Common Contracts
13 similar null contracts by Epiphany Funds, MSS Series Trust, Northern Lights Fund Trust IV, others
Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246Northern Lights Fund Trust IV • September 16th, 2022
Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September 7, 2022 (THE “AGREEMENT”), BY AND AMONG Northern Lights FUnd Trust IV (“Northern Lights”) on behalf of ITS SERIES, Main BuyWrite Fund (THE “EXISTING FUND”) and on behalf of ITS SERIES, Main BuyWrite ETF (THE “new fund”) AND, SOLELY FOR PURPOSES OF Article IX THEREOF, Main Management Advisors, LLC (The “Advisor”)
Northern Lights Fund Trust IV 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246Northern Lights Fund Trust IV • August 22nd, 2022
Re: AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION, DATED AS OF September __, 2022 (THE “AGREEMENT”), BY AND AMONG Northern Lights FUnd Trust IV (“Northern Lights”) on behalf of ITS SERIES, Main BuyWrite Fund (THE “EXISTING FUND”) and on behalf of ITS SERIES, Main BuyWrite ETF (THE “new fund”) AND, SOLELY FOR PURPOSES OF Article IX THEREOF, Main Management Advisors, LLC (The “Advisor”)
SPROTT FUNDS TRUST N-14Sprott Funds Trust • December 3rd, 2021
Arrow Investments Trust 6100 Chevy Chase Drive, Suite 100 Laurel, Maryland 20707 ETF Series Solutions 615 East Michigan Street Milwaukee, Wisconsin 53202Arrow Investments Trust • March 24th, 2021
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________________, 2021 (THE “AGREEMENT”), BY AND AMONG ETF SERIES SOLUTIONS (“ESS”) on behalf of ITS SERIES, REVERSE CAP WEIGHTED U.S. LARGE CAP ETF (THE “EXISTING FUND”), ARROW INVESTMENTS TRUST (“AIT”) on behalf of ITS SERIES, ARROW REVERSE CAP 500 ETF (THE “new fund”) AND, SOLELY FOR PURPOSES OF SECTIONS 3.2, 7.4, 8.3, 9.2 AND 10.2 THEREOF, ARROW INVESTMENT ADVISORS, LLC (“Arrow”) AND, solely for purposes of sections 8.3, 9.2 and 10.2 thereof, csat investment advisory, L.P., d/b/a/ Exponential ETFs (“Exponential ETFs”)
Starboard Investment TrustStarboard Investment Trust • March 12th, 2021
2018 FORM OF TAX OPINIONEpiphany Funds • October 30th, 2018
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________________, 2018 (THE "AGREEMENT"), BY AND AMONG EPIPHANY FUNDS ("EPIPHANY") on behalf of ITS SERIES, EPIPHANY FFV strategic income fund (THE "EXISTING Fund"), Mutual fund series TRUST ("mfst") on behalf of ITS SERIES, eventide limited-term bond FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, eventide asset management, llc and trinity FIDUCIARY partners, llc
Mutual Fund Series Trust c/o Gemini Fund Services LLC 4020 South 147th Street Suite 2 Omaha, NE 68137Epiphany Funds • September 21st, 2018
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________________, 2018 (THE "AGREEMENT"), BY AND AMONG EPIPHANY FUNDS ("EPIPHANY") on behalf of ITS SERIES, EPIPHANY FFV strategic income fund (THE "EXISTING Fund"), Mutual fund series TRUST ("mfst") on behalf of ITS SERIES, eventide limited-term bond FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, eventide asset management, llc and trinity FIDUCIARY partners, llc
Mutual Fund Series Trust c/o Gemini Fund Services LLC 4020 South 147th Street Suite 2 Omaha, NE 68137Epiphany Funds • July 26th, 2018
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF __________________, 2018 (THE "AGREEMENT"), BY AND AMONG EPIPHANY FUNDS ("EPIPHANY") on behalf of ITS SERIES, EPIPHANY FFV strategic income fund (THE "EXISTING Fund"), Mutual fund series TRUST ("mfst") on behalf of ITS SERIES, eventide limited-term bond FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, eventide asset management, llc and trinity FIDUCIARY partners, llc
MSS Series Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147 CCA Investments Trust 8000 Town Centre Drive, Suite 400 Broadview Heights, OH 44147MSS Series Trust • September 25th, 2017
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF OCTOBER 13, 2017 (THE "AGREEMENT"), BY AND AMONG CCA INVESTMENTS TRUST ("CCA INVESTMENTS TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "EXISTING FUND"), MSS SERIES TRUST (THE "TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CHECCHI CAPITAL ADVISERS, LLC (THE "ADVISOR")
September 20, 2017MSS Series Trust • September 20th, 2017
AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF OCTOBER 13, 2017 (THE "AGREEMENT"), BY AND AMONG CCA INVESTMENTS TRUST ("CCA INVESTMENTS TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "EXISTING FUND"), MSS SERIES TRUST (THE "TRUST") ON BEHALF OF ITS SERIES, CCA AGGRESSIVE RETURN FUND (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CHECCHI CAPITAL ADVISERS, LLC (THE "ADVISOR")
Forum Funds Three Canal Plaza, Suite 600 Portland, ME 04101Mutual Fund Series Trust • June 12th, 2017
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _____________, 2017 (THE "AGREEMENT"), BY AND AMONG FORUM FUNDS ("FORUM FUNDS") on behalf of ITS SERIES, EXCEED DEFINED SHIELD INDEX FUND (THE "EXISTING Fund"), MUTUAL FUND SERIES TRUST ("mfst") on behalf of ITS SERIES, CATALYST/EXCEED DEFINED SHIELD Fund (THE "NEW FUND") AND, SOLELY FOR PURPOSES OF PARAGRAPH 6 THEREOF, CATALYST CAPITAL ADVISORS LLC AND EXCEED ADVISORY LLC
Northern Lights Fund Trust III 80 Arkay Drive Hauppauge, NY 11788Mutual Fund & Variable Insurance Trust • May 23rd, 2017
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _____________, 20__ (THE "AGREEMENT"), BY AND BETWEEN MUTUAL FUND AND VARIABLE INSURANCE TRUST ("MFVIT") on behalf of ITS SERIES, RATIONAL SELECT ASSET FUND (THE "NEW Fund") AND NORTHERN LIGHTS FUND TRUST iii ("NLFT") on behalf of ITS SERIES, TACTICAL ASSET ALLOCATION Fund (THE "EXISTING FUND")
Horizons ETF Trust I c/o Horizons ETFs Management (US) LLC 1350 Avenue of the Americas, 33rd Floor New York, NY 10019Horizons ETF Trust I • April 19th, 2017
Re: AGREEMENT AND PLAN OF REORGANIZATION, DATED AS OF _________ __, 2017 (THE "AGREEMENT"), BY AND AMONG HORIZONS ETF TRUST I ("HETF") on behalf of ITS SERIES, HORIZONS S&P 500® COVERED CALL ETF (THE "NEW Fund"), EXCHANGE LISTED FUNDS TRUST ("ELFT") on behalf of ITS SERIES, HORIZONS S&P 500® COVERED CALL ETF (THE "EXISTING FUND") AND, SOLELY WITH RESPECT TO SECTION 5 THEREOF, HORIZONS ETFs management (usa) llc
