June 18, 2012 CONFIDENTIAL Mr. Geert Kersten Director and Chief Executive Office CEL-SCI Corporation 8229 Boone Boulevard Suite 802 Vienna, VA 22182 Dear Mr. Kersten: This letter (the "Agreement") constitutes the agreement between Chardan Capital...Cel Sci Corp • June 21st, 2012 • Biological products, (no disgnostic substances) • New York
Company FiledJune 21st, 2012 Industry Jurisdiction
October 3, 2011 CONFIDENTIAL Mr. Geert Kersten Director and Chief Executive Office CEL-SCI Corporation 8229 Boone Boulevard Suite 802 Vienna, VA 22182 Dear Mr. Kersten: This letter (the "Agreement") constitutes the agreement between Chardan Capital...Cel Sci Corp • October 6th, 2011 • Biological products, (no disgnostic substances) • New York
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CEL-SCI CORPORATION Common Stock At Market Issuance Sales AgreementCel Sci Corp • December 13th, 2010 • Biological products, (no disgnostic substances) • New York
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COMMERCIAL MORTGAGE PASS-THROUGH CERTIFICATES SERIES 2008-1Banc of America Commercial Mortgage Inc., Series 2008-1 • July 3rd, 2008 • Asset-backed securities • New York
Company FiledJuly 3rd, 2008 Industry Jurisdiction
847,972,100.00 (Approximate) Mortgage Pass-Through Certificates, Series 2008-ABanc of America Mortgage 2008-a Trust • February 12th, 2008 • Asset-backed securities • New York
Company FiledFebruary 12th, 2008 Industry Jurisdiction
November 9, 2007 MORGAN STANLEY & CO. INCORPORATED Acting on behalf of itself and as the Representative of the several Underwriters named in Schedule I hereto (in either such capacity sometimes herein the "Representative") 1585 Broadway New York, New...Cef Equipment Holding LLC • November 28th, 2007 • Asset-backed securities • New York
Company FiledNovember 28th, 2007 Industry Jurisdiction
May 3, 2007 CONFIDENTIAL Chris Waddick Chief Operating Officer and Chief Financial Officer Vasogen Inc. 2155 Dunwin Drive, Suite 10 Mississauga, ON L5L 4M1 Canada Dear Mr. Waddick: This letter (the "AGREEMENT") constitutes the agreement between Rodman...Vasogen Inc • May 18th, 2007 • Surgical & medical instruments & apparatus • New York
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11,000,000 Units(1) Common Stock Warrants FORM OF UNDERWRITING AGREEMENTBank Street Telecom Funding Corp. • June 2nd, 2006 • Blank checks • New York
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February 28, 2006 Citigroup Global Markets Inc. as Representative of the Several Underwriters 390 Greenwich Street New York, New York 10013 Ladies and Gentlemen: 1. Introductory. DaimlerChrysler Financial Services Americas LLC, a Michigan limited...DaimlerChrysler Auto Trust 2006-A • March 8th, 2006 • Asset-backed securities • New York
Company FiledMarch 8th, 2006 Industry Jurisdiction
EXHIBIT 1.1 FORD CREDIT AUTO RECEIVABLES TWO LLC ASSET-BACKED SECURITIES UNDERWRITING AGREEMENTFord Credit Auto Receivables Two LLC • February 27th, 2006 • Asset-backed securities • New York
Company FiledFebruary 27th, 2006 Industry Jurisdiction
EXHIBIT 10.1 MOVIE GALLERY, INC. (a Delaware corporation) 11% Senior Notes due 2012 PURCHASE AGREEMENT April 25, 2005Movie Gallery Inc • April 29th, 2005 • Services-video tape rental • New York
Company FiledApril 29th, 2005 Industry Jurisdiction
WACHOVIA BANKWachovia Bank Commercial Mortgage Trust Series 2004-C15 • November 23rd, 2004 • Asset-backed securities • New York
Company FiledNovember 23rd, 2004 Industry Jurisdiction
July 27, 2004 Merrill Lynch, Pierce, Fenner & Smith Incorporated RBC Capital Markets Corporation Wachovia Capital Markets, LLC as Representatives of the several Underwriters c/o Merrill Lynch, Pierce, Fenner & Smith Incorporated 4 World Financial...HRPT Properties Trust • July 29th, 2004 • Real estate investment trusts • Maryland
Company FiledJuly 29th, 2004 Industry Jurisdiction
Exhibit 99.(h)(ii)(1) Auction Rate Cumulative Preferred Shares PILGRIM PRIME RATE TRUST 3,600 Shares, Series M 3,600 Shares, Series W 3,600 Shares, Series F Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTIng Prime Rate Trust • June 28th, 2004
Company FiledJune 28th, 2004
March 29, 2004 LEHMAN BROTHERS INC. GOLDMAN, SACHS & CO. DEUTSCHE BANK SECURITIES INC. CIBC WORLD MARKETS CORP. BNY CAPITAL MARKETS, INC. c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019 -and- c/o Goldman, Sachs & Co. 85 Broad...Cinemark Inc • June 8th, 2004 • Services-motion picture theaters
Company FiledJune 8th, 2004 Industry
EXHIBIT 1(b) [Name of Trust] Preferred Trust Securities UNDERWRITING AGREEMENTTxu Capital Iv • May 4th, 2004 • Electric services • New York
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TXU CORP.Txu Capital Iv • May 4th, 2004 • Electric services • New York
Company FiledMay 4th, 2004 Industry Jurisdiction
Exhibit 1 GEORGIA POWER CAPITAL TRUST VII (a Delaware Statutory Trust) 5-7/8% Trust Preferred Securities (Liquidation Amount $25 Per Preferred Security) UNDERWRITING AGREEMENT January 15, 2004 Morgan Stanley & Co. Incorporated, as Representative 1585...Georgia Power Co • January 23rd, 2004 • Electric services • New York
Company FiledJanuary 23rd, 2004 Industry Jurisdiction
Exhibit 1.1 CHASE MANHATTAN AUTO OWNER TRUST 2003-C ASSET BACKED NOTES CHASE MANHATTAN BANK USA, NATIONAL ASSOCIATION Seller and Servicer NOTE UNDERWRITING AGREEMENT December 9, 2003 J.P. Morgan Securities Inc. As Representative of the Several...Chase Manhattan Bank Usa Chase Manhattan Auto Owner Tr 03 C • December 19th, 2003 • Asset-backed securities • New York
Company FiledDecember 19th, 2003 Industry Jurisdiction
Exhibit 1.1 $25,000,000 Series E 4.90% Senior Notes due December 15, 2013 SAVANNAH ELECTRIC AND POWER COMPANY UNDERWRITING AGREEMENT December 10, 2003 Banc One Capital Markets, Inc. 1 Bank One Plaza Chicago, Illinois 60670 Ladies and Gentlemen:...Savannah Electric & Power Co • December 17th, 2003 • Electric services • New York
Company FiledDecember 17th, 2003 Industry Jurisdiction
Exhibit 1(a) GENERAL ELECTRIC COMPANY DEBT SECURITIES AND/OR WARRANTS TO PURCHASE DEBT SECURITIES UNDERWRITING AGREEMENT STANDARD PROVISIONSGeneral Electric Co • November 26th, 2003 • Electronic & other electrical equipment (no computer equip) • New York
Company FiledNovember 26th, 2003 Industry Jurisdiction
Exhibit 1.1 THE ESTEE LAUDER COMPANIES INC. Debt Securities UNDERWRITING AGREEMENT New York, New York To the Representatives named in Schedule I hereto of the Underwriters named in Schedule II hereto Dear Sirs: The Estee Lauder Companies Inc., a...Estee Lauder Companies Inc • September 29th, 2003 • Perfumes, cosmetics & other toilet preparations • New York
Company FiledSeptember 29th, 2003 Industry Jurisdiction
ii) Incorporated Documents. The documents of the Company filed with the Securities and Exchange Commission (the "Commission") in accordance with the Securities Exchange Act of 1934, as amended (the "1934 Act"), from and including the commencement of...Texas Capital Bancshares Inc/Tx • June 12th, 2003 • State commercial banks • New York
Company FiledJune 12th, 2003 Industry Jurisdiction
Exhibit 1.1 [____________] TRUST 200[_]-[_] [FLOATING RATE] ASSET BACKED NOTES, CLASS [__] [FLOATING RATE] ASSET BACKED NOTES, CLASS [__] ___% ASSET BACKED CERTIFICATES CITIGROUP VEHICLE SECURITIES INC. FORM OF UNDERWRITING AGREEMENTCitigroup Vehicle Securities Inc • June 5th, 2003 • New York
Company FiledJune 5th, 2003 Jurisdiction
Exhibit 1.2 CHASE MANHATTAN AUTO OWNER TRUST 2003-A ASSET BACKED CERTIFICATES CHASE MANHATTAN BANK USA, NATIONAL ASSOCIATION Seller and Servicer CERTIFICATE UNDERWRITING AGREEMENTChase Manhattan Auto Owner Trust 2003-A • May 30th, 2003 • Asset-backed securities • New York
Company FiledMay 30th, 2003 Industry Jurisdiction
March 31, 2003 Lighthouse Financial Group, LLC 420 Lexington Avenue, Suite 360 New York, New York 10170 Keane Securities Co., Inc. 50 Broadway New York, New York 10004 Gentlemen: The undersigned, VirtGame Corp., a Delaware corporation (together with...Virtgame Com Corp • April 15th, 2003 • Services-amusement & recreation services • New York
Company FiledApril 15th, 2003 Industry Jurisdiction
Exhibit 1.2 $100,000,000 Series N 5.750% Senior Notes due April 15, 2023 GEORGIA POWER COMPANY UNDERWRITING AGREEMENTGeorgia Power Co • April 15th, 2003 • Electric services • New York
Company FiledApril 15th, 2003 Industry Jurisdiction
977,500,000 Class A Notes, $22,500,000 Class B Notes, Series 2003-1 Capital One Prime Auto Receivables Trust 2003-1Capital One Prime Auto Receivables Trust 2003-1 • April 2nd, 2003 • Asset-backed securities • New York
Company FiledApril 2nd, 2003 Industry Jurisdiction
UNDERWRITING AGREEMENTWorld Omni Auto Receivables LLC • March 19th, 2003 • Asset-backed securities • New York
Company FiledMarch 19th, 2003 Industry Jurisdiction
200,000,000 Series V 5.60% Senior Notes due March 15, 2033Alabama Power Co • March 14th, 2003 • Electric services • New York
Company FiledMarch 14th, 2003 Industry Jurisdiction
EXHIBIT 1.1 SLM FUNDING LLC STUDENT LOAN-BACKED NOTES UNDERWRITING AGREEMENTSLM Funding LLC • March 7th, 2003 • Asset-backed securities • New York
Company FiledMarch 7th, 2003 Industry Jurisdiction
December 30, 2002 Cohen & Steers Capital Advisors, LLC 757 Third Avenue New York, New York 10017 Re: Placement of Securities of Kramont Realty Trust Dear Sirs: This letter (the "Agreement") confirms our agreement to retain Cohen & Steers Capital...Kramont Realty Trust • December 31st, 2002 • Real estate investment trusts
Company FiledDecember 31st, 2002 Industry
Exhibit 1.1 _____________ SHARES CHICAGO MERCANTILE EXCHANGE HOLDINGS INC. CLASS A COMMON STOCK $ .01 PAR VALUE UNDERWRITING AGREEMENT December ___, 2002Chicago Mercantile Exchange Holdings Inc • December 5th, 2002 • Security & commodity brokers, dealers, exchanges & services • New York
Company FiledDecember 5th, 2002 Industry Jurisdiction
55,000,000 Series D 5.50% Senior Insured Quarterly Notes due (IQ Notes) due November 15, 2017 SAVANNAH ELECTRIC AND POWER COMPANY UNDERWRITING AGREEMENTSavannah Electric & Power Co • November 7th, 2002 • Electric services • New York
Company FiledNovember 7th, 2002 Industry Jurisdiction
SLM Education Credit Funding LLC Student Loan-Backed Notes Underwriting AgreementSLM Education Credit Funding LLC • October 28th, 2002 • Federal & federally-sponsored credit agencies • New York
Company FiledOctober 28th, 2002 Industry Jurisdiction