AFFILIATED SHARES/
SECURITY TRADE PRINCIPAL EXECUTING PURCHASE PAR UNDERWRITING
FUND NAME DESCRIPTION DATE UNDERWRITER BROKER PRICE AMOUNT CONCESSION
------------------ ---------------------- -------- --------------- ------------------------ -------- ------- ------------
VT Total Return Barclays Bank BACR 01/05/10 Xxxxx Fargo Barclays Bank $ 99.18 210,000 0.43%
Bond Fund 5.125 1/8/2020 Securities, LLC
VT Total Return Credit Suisse CS 5.4 01/11/10 Xxxxx Fargo Credit Suisse $ 99.76 135,000 0.45%
Bond Fund 1/14/20 Securities, LLC
VT Total Return Discover Card 01/26/10 Xxxxx Fargo Bank of America $ 100.00 816,000 0.25%
Bond Fund Execution Note Trust Securities, LLC
DCENT 2010-A1 A1
VT Total Return Xxxxxxxx Partner WPZ 02/02/10 Xxxxx Fargo Citigroup $ 99.95 110,000 0.65%
Bond Fund 3.8 02/15/15 Securities, LLC
VT Total Return Xxxxxxxx Partner WPZ 02/02/10 Xxxxx Fargo Barclays $ 99.40 135,000 0.88%
Bond Fund 6.3 04/15/40 Securities, LLC
VT Total Return Valero Energy VLO 4.5 02/03/10 Xxxxx Fargo JPM $ 99.74 55,000 0.60%
Bond Fund 02/01/15 Securities, LLC
VT Total Return Comcast Corp CMCSA 02/24/10 Xxxxx Fargo RBS $ 99.90 100,000 0.45%
Bond Fund 5.15 3/20 Securities, LLC
VT Total Return Comcast Corp CMCSA 02/24/10 Xxxxx Fargo Deutsche Bank Securities $ 99.52 65,000 0.88%
Bond Fund 6.4 03/40 Securities, LLC
VT Total Return Enbridge Energy 02/25/10 Xxxxx Fargo Citigroup $ 99.96 35,000 0.65%
Bond Fund Partners EEP 5.2 Securities, LLC
03/15/20
VT Total Return Adobe Systems Inc. 01/25/10 Xxxxx Fargo Bank of America $ 99.83 110,000 0.60%
Bond Fund ADBE 3.25 2/15 Securities, LLC
VT Total Return Adobe Systems Inc. 01/25/10 Xxxxx Fargo Bank of America $ 99.39 135,000 0.65%
Bond Fund ADBE 4.75 2/20 Securities, LLC
VT Total Return Xxxxxxx Controls Inc. 03/04/10 Xxxxx Fargo Citigroup $ 99.54 35,000 0.65%
Bond Fund JCI 5 3/30/20 Securities, LLC
VT Total Return Rockies Express 03/17/10 Xxxxx Fargo XX Xxxxxx $ 99.94 100,000 0.60%
Bond Fund Pipeline Securities, LLC
3.9 4/15/15
VT Total Return Rockies Express 03/17/10 Xxxxx Fargo XX Xxxxxx $ 99.91 120,000 0.65%
Bond Fund Pipeline 5.625 4/15/20 Securities, LLC
VT Total Return Hartford Financial 03/18/10 Xxxxx Fargo Xxxxxxx Xxxxx $ 99.76 25,000 0.65%
Bond Fund HIG 5.5 3/30/2020 Securities, LLC
VT Total Return XX Xxxxxx JPM 3.7 03/18/10 Xxxxx Fargo XX Xxxxxx $ 100.81 85,000 0.35%
Bond Fund 1/20/15 Securities, LLC
VT Total Return XX Xxxxxx JPM 4.95 03/18/10 Xxxxx Fargo XX Xxxxxx $ 99.96 100,000 0.45%
Bond Fund 3/25/20 Securities, LLC
VT Total Return Walmart 03/24/10 Xxxxx Fargo Xxxxxxx Xxxxx $ 99.16 165,000 0.88%
Bond Fund WMT 5.625 04/01/2040 Securities, LLC
VT Total Return State of CA BABS 03/25/10 Xxxxx Fargo Citigroup $ 101.70 50,000 0.57%
Bond Fund CAS 7.625 03/01/2040 Securities, LLC
VT Discovery Fund Dynavox, Inc 04/22/10 Xxxxx Fargo Xxxxx Xxxxxxx $ 15.00 43,350 7.00%
Securities, LLC
VT Total Return Enterprise Products 05/11/10 Xxxxx Fargo Citi $ 99.70 90,000 0.65%
Bond Fund Oper Securities, LLC
EPD 5.2 9/1/20
VT Total Return Cigna Corp 05/12/10 Xxxxx Fargo DMGL $ 99.47 25,000 0.65%
Bond Fund CI 5.125 6/15/20 Securities, LLC
VT Total Return Xxxxxx Xxxxxx 05/12/10 Xxxxx Fargo RBS $ 99.96 25,000 0.45%
Bond Fund KMP 5.3 9/15/20 Securities, LLC
VT Total Return Xxxxxx Xxxxxx 05/12/10 Xxxxx Fargo RBS $ 99.76 35,000 0.75%
Bond Fund KMP 6.55 9/15/40 Securities, LLC
VT Total Return Int BK Recon & Dev 05/18/10 Xxxxx Fargo Credit Suisse $ 99.55 375,000 0.13%
Bond Fund IBRD 2.375 5/15 Securities, LLC
VT Total Return Discovery 05/26/10 Xxxxx Fargo JPM $ 99.68 55,000 0.65%
Bond Fund Communications DISCA Securities, LLC
5.05 6/20
VT Total Return Discovery 05/26/10 Xxxxx Fargo JPM $ 99.97 35,000 0.88%
Bond Fund Communications DISCA Securities, LLC
6.35 6/40
VT Total Return Tanger Properties 06/02/10 Xxxxx Fargo Bank of America $ 99.31 55,000 0.65%
Bond Fund 6.125% 06/20 SKT Securities, LLC
VT Total Return Wal-Mart Stores Inc. 06/30/10 Xxxxx Fargo Barclays $ 98.47 145,000 0.88%
Bond Fund WMT 4.875 7/8/40 Securities, LLC
VT Total Return Lincoln National Corp 06/15/10 Xxxxx Fargo CHSI $ 99.87 20,000 0.60%
Bond Fund LNC 4.3 6/15/15 Securities, LLC
VT Total Return Time Warner Inc. TWX 07/07/10 Xxxxx Fargo Citi $ 99.93 90,000 0.88%
Bond Fund 6.1 7/15/40 Securities, LLC
VT Total Return Oracle Corp ORCL 07/12/10 Xxxxx Fargo Bank of America $ 98.84 212,000 0.75%
Bond Fund 5.375 7/40 Securities, LLC
VT Total Return Oracle Corp ORCL 07/12/10 Xxxxx Fargo Bank of America $ 99.78 71,000 0.60%
Bond Fund 3.875 7/20 Securities, LLC
VT Total Return Xxxxxxx Xxxxx Group 07/21/10 Xxxxx Fargo Xxxxxxx Xxxxx $ 99.88 230,000 0.35%
Bond Fund GS 3.7 8/1/15 Securities, LLC
VT Total Return Noble Holdings Intl 07/21/10 Xxxxx Fargo Barclays $ 99.97 36,000 0.88%
Bond Fund NE 6.2 8/1/40 Securities, LLC
VT Total Return Noble Holdings Intl 07/21/10 Xxxxx Fargo Barclays $ 99.73 36,000 0.65%
Bond Fund NE 4.9 8/1/20 Securities, LLC
VT Total Return Noble Holdings Intl 07/21/10 Xxxxx Fargo Barclays $ 100.00 36,000 0.60%
Bond Fund NE 3.45 8/1/15 Securities, LLC
VT Total Return Omnicon group Inc. 08/02/10 Xxxxx Fargo JPM $ 99.65 205,000 0.65%
Bond Fund OMC 4.45 8/15/20 Securities, LLC
VT Total Return MetLife Inc MET 4.75 08/03/10 Xxxxx Fargo UBS $ 99.98 100,000 0.43%
Fund 02/08/21 Securities, LLC
VT Total Return Xxxx Corp HES 5.6 08/05/10 Xxxxx Fargo Xxxxxxx Xxxxx $ 99.30 128,000 0.88%
Fund 02/15/41 Securities, LLC
VT Total Return Anadarko APC 6.375 08/09/10 Xxxxx Fargo XX Xxxxxx $ 100.00 188,000 1.75%
Fund 9/15/17 Securities, LLC
VT Total Return WellPoint Inc WLP 5.8 08/10/10 Xxxxx Fargo Xxxxxxx Xxxxx $ 98.89 31,000 0.88%
Fund 8/15/40 Securities, LLC
VT Total Return Apache Corp APA 5.1 08/17/10 Xxxxx Fargo Citi $ 98.94 105,000 0.88%
Fund Securities, LLC
VT Total Return Xxxxx Xxxxxx Inc BHI 08/19/10 Xxxxx Fargo JPM $ 99.57 130,000 0.88%
Fund 5.125 Securities, LLC
VT Total Return Southern Cal Xx XXX 08/25/10 Xxxxx Fargo Bank of America $ 99.36 80,000 0.88%
Fund 4.5 Securities, LLC
VT Total Return Allergan Inc AGN 09/07/10 Xxxxx Fargo BofA $ 99.70 210,000 0.65%
Bond Fund 09/15/20 Securities, LLC
VT Total Return Hospira HSP 5.6 09/07/10 Xxxxx Fargo Citi $ 99.48 55,000 0.88%
Bond Fund 09/15/40 Securities, LLC
VT Total Return Hewlett-Packard Co 09/08/10 Xxxxx Fargo Citi $ 99.89 265,000 0.35%
Bond Fund HPQ 2.125 9/13/15 Securities, LLC
VT Total Return Oncor Electric 09/08/10 Xxxxx Fargo Barclays $ 99.26 65,000 0.88%
Bond Fund Delivery TXU 5.25 Securities, LLC
9/30/40
VT Total Return American Express 09/08/10 Xxxxx Fargo Goldman $ 99.42 210,000 0.35%
Bond Fund Credit Card Co AXP Securities, LLC
2.75 09/15/15
VT Opportunity BioeMed Realty Trust 09/23/10 Xxxxx Xxxxx Xxxxxxx Xxxxx $ 17.50 51,100 4.00%
Fundn Securities, LLC
VT Total Return Symantec Corp SYMC 09/13/10 Xxxxx Fargo Xxxxxx Xxxxxxx $ 99.94 80,000 0.35%
Bond Fund 2.75 09/15 Securities, LLC
VT Total Return Berkley (WR) Corp WRB 09/13/10 Xxxxx Fargo BofA $ 99.71 65,000 0.65%
Bond Fund 5.375 09/15/20 Securities, LLC
VT Total Return Transcocean Inc RIG 09/16/10 Xxxxx Fargo Goldman $ 99.95 210,000 0.60%
Bond Fund 4.95 11/15/15 Securities, LLC
VT Total Return Transcocean Inc RIG 09/16/10 Xxxxx Fargo Goldman $ 99.93 105,000 0.65%
Bond Fund 6.5 11/15/20 Securities, LLC
VT Total Return Exelon Generation Co 09/27/10 Xxxxx Fargo Citigroup $ 99.98 155,000 0.65%
Bond Fund LLC EXC 4 10/01/20 Securities, LLC
VT Total Return Exelon Generation Co 09/27/10 Xxxxx Fargo Citigroup $ 99.60 105,000 0.65%
Bond Fund LLC EXC 5.75 10/1/41 Securities, LLC
VT Total Return NBC Universal NBCUNI 09/27/10 Xxxxx Fargo XX Xxxxxx $ 99.95 118,000 0.35%
Bond Fund 2.875 04/16 Securities, LLC
VT Total Return NBC Universal NBCUNI 09/27/10 Xxxxx Fargo Xxxxxx Xxxxxxx $ 99.98 156,000 0.45%
Bond Fund 4.375 04/21 Securities, LLC
VT Total Return NBC Universal NBCUNI 09/27/10 Xxxxx Fargo Goldman $ 99.72 118,000 0.88%
Bond Fund 5.95 04/41 Securities, LLC
VT Total Return Barclays Bank PLC 10/07/10 Xxxxx Fargo Barclays $ 99.930 100,000 2.00%
Bond Fund BACR 5.14 10/20 Securities, LLC
VT Total Return Raytheon Company 10/13/10 Xxxxx Fargo Credit Suisse $ 99.465 180,000 0.65%
Bond Fund RTN3.125 10/15/20 Securities, LLC
VT Total Return NJ State 10/14/10 Xxxxx Fargo Barclays $100.000 105,000 0.50%
Bond Fund Transportation Trust Securities, LLC
NJSTRN 5.754 28
VT Total Return Wal-mart Stores Inc 10/18/10 Xxxxx Fargo Goldman $ 99.619 130,000 0.45%
Bond Fund WMT 3.25 10/25/20 Securities, LLC
VT Total Return Wal-mart Stores Inc 10/18/10 Xxxxx Fargo Bank of America $ 98.336 105,000 0.88%
Bond Fund WMT 5 10/25/40 Securities, LLC
VT Total Return United Health Group 10/20/10 Xxxxx Fargo Citi $ 99.665 50,000 0.45%
Bond Fund Inc UNH 3.875 10/15/20 Securities, LLC
VT Total Return United Health Group 10/20/10 Xxxxx Fargo Citi $ 99.362 35,000 0.88%
Bond Fund Inc UNH 5.7 10/15/40 Securities, LLC
VT Core Equity Xxxx Xxxxxxx Inc VRA 10/20/10 Xxxxx Fargo Baird $ 16.000 65,072 7.00%
Fund US Securities, LLC
VT Small Cap Value Xxxx Xxxxxxx Inc VRA 10/20/10 Xxxxx Fargo Baird $ 16.000 35,920 7.00%
Fund US Securities, LLC
VT Discovery Fund Xxxx Xxxxxxx Inc VRA 10/20/10 Xxxxx Fargo Baird $ 16.000 38,240 7.00%
US Securities, LLC
VT Omega Growth Xxxx Xxxxxxx Inc VRA 10/20/10 Xxxxx Fargo Baird $ 16.000 50,320 7.00%
Fund US Securities, LLC
VT Total Return Avis Budget Rental 10/21/10 Xxxxx Fargo RBS $ 99.998 250,000 0.75%
Bond Fund Car Funding AESOP Securities, LLC
2010-5A A
VT Discovery Fund Kronos Worldwide Inc 10/28/10 Xxxxx Fargo Credit Suisse $100.000 436,000 5.75%
(KRO) Securities, LLC
VT Total Return Xxxxxx Realty KRC 5 10/27/10 Xxxxx Fargo Barclays $ 99.939 50,000 0.60%
Bond Fund 11/03/15 Securities, LLC
VT Total Return Arrow Electronic ARW 10/28/10 Xxxxx Fargo Bank of America $ 99.650 50,000 0.60%
Bond Fund 3.375 11/01/15 Securities, LLC
VT Total Return Arrow Electronic ARW 10/28/10 Xxxxx Fargo Bank of America $ 99.674 75,000 0.65%
Bond Fund 5.125 03/01/21 Securities, LLC
VT Total Return Northrop Grumman Corp 11/01/10 Xxxxx Fargo RBS $ 99.680 130,000 0.65%
Bond Fund NOC 3.5 03/15/21 Securities, LLC
VT Total Return Northrop Grumman NOC 11/01/10 Xxxxx Fargo JPM $ 99.876 105,000 0.88%
Bond Fund 5.05 11/15/40 Securities, LLC
VT Total Return Coca-Cola Co KO 1.5 11/04/10 Xxxxx Fargo Goldman $ 99.770 255,000 0.35%
Bond Fund 11/15/15 Securities, LLC
VT Total Return Coca-Cola Co KO 3.15 11/04/10 Xxxxx Fargo Bank of America $ 99.694 125,000 0.45%
Bond Fund 11/15/20 Securities, LLC
VT Total Return United Parcel Service 11/08/10 Xxxxx Fargo Barclays $ 99.330 180,000 0.45%
Bond Fund UPS 3.125 01/15/21 Securities, LLC
VT Total Return United Parcel Service 11/08/10 Xxxxx Fargo Xxxxxx Xxxxxxx $ 98.557 75,000 0.88%
Bond Fund UPS4.875 11/15/40 Securities, LLC
VT Omega Growth BlackRock Inc (BLK) 11/08/10 Xxxxx Fargo BofA/Xxxxxxx $163.000 621,682 2.00%
Fund Securities, LLC
VT Total Return Boston Properties 11/08/10 Xxxxx Fargo Deutsche $ 99.260 75,000 0.65%
Bond Fund BXP 4.125 05/15/21 Securities, LLC
VT Total Return Becton Xxxxxxxxx 11/08/10 Xxxxx Fargo Goldman $ 99.949 150,000 0.65%
Bond Fund BDX3.25 11/12/20 Securities, LLC
VT Total Return Time Warner Cable Inc 11/09/10 Xxxxx Fargo Citi $ 97.998 100,000 0.88%
Bond Fund TWC 5.875 11/15/40 Securities, LLC
VT Total Return Prudential Financial 11/15/10 Xxxxx Fargo Citi $ 99.408 100,000 0.88%
Bond Fund PRU 6.2 11/15/40 Securities, LLC
VT Total Return CMS Energy Corp 11/16/10 Xxxxx Fargo RBS $ 99.978 185,000 1.25%
Bond Fund CMS5.05 02/15/18 Securities, LLC
VT Total Return Los Angeles Dept of 11/24/10 Xxxxx Fargo Goldman $100.000 110,000 0.58%
Bond Fund Water & Power LOSPWR Securities, LLC
6.574 45
VT Total Return Hewlett-Packard HPQ 11/29/10 Xxxxx Fargo BofA $ 99.827 130,000 0.45%
Bond Fund 3.75 12/01/20 Securities, LLC
VT Total Return American Intl Group 11/30/10 Xxxxx Fargo Citi $ 99.741 130,000 0.63%
Bond Fund AIG 6.4 12/15/20 Securities, LLC
VT Total Return State of California 11/19/10 Xxxxx Fargo Citi $100.949 125,000 0.51%
Bond Fund CAS 7.6 11/01/40 Securities, LLC
VT Total Return Pacific Gas & 11/15/10 Xxxxx Fargo UBS $ 97.499 90,000 0.88%
Bond Fund Electric Co PCG 5.4 Securities, LLC
01/15/40
VT Total Return Xxxxxx Xxxxxx KMI 6 12/06/10 Xxxxx Fargo Citi $ 99.993 225,000 0.75%
Bond Fund 01/15/18 Securities, LLC
VT Omega Growth CitiGroup Inc C 12/06/10 Xxxxx Fargo Xxxxxx Xxxxxxx $ 4.350 270,657 0.40%
Fund Securities, LLC
VT Small Cap Kodiak Gas & Oil (KOG) 12/08/10 Xxxxx Fargo Credit Suisse $ 5.500 344,003 5.00%
Growth Fund Securities, LLC
VT Total Return NJ State Turnpike 12/08/10 Xxxxx Fargo Citi $100.000 125,000 0.39%
Bond Fund Auth NJSTRN 7.102 41 Securities, LLC
VT Total Return Occidental Petroleum 12/13/10 Xxxxx Fargo Citi $ 99.940 255,000 2.50%
Bond Fund OXY2.5 02/01/16 Securities, LLC
VT Total Return Occidental Petroleum 12/13/10 Xxxxx Fargo Citi $ 99.977 175,000 0.55%
Bond Fund OXY 4.1 02/01/21 Securities, LLC
VT Total Return SAIC Inc SAI 5.95 12/13/10 Xxxxx Fargo Citi $ 99.851 50,000 0.88%
Bond Fund 12.1.40 Securities, LLC
VT Total Return GS Mortgage 12/16/10 Xxxxx Fargo Goldman $100.997 105,000 0.02%
Bond Fund Securities GSMS Securities, LLC
2010-C2 A1, 10.20
VT Total Return GSMS 2010-C2 A1, 10.20 12/16/10 Xxxxx Fargo Goldman $100.994 264,000 0.02%
Bond Fund Securities, LLC
