EXHIBIT 4.1 THIS WARRANT AND THE SECURITIES ISSUABLE ON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 AS AMENDED, OR ANY STATE SECURITIES LAWS. THEY MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED, OR HYPOTHECATED IN THE ABSENCE...Interplay Entertainment Corp • May 2nd, 2008 • Services-prepackaged software • California
Company FiledMay 2nd, 2008 Industry Jurisdiction
POKERMATIC, INC. 2006 EQUITY INCENTIVE PLANLightning Gaming, Inc. • January 30th, 2008 • Blank checks • Pennsylvania
Company FiledJanuary 30th, 2008 Industry Jurisdiction
Exhibit 10.57 RESTRICTED STOCK AWARD C&D TECHNOLOGIES, INC. This RESTRICTED STOCK AWARD (the "Award") is made and entered into effective as of the 12th day of March, 2007 by and between C&D Technologies, Inc. (the "Company"), a Delaware corporation,...C&d Technologies Inc • April 16th, 2007 • Miscellaneous electrical machinery, equipment & supplies • Delaware
Company FiledApril 16th, 2007 Industry Jurisdiction
Exhibit 10.7 WARRANT CERTIFICATE ___________________ Warrants TOMBSTONE CARDS, INC. REDEEMABLE UNIT PURCHASE WARRANT Warrant NumberTombstone Cards, Inc. • January 8th, 2007 • Commercial printing
Company FiledJanuary 8th, 2007 Industry
EXHIBIT 10.49 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: William Coldrick Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.52 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Robert Hegarty Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000, as amended and restated...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.43 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Robert Seeger Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.53 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Ken Galaznik Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000, as amended and restated...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.38 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Brett Zucker Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.40 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Robert Seeger Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.50 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Thomas Massie Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.39 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Brett Zucker Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.35 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Brett Zucker Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
EXHIBIT 10.44 ------------- BRIDGELINE SOFTWARE, INC. STOCK OPTION GRANT OPTIONEE: Robert Seeger Bridgeline Software, Inc. (hereinafter called the "Company"), pursuant to its Stock Option Plan adopted August 30, 2000 (hereinafter called the "Plan"),...Bridgeline Software, Inc. • December 13th, 2006
Company FiledDecember 13th, 2006
WARRANT TO PURCHASE SECURITIES OF GALAXY NUTRITIONAL FOODS, INC.Deluca Frederick A • July 25th, 2006 • Dairy products • Florida
Company FiledJuly 25th, 2006 Industry Jurisdiction
EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Liska Biometry Inc • June 9th, 2006 • Non-operating establishments • New York
Company FiledJune 9th, 2006 Industry Jurisdiction
EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Liska Biometry Inc • June 9th, 2006 • Non-operating establishments • New York
Company FiledJune 9th, 2006 Industry Jurisdiction
NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE (COLLECTIVELY, THE "SECURITIES") HAVE BEEN REGISTERED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION (THE "COMMISSION") OR THE SECURITIES COMMISSION OF ANY...Foothills Resources Inc • March 17th, 2006 • Metal mining • New York
Company FiledMarch 17th, 2006 Industry Jurisdiction
Late Payment For Each $10,000 of Note Principal or Interest No. Business Days Late Amount Being Converted ----------------------------------------------------------- 1 $100 2 $200 3 $300 4 $400 5 $500 6 $600 7 $700 8 $800 9 $900 10 $1,000 >10 $1,000...Water Chef Inc • November 23rd, 2005 • Refrigeration & service industry machinery • New York
Company FiledNovember 23rd, 2005 Industry Jurisdiction
EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Silverstar Holdings LTD • November 4th, 2005 • Services-amusement & recreation services • New York
Company FiledNovember 4th, 2005 Industry Jurisdiction
AND WELLS FARGO BANK, NATIONAL ASSOCIATION, AS TRUSTEERes Care Inc /Ky/ • November 3rd, 2005 • Services-nursing & personal care facilities • Kentucky
Company FiledNovember 3rd, 2005 Industry Jurisdiction
EXHIBIT A NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER...Global Axcess Corp • November 1st, 2005 • Finance services • New York
Company FiledNovember 1st, 2005 Industry Jurisdiction
ANDWashington Mutual Inc • October 4th, 2005 • Savings institution, federally chartered • New York
Company FiledOctober 4th, 2005 Industry Jurisdiction
EXHIBIT 10.2 THIS NOTE AND THE STOCK INTO WHICH IT IS CONVERTIBLE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OF THE UNITED STATES OF AMERICA (THE "ACT") OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES ("STATE...Advantage Capital Development Corp • April 27th, 2005 • Blank checks • New York
Company FiledApril 27th, 2005 Industry Jurisdiction
Cash or Stock BRUSH WELLMAN INC. Nonqualified Stock Option Agreement WHEREAS, __________________________________ (hereinafter called the "Optionee") is a salaried employee of Brush Wellman Inc. (hereinafter called the "Company") or a subsidiary of the...Brush Engineered Materials Inc • March 14th, 2005 • Primary smelting & refining of nonferrous metals
Company FiledMarch 14th, 2005 Industry
EXHIBIT 4.19 THESE SECURITIES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES...Utix Group Inc • March 3rd, 2005 • Services-amusement & recreation services
Company FiledMarch 3rd, 2005 Industry
Exhibit 4.17 THESE SECURITIES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES...Utix Group Inc • February 11th, 2005 • Services-amusement & recreation services
Company FiledFebruary 11th, 2005 Industry
Exhibit 4.13 THESE SECURITIES HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES...Utix Group Inc • February 11th, 2005 • Services-amusement & recreation services
Company FiledFebruary 11th, 2005 Industry
Exhibit 4.3 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "1933 ACT"), OR UNDER THE PROVISIONS OF ANY APPLICABLE STATE SECURITIES LAWS, BUT HAS BEEN ACQUIRED BY THE REGISTERED HOLDER HEREOF FOR PURPOSES OF...In Vivo Medical Diagnostics, Inc. • December 29th, 2004 • Periodicals: publishing or publishing & printing
Company FiledDecember 29th, 2004 Industry
AND BNY MIDWEST TRUST COMPANY, AS TRUSTEEArgo Tech Corp • September 10th, 2004 • Aircraft engines & engine parts • New York
Company FiledSeptember 10th, 2004 Industry Jurisdiction
Exhibit 10(fd) THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED...NCT Group Inc • July 28th, 2004 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledJuly 28th, 2004 Industry Jurisdiction
Exhibit 10(fc) THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED...NCT Group Inc • July 28th, 2004 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledJuly 28th, 2004 Industry Jurisdiction
Exhibit 10(fa) THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED...NCT Group Inc • July 28th, 2004 • Miscellaneous electrical machinery, equipment & supplies • New York
Company FiledJuly 28th, 2004 Industry Jurisdiction
Exhibit 4.3 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION...Bam Entertainment Inc • July 6th, 2004 • Services-prepackaged software • New York
Company FiledJuly 6th, 2004 Industry Jurisdiction
THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED OR HYPOTHECATED EXCEPT IN ACCORDANCE WITH THE PROVISIONS OF REGULATION...Positron Corp • June 16th, 2004 • Electromedical & electrotherapeutic apparatus • Texas
Company FiledJune 16th, 2004 Industry Jurisdiction