WARRANTPerformance Health Technologies Inc • July 3rd, 2007 • Electromedical & electrotherapeutic apparatus • Delaware
Company FiledJuly 3rd, 2007 Industry Jurisdiction
TAILWIND FINANCIAL INC. 874023 11 2 WARRANTTailwind Financial Inc. • March 15th, 2007 • Blank checks
Company FiledMarch 15th, 2007 IndustryTHIS CERTIFIES THAT, for value received ________________________________________ is the registered holder of a Warrant or Warrants expiring _____________, 2011 (the "WARRANT") to purchase one fully paid and non-assessable share of Common Stock, par value $.001 per share ("SHARES"), of Tailwind Financial Inc., a Delaware corporation (the "COMPANY"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company's acquisition of one or more assets or operating businesses through a merger, capital stock exchange, asset or stock acquisition, exchangeable share transaction or other similar business combination, and (ii) ___________________________, 2008, such number of Shares of the Company at the price of [$6.00/$7.20] per share, upon surrender of this Warrant Certificate accompanied by the annexed duly executed subscription form and payment of the Warrant Price at the office or agency
WARRANTPerformance Health Technologies Inc • November 14th, 2006 • Delaware
Company FiledNovember 14th, 2006 Jurisdiction
CUSIP ____________ WARRANT THIS CERTIFIES THAT, for value received is the registered holder of a Warrant or Warrants expiring ________, 2010 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per...Harbor Business Acquisition Corp. • October 10th, 2006 • Blank checks
Company FiledOctober 10th, 2006 Industry________- (SEE REVERSE SIDE FOR LEGEND) WARRANTS THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2010 HARBOR BUSINESS ACQUISITION CORP.
TAILWIND FINANCIAL INC. 874023 11 2 WARRANTTailwind Financial Inc. • September 20th, 2006 • Blank checks
Company FiledSeptember 20th, 2006 IndustryTHIS CERTIFIES THAT, for value received ________________________________________ is the registered holder of a Warrant or Warrants expiring _____________, 2010 (the "WARRANT") to purchase one fully paid and non-assessable share of Common Stock, par value $.01 per share ("SHARES"), of Tailwind Financial Inc., a Delaware corporation (the "COMPANY"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company's acquisition of one or more assets or operating businesses through a merger, capital stock exchange, asset or stock acquisition, exchangeable share transaction or other similar business combination, and (ii) ___________________________, 2007, such number of Shares of the Company at the price of [$6.00/$7.20] per share, upon surrender of this Warrant Certificate accompanied by the annexed duly executed subscription form and payment of the Warrant Price at the office or agency
EXHIBIT 10.43 THIS WARRANT HAS, OR AS APPLICABLE, THE SHARES EVIDENCED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE OFFERED, SOLD OR OTHERWISE...Goldleaf Financial Solutions Inc. • August 2nd, 2006 • Services-prepackaged software
Company FiledAugust 2nd, 2006 IndustryThis Warrant Certificate certifies that, for value received, Lightyear PBI Holdings, LLC having an address at 51 W. 52nd Street, New York, New York 10019 ("Holder"), is the registered holder of warrants (the "Warrants") to purchase, at any time and from time to time after the date hereof until 5:00 P.M. New York time, on January 20, 2014, up to 397,964 fully-paid and non-assessable shares (subject to adjustment in certain events) of Common Stock, no par value ("Common Stock"), of GOLDLEAF FINANCIAL SOLUTIONS, INC., a Tennessee corporation (the "Company"), at the exercise price per share of $1.32, subject to adjustment in certain events (the "Exercise Price"), upon surrender of this Warrant Certificate, together with the attached Form of Election to Purchase duly executed, and payment of the Exercise Price at the principal office of the Company, but subject to the terms and conditions set forth herein and in the Amended and Restated Warrant Agreement dated as of January 23, 2006 between
WARRANT TO PURCHASE SERIES C SENIOR CONVERTIBLE PREFERRED STOCK OF OPTIUM CORPORATIONOptium Corp • June 29th, 2006 • Delaware
Company FiledJune 29th, 2006 Jurisdiction
WARRANT TO PURCHASE SERIES C SENIOR CONVERTIBLE PREFERRED STOCK OF OPTIUM CORPORATIONOptium Corp • June 29th, 2006 • Delaware
Company FiledJune 29th, 2006 Jurisdiction
WARRANT TO PURCHASE SERIES C SENIOR CONVERTIBLE PREFERRED STOCK OF OPTIUM CORPORATIONOptium Corp • June 29th, 2006 • Delaware
Company FiledJune 29th, 2006 Jurisdiction
NUMBER ________- (SEE REVERSE SIDE FOR LEGEND) THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2010Ascend Acquisition Corp. • April 24th, 2006 • Blank checks
Company FiledApril 24th, 2006 Industryis the registered holder of a Warrant or Warrants expiring ________, 2010 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Ascend Acquisition Corp., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company's completion of a merger, capital stock exchange, asset acquisition or other similar business combination and (ii) ______________, 2007, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company, but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock Transfer & Trust Company. The Warrant Agreement provides that upon t
THIS WARRANT AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR QUALIFIED UNDER ANY STATE OR FOREIGN SECURITIES LAW, AND MAY NOT BE SOLD,...HSN General Managers Holdings Limited Partnership • March 31st, 2006 • Services-computer integrated systems design
Company FiledMarch 31st, 2006 Industry
NUMBER ________- (SEE REVERSE SIDE FOR LEGEND) THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2010Ascend Acquisition Corp. • February 3rd, 2006
Company FiledFebruary 3rd, 2006is the registered holder of a Warrant or Warrants expiring ________, 2010 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Ascend Acquisition Corp., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the Company's completion of a merger, capital stock exchange, asset acquisition or other similar business combination and (ii) ______________, 2007, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock
EXHIBIT ADiscovery Bancorp • January 18th, 2005 • California
Company FiledJanuary 18th, 2005 Jurisdiction
CLASS W WARRANTTrinity Partners Acquistion CO Inc. • May 10th, 2004
Company FiledMay 10th, 2004is the registered holder of a Warrant or Warrants expiring ________, 2009 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Trinity Partners Acquisition Company Inc., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) _________ ___, 2005 or (ii) the earlier of (a) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (b) the distribution of the trust fund to the Company's Class B stockholders, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but
CLASS Z WARRANTTrinity Partners Acquistion CO Inc. • May 10th, 2004
Company FiledMay 10th, 2004is the registered holder of a Warrant or Warrants expiring ________, 2011 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Trinity Partners Acquisition Company Inc., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) __________ ___, 2005 or (ii) the earlier of (a) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (b) the distribution of the trust fund to the Company's Class B stockholders, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but
WARRANTChardan China Acquisition Corp • March 12th, 2004 • Blank checks
Company FiledMarch 12th, 2004 Industryis the registered holder of a Warrant or Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Chardan China Acquisition Corp., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continen
NUMBER (SEE REVERSE LEGEND) WARRANTS _________- (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2008Tremisis Energy Acquisition Corp • March 12th, 2004
Company FiledMarch 12th, 2004is the registered holder of a Warrant or Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Tremisis Energy Acquisition Corporation, a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Ame
WARRANTChardan China Acquisition Corp • January 16th, 2004
Company FiledJanuary 16th, 2004is the registered holder of a Warrant or Warrants expiring ________, 2008 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, par value $.0001 per share ("Shares"), of Chardan China Acquisition Corp., a Delaware corporation (the "Company"), for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on the later of (i) the consummation by the Company of a merger, capital stock exchange, asset acquisition or other similar business combination or (ii) __________, 2005, such number of Shares of the Company at the price of $5.00 per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, American Stock Transfer & Trust Company (such payment to be made by check made payable to the Warrant Agent), but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and American St
COMMON STOCK WARRANTS OF SKYPATH NETWORKS, INC.Skypath Networks Inc • November 6th, 2003 • Rhode Island
Company FiledNovember 6th, 2003 Jurisdiction
EXHIBIT 10.39 THIS COMMON STOCK PURCHASE WARRANT AND THE SHARES ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY OTHER APPLICABLE STATE SECURITIES LAWS AND MAY NOT BE OFFERED FOR SALE, SOLD,...Migratec Inc • June 4th, 2003 • Services-prepackaged software
Company FiledJune 4th, 2003 Industry
FORM OF WARRANTLyondell Chemical Co • July 9th, 2002 • Industrial organic chemicals • Delaware
Company FiledJuly 9th, 2002 Industry Jurisdiction
Y = the number of Warrant Shares subject to this Warrant for which the Conversion Right is being exercised; A = the Market Price of the Common Stock (as defined below) as of the trading day immediately preceding the date of exercise of this Warrant; andRuby Mining Co • June 20th, 2002 • Metal mining • Georgia
Company FiledJune 20th, 2002 Industry Jurisdiction
NUMBER WARRANTS MMW - (SEE REVERSE LEGEND) (THIS WARRANT WILL BE VOID IF NOT EXERCISED PRIOR TO 5:00 P.M. NEW YORK CITY TIME, __________, 2007 MONTANA MILLS BREAD CO., INC. REDEEMABLE COMMON STOCK PURCHASE WARRANT THIS CERTIFIES THAT, for value...Montana Mills Bread Co Inc • April 25th, 2002
Company FiledApril 25th, 2002THIS CERTIFIES THAT, for value received _______________________________________ is the registered holder of a Warrant or Warrants expiring ______________, 2007 (the "Warrant") to purchase one fully paid and non-assessable share of Common Stock, $.001 par value ("Shares"), of Montana Mills Bread Co., Inc., a Delaware corporation (the "Company") for each Warrant evidenced by this Warrant Certificate. The Warrant entitles the holder thereof to purchase from the Company, commencing on __________, 2002, such number of Shares of the Company at the price of $________ per share, upon surrender of this Warrant Certificate and payment of the Warrant Price at the office or agency of the Warrant Agent, Continental Stock Transfer & Trust Company, but only subject to the conditions set forth herein and in the Warrant Agreement between the Company and Continental Stock Transfer & Trust Company. The Warrant Price and the number of Shares purchasable hereunder are subject to adjustment upon the occurre
Exhibit B THIS SECURITY IS BEING SOLD IN A PRIVATE PLACEMENT, WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY BE OFFERED OR SOLD ONLY IF REGISTERED UNDER THE SECURITIES ACT OR IF AN EXEMPTION FROM...Udate Com Inc • March 4th, 2002 • Services-services, nec • England and Wales
Company FiledMarch 4th, 2002 Industry Jurisdiction
COUNTERSIGNED: [CORPORATE By: By: CONTINENTAL SEAL] STOCK TRANSFER & TRUST COMPANY, as Warrant AgentAviation Sales Co • January 9th, 2002 • Wholesale-industrial machinery & equipment
Company FiledJanuary 9th, 2002 Industry
EXHIBIT 4.4 W-UNIT 1 THIS WARRANT, AND ALL SHARES OF CAPITAL STOCK ISSUABLE HEREUNDER, HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED ("1933 ACT") OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THIS...Aspi Europe Inc • August 14th, 2001 • Services-business services, nec • Washington
Company FiledAugust 14th, 2001 Industry Jurisdiction
EXHIBIT 4.5 W-UNIT 2 THIS WARRANT, AND ALL SHARES OF CAPITAL STOCK ISSUABLE HEREUNDER, HAVE NOT BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED ("1933 ACT") OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES. THIS...Aspi Europe Inc • August 14th, 2001 • Services-business services, nec • Washington
Company FiledAugust 14th, 2001 Industry Jurisdiction
Exhibit 10.4 THIS WARRANT AND THE STOCK ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE ACT AND APPLICABLE STATE SECURITIES LAWS....Microware Systems Corp • April 4th, 2001 • Services-prepackaged software • California
Company FiledApril 4th, 2001 Industry Jurisdiction
Exhibit 10.4 THIS WARRANT AND THE STOCK ISSUABLE UPON THE EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "ACT"), AND CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE ACT AND APPLICABLE STATE SECURITIES LAWS....Microware Systems Corp • December 29th, 2000 • Services-prepackaged software • California
Company FiledDecember 29th, 2000 Industry Jurisdiction
ARTICLE I DEFINITIONSAsiainfo Holdings Inc • November 17th, 2000 • Services-business services, nec
Company FiledNovember 17th, 2000 Industry
NO. AVI- -B COMMON STOCK PURCHASE WARRANT RIGHT TO PURCHASE 25 SHARES Arcturus Ventures, Inc. (a Nevada Corporation) "B" UNIT WARRANT VOID AFTER EXPIRATION DATE THIS IS TO CERTIFY THAT: ___________________________________ or registered assigns, is...Arcturus Ventures Inc • October 19th, 2000
Company FiledOctober 19th, 2000This Warrant shall not entitle the registered owner or any holder to voting rights or other rights as a stockholder of the Company or to any other rights whatsoever except the rights herein expressed or expressed in the Warrant Agreement, and no dividends shall be payable or accrue in respect of this Warrant or the interest represented hereby or the shares purchasable hereunder until, or unless, and to the extent that, this Warrant shall be exercised.
WARRANTSolutionsamerica Inc • September 15th, 2000 • California
Company FiledSeptember 15th, 2000 Jurisdiction
EXHIBIT 4.20 WARRANTSolutionsamerica Inc • September 15th, 2000 • California
Company FiledSeptember 15th, 2000 Jurisdiction
WARRANTSolutionsamerica Inc • September 15th, 2000
Company FiledSeptember 15th, 2000
WARRANTSolutionsamerica Inc • September 15th, 2000 • California
Company FiledSeptember 15th, 2000 Jurisdiction