement shall remain in full force and effect.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by a duly authorized officer on one or more counterparts as of the date and year first written above.
XXXXXX INVESTMENT SERIES TRUST
By: /s/ Xxxx X. Xxxxxx
Xxxx X. Xxxxxx, President
Dated: December 1, 2019
XXXXXX INVESTMENT CORPORATION
By: /s/ Xxxx X. Xxxxxx
Xxxx X. Xxxxxx, President
Dated: December 1, 2019
ARBOR COURT CAPITAL, LLC
By: /s/ Xxxxxxx X. Xxxxx
Xxxxxxx X. Xxxxx, President
Dated: December 1, 2019
AMENDED SCHEDULE A
Pursuant to Section 1 of the Distribution Agreement among Xxxxxx Investment Series Trust (the "Trust/IC") and Arbor Court Capital ("ACC"), the Trust/IC hereby appoints ACC as its agent to be the principal underwriter of the Trust/IC with respect to its following series:
XXXXXX BALANCED FUND
XXXXXX INCOME FUND
XXXXXX STOCK FUND
XXXXXX DIVIDEND GROWTH FUND
XXXXXX FOCUS FUND
XXXXXX MULTI CAP FUND
XXXXXX INVESTMENT SERIES TRUST
By: /s/ Xxxx X. Xxxxxx
Xxxx X. Xxxxxx, President
Dated: December 1, 2019
XXXXXX INVESTMENT CORPORATION
By: /s/ Xxxx X. Xxxxxx
Xxxx X. Xxxxxx, President
Dated: December 1, 2019
ARBOR COURT CAPITAL, LLC
By: /s/ Xxxxxxx X. Xxxxx
Xxxxxxx X. Xxxxx, President
Dated: December 1, 2019
