Exhibit (h)(2)(c) Amendment to Amended and Restated Transfer Agency and Services Agreement Dated June 3, 2009 Between ALPS Fund Services, Inc. and Forward Funds
Exhibit (h)(2)(c)
Amendment to Amended and Restated Transfer Agency and Services Agreement
Dated June 3, 2009
Between
ALPS Fund Services, Inc.
and
THIS AMENDMENT is made as of August 9, 2010 by and between ALPS Fund Services, Inc. (“ALPS”) and Forward Funds (the “Fund”).
WHEREAS, ALPS and the Fund have entered into an Amended and Restated Transfer Agency and Services Agreement (the “Agreement”) dated June 3, 2009 and effective June 15, 2009;
WHEREAS, the Board of Trustees of the Fund approved on June 10, 2010, the closure of Class C shares of certain series of the Fund;
WHEREAS, the closure of Class C shares is effective August 9 2010;
WHEREAS, in light of the foregoing, ALPS and the Fund wish to modify the provisions of the Agreement to reflect revised Schedule X- 0 – List of Portfolios;
NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:
1. | Schedule A-2 – List of Portfolios. Schedule A-2 is replaced in its entirety with the attached Schedule A-2. |
2. | Remainder of the Agreement. All services under Section 1 of the Agreement shall continue until such services are no longer rendered. All other provisions of the Agreement shall remain unchanged. |
IN WITNESS WHEREOF, this Amendment has been executed by a duly authorized representative of each of the parties hereto as of the date of the Amendment first set forth above.
ALPS Fund Services, Inc. | Forward Funds | |||||||
By: |
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By: |
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Name: | Xxxxxx X. May | Name: | J. Xxxx Xxxx, Jr. | |||||
Title: | President | Title: | President |
SCHEDULE A-2
To the Amended and Restated Transfer Agency Service Agreement
Fund Group II Portfolio and Classes List
As of August 9, 2010
Portfolio |
Class of Shares | |
Forward Aggressive Growth Allocation Fund | Investor Class Institutional Class Class A Class C | |
Forward Balanced Allocation Fund | Investor Class Institutional Class Class A Class C | |
Forward Frontier Markets Fund | Investor Class Institutional Class Class Z | |
Forward Growth Allocation Fund | Investor Class Institutional Class Class A Class C | |
Forward Growth & Income Allocation Fund | Investor Class Institutional Class Class A Class C | |
Forward High Yield Bond Fund | Investor Class Institutional Class Class Z | |
Forward Income Allocation Fund | Investor Class Institutional Class Class A Class C | |
Forward Income & Growth Allocation Fund | Investor Class Institutional Class Class A Class C | |
Forward International Equity Fund | Investor Class Institutional Class Class Z | |
Forward Investment Grade Fixed Income Fund | Investor Class Institutional Class Class Z | |
Forward Large Cap Growth Fund | Investor Class Institutional Class Class Z |
Forward Large Cap Value Fund | Investor Class Institutional Class Class Z | |
Forward Mortgage Securities Fund | Investor Class Institutional Class Class C Class Z | |
Forward Small to Mid Cap Fund | Investor Class Institutional Class Class C Class Z | |
Forward Strategic Alternatives Fund | Investor Class Institutional Class Class Z | |
Forward U.S. Government Money Fund | Investor Class Institutional Class Class A Class C Class Z |