SPROTT FUNDS TRUST N-14Agreement and Plan of Reorganization • December 3rd, 2021 • Sprott Funds Trust
Contract Type FiledDecember 3rd, 2021 Company
Starboard Investment TrustAgreement and Plan of Reorganization • March 12th, 2021 • Starboard Investment Trust
Contract Type FiledMarch 12th, 2021 Company
2018 FORM OF TAX OPINIONAgreement and Plan of Reorganization • October 30th, 2018 • Epiphany Funds
Contract Type FiledOctober 30th, 2018 CompanyRe: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________________, 2018 (THE "AGREEMENT"), BY AND AMONG EPIPHANY FUNDS ("EPIPHANY") on behalf of ITS SERIES, EPIPHANY FFV strategic income fund (THE "EXISTING Fund"), Mutual fund series TRUST ("mfst") on behalf of ITS SERIES, eventide limited-term bond FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, eventide asset management, llc and trinity FIDUCIARY partners, llc
September 20, 2017Agreement and Plan of Reorganization • September 20th, 2017 • MSS Series Trust
Contract Type FiledSeptember 20th, 2017 CompanyAGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF OCTOBER 13, 2017 (THE "AGREEMENT"), BY AND AMONG CCA INVESTMENTS TRUST ("CCA INVESTMENTS TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "EXISTING FUND"), MSS SERIES TRUST (THE "TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CHECCHI CAPITAL ADVISERS, LLC (THE "ADVISOR")
MSS Series Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147 CCA Investments Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147Agreement and Plan of Reorganization • July 21st, 2017 • MSS Series Trust
Contract Type FiledJuly 21st, 2017 CompanyAGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _____________, 2017 (THE "AGREEMENT"), BY AND AMONG CCA INVESTMENTS TRUST ("CCA INVESTMENTS TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "EXISTING FUND"), MSS SERIES TRUST (THE "TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CHECCHI CAPITAL ADVISERS, LLC (THE "ADVISOR")
Forum Funds Three Canal Plaza, Suite 600 Portland, ME 04101Agreement and Plan of Reorganization • June 12th, 2017 • Mutual Fund Series Trust
Contract Type FiledJune 12th, 2017 CompanyRe: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _____________, 2017 (THE "AGREEMENT"), BY AND AMONG FORUM FUNDS ("FORUM FUNDS") on behalf of ITS SERIES, EXCEED DEFINED SHIELD INDEX FUND (THE "EXISTING Fund"), MUTUAL FUND SERIES TRUST ("mfst") on behalf of ITS SERIES, CATALYST/EXCEED DEFINED SHIELD Fund (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CATALYST CAPITAL ADVISORS LLC AND EXCEED ADVISORY LLC
Northern Lights Fund Trust III 80 Arkay Drive Hauppauge, NY 11788Agreement and Plan of Reorganization • May 23rd, 2017 • Mutual Fund & Variable Insurance Trust
Contract Type FiledMay 23rd, 2017 CompanyRe: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _____________, 20__ (THE "AGREEMENT"), BY AND BETWEEN MUTUAL FUND AND VARIABLE INSURANCE TRUST ("MFVIT") on behalf of ITS SERIES, RATIONAL SELECT ASSET FUND (THE "NEW Fund") AND NORTHERN LIGHTS FUND TRUST iii ("NLFT") on behalf of ITS SERIES, TACTICAL ASSET ALLOCATION Fund (THE "EXISTING FUND")
Horizons ETF Trust I c/o Horizons ETFs Management (US) LLC 1350 Avenue of the Americas, 33rd Floor New York, NY 10019Agreement and Plan of Reorganization • April 19th, 2017 • Horizons ETF Trust I
Contract Type FiledApril 19th, 2017 CompanyRe: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _________ __, 2017 (THE "AGREEMENT"), BY AND AMONG HORIZONS ETF TRUST I ("HETF") on behalf of ITS SERIES, HORIZONS S&P 500® COVERED CALL ETF (THE "NEW Fund"), EXCHANGE LISTED FUNDS TRUST ("ELFT") on behalf of ITS SERIES, HORIZONS S&P 500® COVERED CALL ETF (THE "EXISTING FUND") AND, SOLELY WITH RESPECT TO SECTION 5 THEREOF, HORIZONS ETFs management (usa) llc