Common Contracts
59 similar Investment Sub-Advisory Agreement contracts by Forward Funds, Ultimus Managers Trust
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2023 • Ultimus Managers Trust • Ohio
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 30, 2022, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Ultimus Managers Trust (the “Trust”), on behalf of the Westwood Broadmark Tactical Plus Fund, a series of the Trust (the “Fund”), and Salient Advisors, L.P. (the “Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2023 • Ultimus Managers Trust • Ohio
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of November 18, 2022, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Ultimus Managers Trust (the “Trust”), on behalf of the Westwood Broadmark Tactical Growth Fund, a series of the Trust (the “Fund”), and Westwood Management Corp. (the “Advisor”).
FORM OFInvestment Sub-Advisory Agreement • September 29th, 2022 • Ultimus Managers Trust • Ohio
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of [________], 2022, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Ultimus Managers Trust (the “Trust”), on behalf of the Westwood Broadmark Tactical Growth Fund, a series of the Trust (the “Fund”), and Westwood Management Corp. (the “Advisor”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 29th, 2022 • Ultimus Managers Trust • Ohio
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of [_________], 2022, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Ultimus Managers Trust (the “Trust”), on behalf of the Westwood Broadmark Tactical Plus Fund, a series of the Trust (the “Fund”), and Salient Advisors, L.P. (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2019 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of August 22, 2018, is by and among Henry James International Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Salient International Small Cap Fund, a series of the Trust (the “Fund”), and Forward Management, LLC d/b/a Salient (the “Advisor”).
Exhibit (d)(4) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 2nd, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of June 9, 2015, is by and among First Western Capital Management Company (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward High Yield Bond Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(5) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 2nd, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of June 9, 2015 (the “Effective Date”), is by and among Pacific Investment Management Company LLC (the “Sub-Advisor” or “PIMCO”), Forward Funds (the “Trust”), on behalf of the Forward Credit Analysis Long/Short Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”) (individually, a “Party” and collectively, “the Parties”).
Exhibit (d)(2) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 2nd, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of June 9, 2015, is by and among Pictet Asset Management Ltd (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward International Small Companies Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(3) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 2nd, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of June 9, 2015, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Growth Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 27th, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of June 9, 2015, is by and among Pictet Asset Management Ltd (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward International Small Companies Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 27th, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of June 9, 2015, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Growth Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 27th, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of June 9, 2015, is by and among First Western Capital Management Company (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward High Yield Bond Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 27th, 2015 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of June 9, 2015 (the “Effective Date”), is by and among Pacific Investment Management Company LLC (the “Sub-Advisor” or “PIMCO”), Forward Funds (the “Trust”), on behalf of the Forward Credit Analysis Long/Short Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”) (individually, a “Party” and collectively, “the Parties”).
Exhibit (e)(3) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENT This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of November 13, 2013 (the “Effective Date”), is by and among Pacific Investment Management Company LLC (the “Sub-Advisor”...Investment Sub-Advisory Agreement • April 28th, 2014 • Forward Funds • California
WHEREAS, the Advisor has been retained by the Trust to provide investment advisory services to the Fund with regard to the Fund’s investments, as further described in the Trust’s registration statement on Form N-1A (the “Registration Statement”) and pursuant to an Amended and Restated Investment Management Agreement dated as of July 1, 2005, as amended (“Investment Management Agreement”); and
Exhibit (d)(7) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 19th, 2014 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”), effective as of November 13, 2013 (the “Effective Date”), is by and among Pacific Investment Management Company LLC (the “Sub-Advisor” or “PIMCO”), Forward Funds (the “Trust”), on behalf of the Forward Credit Analysis Long/Short Fund (the “Fund”), a series of the Trust, and Forward Management, LLC (the “Advisor”) (individually, a “Party” and collectively, “the Parties”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 29th, 2012 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 30, 2011, is by and among SW Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Global Credit Long/Short Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(9) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 30th, 2011 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 30, 2011, is by and among SW Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Global Credit Long/Short Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 29th, 2011 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of February 14, 2011, is by and among SW Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward International Fixed Income Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 1st, 2011 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of December 31, 2010, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Enhanced Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 1st, 2011 • Forward Funds • California
This AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 1, 2008 and amended and restated as of March 31, 2010, is by and among First Western Capital Management Inc. (formerly named First Western Investment Management Inc.) (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor High Yield Bond Fund (subsequently renamed the Forward High Yield Bond Fund), a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(8) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2011 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of February 14, 2011, is by and among SW Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward International Fixed Income Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(11) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 30th, 2010 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of December 31, 2010, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Enhanced Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(15) FORWARD FUNDS AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 1st, 2010 • Forward Funds • California
This AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 1, 2008 and amended and restated as of March 31, 2010, is by and among First Western Capital Management Inc. (formerly named First Western Investment Management Inc.) (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor High Yield Bond Fund (subsequently renamed the Forward High Yield Bond Fund), a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 31st, 2010 • Forward Funds • California
This AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 1, 2008 and amended and restated as of March 31, 2010, is by and among First Western Capital Management Inc. (formerly named First Western Investment Management Inc.) (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor High Yield Bond Fund (subsequently renamed the Forward High Yield Bond Fund), a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 1st, 2010 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 14, 2009, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Growth Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 11th, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 14, 2009, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Forward Tactical Growth Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 11th, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of March 27, 2009, is by and among Pennant Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Limited Duration Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 11th, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of March 27, 2009, is by and among Pennant Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Total Return Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 31st, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of December 1, 2008, is by and among Lazard Asset Management LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor International Equity Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 31st, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of March 27, 2009, is by and among Pennant Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Total Return Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • August 31st, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of March 27, 2009, is by and among Pennant Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Limited Duration Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(24) Sub-Advisory Agreement FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of December 1, 2008, is by and among Lazard Asset Management LLC (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor International Equity Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit (d)(20) Sub-Advisory Agreement FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 30th, 2009 • Forward Funds • New York
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 1, 2008, is by and among BlackRock Financial Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Mortgage Securities Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 3rd, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 1, 2008, is by and among Pennant Management, Inc. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Total Return Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
Exhibit Q1(e)(18) FORWARD FUNDS INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 3rd, 2009 • Forward Funds • California
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 1, 2008, is by and among Acadian Asset Management LLC. (the “Sub-Advisor”), Forward Funds (the “Trust”), on behalf of the Accessor Value Fund, a series of the Trust (the “Fund”), and Forward Management, LLC (the “Advisor”).
