Common Contracts

33 similar Underwriting Agreement contracts by Bank of America Corp /De/, Citigroup Inc, Suntrust Banks Inc, others

EX-1.1 2 dex11.htm UNDERWRITING AGREEMENT EXECUTION COPY 13,049,451 Warrants LINCOLN NATIONAL CORPORATION UNDERWRITING AGREEMENT September 16, 2010 Deutsche Bank Securities Inc. As Representative of the several Underwriters New York, New York 10005...
Underwriting Agreement • May 5th, 2020 • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 13,049,451 warrants (the “Warrants”) of Lincoln National Corporation, an Indiana corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, no par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

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EX-1.2 3 dex12.htm UNDERWRITING AGREEMENT EXECUTION COPY 121,792,790 Warrants Bank of America Corporation UNDERWRITING AGREEMENT March 3, 2010 Deutsche Bank Securities Inc. As Representative of the several Underwriters c/o Deutsche Bank Securities Inc.
Underwriting Agreement • May 5th, 2020 • New York
EX-1.1 2 dex11.htm UNDERWRITING AGREEMENT 110,261,688 Warrants Wells Fargo & Company UNDERWRITING AGREEMENT May 20, 2010 Deutsche Bank Securities Inc. As Representative of the several Underwriters c/o Deutsche Bank Securities Inc.
Underwriting Agreement • May 5th, 2020 • New York
EX-1.1 2 dex11.htm UNDERWRITING AGREEMENT EXECUTION VERSION 2,615,557 Warrants STERLINGS BANCSHARES, INC. UNDERWRITING AGREEMENT June 9, 2010 Deutsche Bank Securities Inc. As Representative of the several Underwriters c/o Deutsche Bank Securities Inc.
Underwriting Agreement • May 5th, 2020 • New York
12,657,960 Warrants Capital One Financial Corporation UNDERWRITING AGREEMENT December 3, 2009 Deutsche Bank Securities Inc. As Representative of the several Underwriters c/o Deutsche Bank Securities Inc.
Underwriting Agreement • May 5th, 2020 • New York
EX-1.1 2 dex11.htm UNDERWRITING AGREEMENT 11,479,592 Warrants Comerica Incorporated UNDERWRITING AGREEMENT May 6, 2010 Deutsche Bank Securities Inc. As Representative of the several Underwriters c/o Deutsche Bank Securities Inc.
Underwriting Agreement • May 5th, 2020 • New York
1,846,374 Warrants CATHAY GENERAL BANCORP UNDERWRITING AGREEMENT
Underwriting Agreement • December 9th, 2013 • Cathay General Bancorp • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 1,846,374 warrants (the “Warrants”) of Cathay General Bancorp, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

1,218,522 Warrants M&T BANK CORPORATION UNDERWRITING AGREEMENT
Underwriting Agreement • December 17th, 2012 • M&t Bank Corp • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 1,218,522 warrants (the “Warrants”) of M&T Bank Corporation, a New York corporation, (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.50 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

5,789,909 Warrants ZIONS BANCORPORATION UNDERWRITING AGREEMENT
Underwriting Agreement • December 5th, 2012 • Zions Bancorporation /Ut/ • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 5,789,909 warrants (the “Warrants”) of Zions Bancorporation, a Utah corporation, (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

ASSOCIATED BANC-CORP 3,983,308 Warrants UNDERWRITING AGREEMENT
Underwriting Agreement • December 6th, 2011 • Associated Banc-Corp • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 3,983,308 warrants (the “Warrants”) of Associated Banc-Corp, a Wisconsin corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

3,983,308 Warrants UNDERWRITING AGREEMENT
Underwriting Agreement • November 30th, 2011 • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 3,983,308 warrants (the “Warrants”) of Associated Banc-Corp, a Wisconsin corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

SUNTRUST BANKS, INC. 11,891,280 Warrants UNDERWRITING AGREEMENT
Underwriting Agreement • September 28th, 2011 • Suntrust Banks Inc • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 11,891,280 warrants (the “Warrants”) of SunTrust Banks, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

SUNTRUST BANKS, INC. 6,008,902 Warrants UNDERWRITING AGREEMENT
Underwriting Agreement • September 28th, 2011 • Suntrust Banks Inc • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 6,008,902 warrants (the “Warrants”) of SunTrust Banks, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

11,891,280 Warrants UNDERWRITING AGREEMENT
Underwriting Agreement • September 21st, 2011 • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 11,891,280 warrants (the “Warrants”) of SunTrust Banks, Inc., a Georgia corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

3,282,276 Warrants WEBSTER FINANCIAL CORPORATION UNDERWRITING AGREEMENT
Underwriting Agreement • June 8th, 2011 • Webster Financial Corp • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 3,282,276 warrants (the “Warrants”) of Webster Financial Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

2,887,500 Warrants BOSTON PRIVATE FINANCIAL HOLDINGS, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 8th, 2011 • Boston Private Financial Holdings Inc • State commercial banks
255,033,142 Warrants CITIGROUP INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 1st, 2011 • Citigroup Inc • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 255,033,142 warrants expiring January 4, 2019 (the “Warrants”) of Citigroup Inc., a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

210,084,034 Warrants CITIGROUP INC. UNDERWRITING AGREEMENT
Underwriting Agreement • February 1st, 2011 • Citigroup Inc • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 210,084,034 warrants expiring October 28, 2018 (the “Warrants”) of Citigroup Inc., a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

52,093,973 Warrants The Hartford Financial Services Group, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • September 27th, 2010 • Hartford Financial Services Group Inc/De • Fire, marine & casualty insurance • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 52,093,973 warrants (the “Warrants”) of The Hartford Financial Services Group, Inc., a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

13,049,451 Warrants LINCOLN NATIONAL CORPORATION UNDERWRITING AGREEMENT
Underwriting Agreement • September 22nd, 2010 • Lincoln National Corp • Life insurance • New York
2,615,557 Warrants STERLINGS BANCSHARES, INC. UNDERWRITING AGREEMENT
Underwriting Agreement • June 15th, 2010 • Sterling Bancshares Inc • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 2,615,557 warrants (the “Warrants”) of Sterling Bancshares, Inc., a Texas corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

465,117 Warrants First Financial Bancorp. UNDERWRITING AGREEMENT
Underwriting Agreement • June 8th, 2010 • First Financial Bancorp /Oh/ • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to Deutsche Bank Securities Inc., as the sole underwriter (the “Underwriter”), an aggregate of up to 465,117 warrants (the “Warrants”) of First Financial Bancorp., an Ohio corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common shares, without par value (the “Common Stock”).

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110,261,688 Warrants Wells Fargo & Company UNDERWRITING AGREEMENT
Underwriting Agreement • May 26th, 2010 • Wells Fargo & Co/Mn • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 110,261,688 warrants (the “Warrants”) of Wells Fargo & Company, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1 2/3 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

2,532,542 Warrants Valley National Bancorp UNDERWRITING AGREEMENT
Underwriting Agreement • May 24th, 2010 • Valley National Bancorp • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 2,532,542 warrants (the “Warrants”) of Valley National Bancorp, a New Jersey corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, no par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

11,479,592 Warrants Comerica Incorporated UNDERWRITING AGREEMENT
Underwriting Agreement • May 12th, 2010 • Comerica Inc /New/ • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 11,479,592 warrants (the “Warrants”) of Comerica Incorporated, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $5.00 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

16,885,192 Warrants The PNC Financial Services Group, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • May 5th, 2010 • PNC Financial Services Group Inc • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 16,885,192 warrants (the “Warrants”) of The PNC Financial Services Group, Inc., a Pennsylvania corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $5.00 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

758,086 Warrants Texas Capital Bancshares, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • March 17th, 2010 • Texas Capital Bancshares Inc/Tx • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 758,086 warrants (the “Warrants”) of Texas Capital Bancshares, Inc., a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

1,707,456 Warrants Washington Federal, Inc. UNDERWRITING AGREEMENT
Underwriting Agreement • March 15th, 2010 • Washington Federal Inc • Savings institution, federally chartered • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 1,707,456 warrants (the “Warrants”) of Washington Federal, Inc., a Washington corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1.00 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

150,375,940 Warrants Bank of America Corporation UNDERWRITING AGREEMENT
Underwriting Agreement • March 9th, 2010 • Bank of America Corp /De/ • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 150,375,940 warrants (the “Warrants”) of Bank of America Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

121,792,790 Warrants Bank of America Corporation UNDERWRITING AGREEMENT
Underwriting Agreement • March 9th, 2010 • Bank of America Corp /De/ • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 121,792,790 warrants (the “Warrants”) of Bank of America Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

3,199,988 Warrants TCF Financial Corporation UNDERWRITING AGREEMENT
Underwriting Agreement • December 21st, 2009 • TCF Financial Corp • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 3,199,988 warrants (the “Warrants”) of TCF Financial Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $.01 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

88,401,697 Warrants JPMorgan Chase & Co. UNDERWRITING AGREEMENT
Underwriting Agreement • December 16th, 2009 • J P Morgan Chase & Co • National commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 88,401,697 warrants (the “Warrants”) of JPMorgan Chase & Co., a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $1 par value per share (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

12,657,960 Warrants Capital One Financial Corporation UNDERWRITING AGREEMENT
Underwriting Agreement • December 9th, 2009 • Capital One Financial Corp • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 12,657,960 warrants (the “Warrants”) of Capital One Financial Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $.01 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

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