CALAMOS INVESTMENT TRUST
AMENDMENT NO. 1
TO
THE SECOND AMENDED AND RESTATED AGREEMENT
AND DECLARATION OF TRUST
AMENDMENT NO. 1 to the Second Amended and Restated Agreement and
Declaration of Trust dated as of October 3, 2001, as amended (the "Declaration
of Trust") of Calamos Investment Trust (the "Trust"), made as of the 23rd day of
August, 2002.
WITNESSETH:
WHEREAS, Article VII, Section 7.3 of the Declaration of Trust provides
that the Declaration of Trust may be amended at any time, so long as such
amendment does not adversely affect the rights of any shareholder and so long as
such amendment is not in contravention of applicable law, including the
Investment Company Act of 1940, as amended, by an instrument in writing signed
by an officer of the Trust pursuant to a vote of a majority of the Trustees; and
WHEREAS, Article IV, Section 4.1 of the Declaration of Trust provides
that the Trustees of the Trust may establish and designate Sub-Trusts of the
Trust and classes thereof; and
WHEREAS, the Trustees have previously established and designated eight
Sub-Trusts of the Trust (the "Series"), being Calamos Convertible Fund; Calamos
Convertible Growth and Income Fund; Calamos Global Convertible Fund; Calamos
Growth Fund; Calamos Market Neutral Fund; Calamos High Yield Fund; Calamos
Convertible Technology Fund; and Calamos Mid Cap Value Fund; and
WHEREAS, on June 26, 2002, the Trustees voted unanimously to liquidate
the Series of the Trust designated Calamos Convertible Technology Fund; and
WHEREAS, the undersigned has been duly authorized by the Trustees to
execute and file this Amendment No. 1 to the Declaration of Trust (the
"Amendment");
NOW, THEREFORE, effective August 23, 2002, the Declaration of Trust is
hereby amended as follows:
The first paragraph of Article IV, Section 4.2 of the Declaration of
Trust is hereby amended to read in pertinent part as follows:
"Section 4.2 ESTABLISHMENT AND DESIGNATION OF SUB-TRUSTS AND
CLASSES. Without limiting the authority of the Trustees set forth in
Section 4.1 to establish and designate any further Sub-Trusts, the
Trustees hereby establish and designate seven Sub-Trusts:
Calamos Convertible Fund;
Calamos Convertible Growth and Income Fund;
Calamos Global Convertible Fund;
Calamos Growth Fund;
Calamos Market Neutral Fund;
Calamos High Yield Fund; and
Calamos Mid Cap Value Fund
each of which shall have four classes of Shares, Class A, Class B, Class C, and
Class I or such classes as may from time to time be established and designated.
The Shares of such Sub-Trust and any Shares of any further Sub-Trust or class
that may from time to time be established and designated by the Trustees shall
(unless the Trustees otherwise determine with respect to some further Sub-Trust
or class at the time of establishing and designating the same) have the
following relative rights and preferences:"
The undersigned hereby certifies that Amendment No. 1 to the Second
Amended and Restated Agreement and Declaration of Trust set forth above has been
duly adopted in accordance with the provisions of the Declaration of Trust.
IN WITNESS WHEREOF, the undersigned has hereto set his hand as of the
day and year first above written.
By: /s/ Xxxxx X. Xxxxxx, Xx.
-------------------------------
Name: Xxxxx X. Xxxxxx, Xx.
Title: Secretary
2
