EX-99.(D)(132) 4 d740480dex99d132.htm SUB-ADVISORY AGREEMENT - OAKTREE CAPITAL MANAGEMENT Exhibit (d)(132) NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Equity FundSub-Advisory Agreement • May 5th, 2020 • Illinois
Contract Type FiledMay 5th, 2020 JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 23 day of August, 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Oaktree Capital Management, L.P. a Delaware limited partnership (the “Sub-Adviser”).
EX-99.(D)(125) 36 d553157dex99d125.htm LAZARD SUB-ADVISORY AGREEMENT Exhibit (d)(125) NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Listed Infrastructure FundSub-Advisory Agreement • May 5th, 2020 • Illinois
Contract Type FiledMay 5th, 2020 JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 7th day of March 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Lazard Asset Management LLC a Limited Liability Company organized under the laws of the State of Delaware (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Large Cap FundSub-Advisory Agreement • July 24th, 2014 • Northern Funds • Illinois
Contract Type FiledJuly 24th, 2014 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 23rd day of August 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Huber Capital Management, LLC, a Delaware limited liability (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Northern Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • July 24th, 2014 • Northern Funds • Illinois
Contract Type FiledJuly 24th, 2014 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 22nd day of November 2013, by and among Northern Trust Investments, Inc. a corporation organized and existing under the laws of the State of Illinois and The Northern Trust Company of Connecticut, a corporation organized and existing under the laws of the State of Connecticut (together, the “Advisers”), and BlueBay Asset Management LLP, a limited liability partnership organized and existing in England and Wales (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Equity FundSub-Advisory Agreement • July 24th, 2014 • Northern Funds • Illinois
Contract Type FiledJuly 24th, 2014 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 23 day of August, 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Oaktree Capital Management, L.P. a Delaware limited partnership (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 24th, 2014 • Northern Funds • Illinois
Contract Type FiledJuly 24th, 2014 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of January 2014, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Cardinal Capital Management, L.L.C., a Delaware limited liability (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets FundSub-Advisory Agreement • July 24th, 2014 • Northern Funds • Illinois
Contract Type FiledJuly 24th, 2014 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 22nd day of November 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and PanAgora Asset Management, Inc., a Delaware corporation (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • October 15th, 2013 • Northern Funds • Illinois
Contract Type FiledOctober 15th, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 23 day of August, 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Lazard Asset Management LLC a Limited Liability Company organized under the laws of the State of Delaware (the “Sub-Adviser”).
NORTHERN MULTI-MANAGER FUNDS FORM OF SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • August 1st, 2013 • Northern Funds • Illinois
Contract Type FiledAugust 1st, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the day of , 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Lazard Asset Management LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN MULTI-MANAGER FUNDS FORM OF SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets Debt Opportunity FundSub-Advisory Agreement • August 1st, 2013 • Northern Funds • Illinois
Contract Type FiledAugust 1st, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the day of , 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and BlueBay Asset Management LLP, a U.K. limited liability partnership (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager High Yield Opportunity FundSub-Advisory Agreement • July 22nd, 2013 • Northern Funds • Illinois
Contract Type FiledJuly 22nd, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 19th day of September, 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and DDJ Capital Management, LLC, a Massachusetts limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 22nd, 2013 • Northern Funds • Illinois
Contract Type FiledJuly 22nd, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of January 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Riverbridge Partners LLC, a Limited Liability Company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Large Cap FundSub-Advisory Agreement • July 22nd, 2013 • Northern Funds • Illinois
Contract Type FiledJuly 22nd, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 4th day of September, 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and WestEnd Advisors, LLC, a North Carolina limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Listed Infrastructure FundSub-Advisory Agreement • July 22nd, 2013 • Northern Funds • Illinois
Contract Type FiledJuly 22nd, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 7th day of March 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Lazard Asset Management LLC a Limited Liability Company organized under the laws of the State of Delaware (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 22nd, 2013 • Northern Funds • Illinois
Contract Type FiledJuly 22nd, 2013 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 21st day of February 2013, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Summit Creek Advisors, LLC a Limited Liability Company organized under the laws of the State of Minnesota (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Listed Infrastructure FundSub-Advisory Agreement • July 23rd, 2012 • Northern Funds • Illinois
Contract Type FiledJuly 23rd, 2012 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 18th day of May 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Macquarie Capital Investment Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager International Equity FundSub-Advisory Agreement • July 23rd, 2012 • Northern Funds • Illinois
Contract Type FiledJuly 23rd, 2012 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 15th day of June 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Earnest Partners, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Listed Infrastructure FundSub-Advisory Agreement • July 23rd, 2012 • Northern Funds • Illinois
Contract Type FiledJuly 23rd, 2012 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 18th day of May 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Brookfield Investment Management Inc. a Delaware corporation (the “Sub-Adviser”).
NORTHERN FUNDS FORM OF SUB-ADVISORY AGREEMENT Multi-Manager Global Listed Infrastructure FundSub-Advisory Agreement • April 25th, 2012 • Northern Funds • Illinois
Contract Type FiledApril 25th, 2012 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the day of , 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and , a (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager International Equity FundSub-Advisory Agreement • April 25th, 2012 • Northern Funds • Illinois
Contract Type FiledApril 25th, 2012 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 26th day of January, 2012, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (together, the “Advisers”), and Northern Cross, LLC, a Massachusetts limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Global Real Estate FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of July 2011, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and CBRE Clarion Securities, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager International Equity FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of October 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and NFJ Investment Group a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 28th day of June 2011, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Pzena Investment Management LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 3rd day of December 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Trilogy Global Advisors, LP, a Delaware limited parntership (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of February 2011, by and among Northern Trust Investments, INC. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Cardinal Capital Management, L.L.C., a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of February 2011, by and among Northern Trust Investments, INC. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Allianz Global Investors Capital LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager High Yield Opportunity FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of July 2011, by and among Northern Trust Investments, Inc. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Neuberger Berman Fixed Income LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Large Cap FundSub-Advisory Agreement • July 27th, 2011 • Northern Funds • Illinois
Contract Type FiledJuly 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 1st day of February 2011, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and NWQ Investment Management Company, LLC, a Delaware limited liability company (the “Sub-Adviser”).
EX-99.77Q1(e): Copies of any new or amended Registrant investment advisory contractsSub-Advisory Agreement • May 27th, 2011 • Northern Funds • Illinois
Contract Type FiledMay 27th, 2011 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 3rd day of December 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Trilogy Global Advisors, LP, a Delaware limited partnership (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 29th, 2010 • Northern Funds • Illinois
Contract Type FiledJuly 29th, 2010 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 3rd day of June 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Hotchkis and Wiley Capital Management, LLC a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 29th, 2010 • Northern Funds • Illinois
Contract Type FiledJuly 29th, 2010 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 15th day of March 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Riverbridge Partners, LLC, a limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Large Cap FundSub-Advisory Agreement • July 29th, 2010 • Northern Funds • Illinois
Contract Type FiledJuly 29th, 2010 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 4th day of January 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Delaware Management Company, a series of Delaware Management Business Trust, a Delaware statutory trust (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • July 29th, 2010 • Northern Funds • Illinois
Contract Type FiledJuly 29th, 2010 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 3rd day of June 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Denver Investment Advisors LLC, a Colorado limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS SUB-ADVISORY AGREEMENT Multi-Manager Emerging Markets FundSub-Advisory Agreement • July 29th, 2010 • Northern Funds • Illinois
Contract Type FiledJuly 29th, 2010 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the 15th day of March, 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Trilogy Global Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
NORTHERN FUNDS FORM OF SUB-ADVISORY AGREEMENT Multi-Manager Small Cap FundSub-Advisory Agreement • May 28th, 2010 • Northern Funds • Illinois
Contract Type FiledMay 28th, 2010 Company JurisdictionSub-Advisory Agreement (this “Agreement”) entered into as of the day of 2010, by and among Northern Trust Investments, N.A. and The Northern Trust Company of Connecticut (formerly Northern Trust Global Advisors, Inc.) (together, the “Advisers”), and Riverbridge Partners, LLC a limited liability company (the “Sub-Adviser”).