AMENDMENT 10
Exhibit (e)(3)
AMENDMENT 10
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of January 28, 2021 (the “Effective Date”):
| Term | Means |
| “Existing Agreement” | The Distribution Agreement between ALPS and the Fund dated April 16, 2018, as amended |
| “ALPS” | ALPS Distributors, Inc. |
| “Fund” | DBX ETF Trust |
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.
| DBX ETF TRUST | ALPS Distributors, Inc. |
|
By: /s/ Xxxx Xxxxxxxx |
By: /s/ Xxxxxxx X. Xxxxxxx |
|
Name: Xxxx Xxxxxxxx Title: Secretary |
Name: Xxxxxxx X. Xxxxxxx Title: Director, President and Chief Operating Officer
|
Schedule A to this Amendment
Effective as of the Effective Date, the Existing Agreement is amended as follows:
| 1 . | Appendix A entitled “List of Portfolios” is deleted and replaced with the following Appendix A entitled “List of Portfolios”: |
APPENDIX A
LIST OF PORTFOLIOS
| Name | Ticker |
| Xtrackers Municipal Infrastructure Revenue Bond ETF | RVNU |
| Xtrackers MSCI Germany Hedged Equity ETF | DBGR |
| Xtrackers MSCI EAFE Hedged Equity ETF | DBEF |
| Xtrackers MSCI Emerging Markets Hedged Equity ETF | DBEM |
| Xtrackers MSCI Japan Hedged Equity ETF | DBJP |
| Xtrackers MSCI Europe Hedged Equity ETF | DBEU |
| Xtrackers MSCI All World ex US Hedged Equity ETF | DBAW |
| Xtrackers MSCI Eurozone Hedged Equity ETF | DBEZ |
| Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR |
| Xtrackers MSCI All China Equity ETF | CN |
| Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF | ASHS |
| Xtrackers Japan JPX-Nikkei 400 Equity ETF | JPN |
| Xtrackers X.X. Xxxxxx ESG Emerging Markets Sovereign ETF | ESEB |
| Xtrackers Bloomberg Barclays US Investment Grade Corporate ESG ETF | ECSR |
| Xtrackers X.X. Xxxxxx ESG USD High Yield Corporate Bond ETF | ESHY |
| Xtrackers MSCI EAFE High Dividend Yield Equity ETF | HDEF |
| Xtrackers MSCI All World ex US High Dividend Yield Equity ETF | HDAW |
| Xtrackers Eurozone Equity ETF | EURZ |
| Xtrackers MSCI China A Inclusion Equity ETF | ASHX |
| Xtrackers Xxxxxxx US Multifactor ETF | DEUS |
| Xtrackers FTSE Developed Ex US Multifactor ETF | DEEF |
| Xtrackers USD High Yield Corporate Bond ETF | HYLB |
| Xtrackers Short Duration High Yield Corporate Bond ETF | SYHL |
| Xtrackers High Beta High Yield Bond ETF | HYUP |
| Xtrackers Low Beta High Yield Bond ETF | HYDW |
| Xtrackers Xxxxxxx 1000 US Quality at a Reasonable Price ETF | QARP |
| Xtrackers MSCI EAFE ESG Leaders Equity ETF | EASG |
| Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF | EMSG |
| Xtrackers MSCI ACWI ex USA ESG Leaders Equity ETF | ACSG |
| Xtrackers S&P 500 ESG ETF | SNPE |
| Xtrackers MSCI USA ESG Leaders Equity ETF | USSG |
| Xtrackers International Real Estate ETF | HAUZ |
| Xtrackers CRT Total Mortgage Bond ETF | |
| Xtrackers CRT High Yield Mortgage Bond ETF | |
| Xtrackers MSCI Kokusai Equity ETF | KOKU |
| Xtrackers S&P MidCap 400 ESG ETF | MIDE |
| Xtrackers S&P SmallCap 600 ESG ETF | SMLE |
Schedule B to this Amendment General Terms
| 1. | Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement. |
| 2. | The Amendment shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties and thus governs the Parties' duties and obligations with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto. |
| 3. | This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signature s so exchanged shall be binding to the same extent as if original signatures were exchanged. |
| 4. | This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement. |
