AMENDMENT TO
AMENDED AND RESTATED
PRICING AND BOOKKEEPING AGREEMENT
This Amendment is made and entered into this 1st day of July, 2001 by
and between Liberty-Xxxxx Xxx Funds Trust (the "Fund"), a Massachusetts business
trust, and Xxxxx Xxx & Farnham Incorporated ("Xxxxx Xxx"), a Delaware
corporation.
WHEREAS, the Fund and Xxxxx Xxx previously entered into an Amended and
Restated Pricing and Bookkeeping Agreement dated August 3, 1999, as amended (the
"Agreement"); and
WHEREAS, the parties desire to amend the compensation provision of the
Agreement.
NOW, THEREFORE, in consideration of the mutual covenants and agreements
of the parties hereto as herein set forth, the parties covenant and agree as
follows:
1. Paragraph 5 (Compensation) of the Agreement is amended and
restated in its entirety as follows:
"5. Compensation. The Fund will pay Xxxxx Xxx a monthly fee
consisting of a Flat Fee plus an Asset-Based Fee, as
follows:
(a) "Flat Fee." An annual fee of $5,000, paid monthly; plus
(b) "Asset-Based Fee." For any month that the Fund has
average net assets of more than $50 million in any
particular month, a monthly fee equal to the average
net assets of the Fund for that month multiplied by the
Asset-Based Fee Rate. The "Asset-Based Fee Rate" shall
be calculated as follows:
[(number of stand-alone funds and master funds on
Schedule A x $105,000) + (number of feeder funds on
Schedule A x $12,000) - (annual flat fees payable by
each fund on Schedule A)] / (average monthly net
assets of all stand-alone funds and feeder funds on
Schedule A with average monthly net assets of more
than $50 million in that month)
[Note: certain of the funds listed on Schedule A are not party to
the Agreement but are listed for the purpose of calculating the
Asset-Based Fee Rate.] The Fund also shall reimburse Xxxxx Xxx
for any and all out-of-pocket expenses and charges, including
fees payable to third parties for pricing the Fund's portfolio
securities, in performing service under this Agreement."
A copy of the document establishing the Trust is filed with the
Secretary of The Commonwealth of Massachusetts. This Agreement is
executed by officers not as individuals and is not binding upon any of
the Trustees, officers or shareholders of the Trust individually but
only upon the assets of the Fund.
IN WITNESS WHEREOF, the parties hereto, intending to be legally bound
hereby, have executed and delivered this Agreement as of the date first written
above.
LIBERTY-XXXXX XXX FUNDS TRUST
By: /s/ J. Xxxxx Xxxxxxxxxxx
Name: J. Xxxxx Xxxxxxxxxxx
Title: Treasurer
XXXXX XXX & FARNHAM INCORPORATED
By: /s/ Xxxxxxx X. Xxxxxx
Name: Xxxxxxx X. Xxxxxx
Title: Assistant Secretary
SCHEDULE A
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LIBERTY FUNDS TRUST I
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Liberty High Yield Securities Fund Fund
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Liberty Income Fund Fund
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Liberty Strategic Income Fund Fund
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Liberty Tax-Managed Growth Fund Fund
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Liberty Tax-Managed Growth Fund II Fund
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Liberty Tax-Managed Value Fund Fund
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Liberty Tax-Managed Aggressive Growth Fund Fund
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LIBERTY FUNDS TRUST II
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Liberty Newport Japan Opportunities Fund Fund
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Liberty Intermediate Government Fund Fund
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Liberty Newport Greater China Fund Fund
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Liberty Money Market Fund Feeder
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LIBERTY FUNDS TRUST III
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Liberty Select Value Fund Fund
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Liberty Newport International Equity Fund Fund
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The Liberty Fund Fund
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Liberty Newport Global Equity Fund Fund
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Liberty Federal Securities Fund Fund
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Liberty Contrarian Small-Cap Fund Fund
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Liberty Contrarian Equity Fund Fund
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Liberty Contrarian Income Fund Fund
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Liberty Contrarian Fund Fund
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LIBERTY FUNDS TRUST IV
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Liberty High Yield Municipal Fund Fund
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Liberty Tax-Exempt Fund Fund
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Liberty Tax-Exempt Insured Fund Fund
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Liberty Utilities Fund Fund
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Liberty Municipal Money Market Fund Feeder
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LIBERTY FUNDS TRUST V
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Liberty California Tax-Exempt Fund Fund
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Liberty Connecticut Tax-Exempt Fund Fund
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Liberty Massachusetts Tax-Exempt Fund Fund
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Liberty New York Tax-Exempt Fund Fund
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Liberty Ohio Tax-Exempt Fund Fund
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Liberty Global Young Investor Fund Fund
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LIBERTY FUNDS TRUST VI
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Liberty Small Cap Value Fund Fund
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Liberty Growth & Income Fund Fund
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Liberty Newport Asia Pacific Fund Fund
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LIBERTY FUNDS TRUST VII
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Liberty Newport Tiger Fund Fund
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Liberty Newport Europe Fund Fund
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LIBERTY-XXXXX XXX FUNDS MUNICIPAL TRUST
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Xxxxx Xxx Intermediate Municipals Fund Fund
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Xxxxx Xxx Municipal Money Market Fund Feeder
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Xxxxx Xxx Managed Municipals Fund Fund
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Xxxxx Xxx High Yield Municipals Fund Feeder
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LIBERTY-XXXXX XXX FUNDS INVESTMENT TRUST
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Liberty Midcap Growth Fund Fund
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Xxxxx Xxx Focus Fund Fund
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Xxxxx Xxx Small Company Growth Fund Fund
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Xxxxx Xxx Capital Opportunities Fund Fund
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Xxxxx Xxx Global Thematic Equity Fund Fund
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Xxxxx Xxx Balanced Fund Feeder
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Xxxxx Xxx European Thematic Equity Fund Fund
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Liberty Growth Investor Fund Feeder
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Xxxxx Xxx International Fund Feeder
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Xxxxx Xxx Asia Pacific Fund Fund
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Xxxxx Xxx Growth Stock Fund Feeder
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Xxxxx Xxx Young Investor Fund Feeder
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LIBERTY-XXXXX XXX FUNDS TRUST
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Xxxxx Xxx Institutional Client High Yield Fund Feeder
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LIBERTY-XXXXX XXX ADVISOR TRUST
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Liberty Young Investor Fund Feeder
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Liberty Growth Stock Fund Feeder
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LIBERTY-XXXXX XXX FUNDS INCOME TRUST
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Xxxxx Xxx Cash Reserves Fund Feeder
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Xxxxx Xxx Income Fund Feeder
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Xxxxx Xxx High Yield Fund Feeder
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Xxxxx Xxx Intermediate Bond Fund Feeder
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SR&F BASE TRUST
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SR&F Cash Reserves Portfolio Master
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SR&F Municipal Money Market Portfolio Master
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SR&F High-Yield Municipals Portfolio Master
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SR&F Intermediate Bond Portfolio Master
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SR&F Income Portfolio Master
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SR&F High Yield Portfolio Master
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SR&F International Portfolio Master
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SR&F Growth Investor Portfolio Master
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SR&F Balanced Portfolio Master
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SR&F Growth Stock Portfolio Master
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Liberty Floating Rate Fund Feeder
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Liberty-Xxxxx Xxx Institutional Floating Rate Income Fund Feeder
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Xxxxx Xxx Floating Rate Limited Liability Company Master
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CLOSED END FUNDS
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Liberty All-Star Growth Fund Fund
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Colonial Intermediate High Income Fund Fund
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Colonial InterMarket Income Trust I Fund
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Colonial Insured Municipal Fund Fund
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Colonial California Insured Municipal Fund Fund
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Colonial New York Insured Municipal Fund Fund
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Colonial Municipal Income Trust Fund
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Colonial Investment Grade Municipal Trust Fund
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Colonial High Income Municipal Trust Fund
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Liberty Floating Rate Advantage Fund Fund
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LIBERTY VARIABLE INVESTMENT TRUST
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Liberty Value Fund, VS Fund
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Colonial Global Equity Fund, VS Fund
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Colonial U.S. Growth & Income Fund, VS Fund
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Colonial Small Cap Value Fund VS Fund
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Liberty All-Star Equity Fund, VS Fund
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Crabbe Huson Real Estate Fund, VS Fund
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Liberty Select Value Fund, VS Fund
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Liberty S&P 500 Index Fund, VS Fund
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Rydex Health Care Fund, VS Fund
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Rydex Financial Services Fund, VS Fund
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Xxxxx Xxx Global Utilities Fund, VS Fund
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Colonial Strategic Income Fund, VS Fund
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Colonial High Yield Securities Fund, VS Fund
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Colonial International Horizons, Fund, VS Fund
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Colonial International Fund for Growth Fund, VS Fund
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Liberty Newport Japan Opportunities Fund, VS Fund
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Newport Tiger Fund, VS Fund
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STEINROE VARIABLE INVESTMENT TRUST
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Xxxxx Xxx Balanced Fund, VS Fund
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Xxxxx Xxx Growth Stock Fund, VS Fund
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Xxxxx Xxx Small Company Growth Fund, VS Fund
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Xxxxx Xxx Money Market Fund, VS Fund
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Xxxxx Xxx Federal Securities Fund, VS Fund
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