ContractSupplemental Indenture • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionEX-4.1 3 a41supplemental_indenturex.htm EXHIBIT 4.1 Exhibit 4.1 PROSPECT CAPITAL CORPORATION, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of April 11, 2017 4.95% CONVERTIBLE NOTES DUE 2022 Exhibit 4.1 SUPPLEMENTAL INDENTURE 4.95% Convertible Notes due 2022 SUPPLEMENTAL INDENTURE, dated as of April 11, 2017 (this “Supplemental Indenture”), between PROSPECT CAPITAL CORPORATION, a corporation organized under the laws of Maryland, as issuer (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, as trustee (the “Trustee”), supplementing the Indenture dated as of February 16, 2012, as amended by that certain Agreement of Resignation, Appointment and Acceptance, dated March 12, 2012, by and among the Company, the Trustee and American Stock Transfer & Trust Company, LLC (so amended and as supplemented from time to time in accordance with the terms thereof, the “Base Indenture”). RECITALS OF THE COMPANY: WHEREAS, the Company executed and delivered the
PROSPECT CAPITAL CORPORATION, as Issuer, and as Trustee SUPPLEMENTAL INDENTURE Dated as of March 1, 2019Supplemental Indenture • March 1st, 2019 • Prospect Capital Corp • New York
Contract Type FiledMarch 1st, 2019 Company Jurisdiction
PROSPECT CAPITAL CORPORATION, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of April 11, 2017 4.95% CONVERTIBLE NOTES DUE 2022Supplemental Indenture • April 11th, 2017 • Prospect Capital Corp • New York
Contract Type FiledApril 11th, 2017 Company JurisdictionFor value received ______________ hereby sell(s), assign(s) and transfer(s) unto _____________ (Please insert social security or Taxpayer Identification Number of assignee) the within Note, and hereby irrevocably constitutes and appoints ____________ attorney to transfer the said Note on the books of the Company, with full power of substitution in the premises.