NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • October 23rd, 2020 • Northern Lights Fund Trust • New York
Contract Type FiledOctober 23rd, 2020 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015, March 21, 2016, September 25, 2019 and February 14, 2020 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • December 14th, 2016 • Northern Lights Fund Trust • New York
Contract Type FiledDecember 14th, 2016 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 and March 21, 2016 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • August 27th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 27th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT LADENBURG THALMANN ASSET MANAGEMENT, LLCOperating Expenses Limitation and Security Agreement • May 26th, 2015 • Northern Lights Fund Trust • New York
Contract Type FiledMay 26th, 2015 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 19th day of May 2015 by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Ladenburg Aggressive Growth Fund, Ladenburg Growth Fund, Ladenburg Growth & Income Fund, Ladenburg Income & Growth Fund, Ladenburg Income Fund (each a “Fund”) and collectively, referred to as the “Funds”) a series of the Trust, and the Advisor of the Funds, Ladenburg Thalmann Asset Management, LLC (the “Advisor”).