CAPSTONE TURBINE CORPORATION 21,485,660 Shares Warrants to Purchase 6,445,698 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 18th, 2008 • Capstone Turbine Corp • Engines & turbines • New York
Contract Type FiledSeptember 18th, 2008 Company Industry JurisdictionThe undersigned, Capstone Turbine Corporation, a Delaware corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
EPIQ SYSTEMS, INC. 5,000,000 Shares Common Stock ($0.01 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 16th, 2007 • Epiq Systems Inc • Services-computer programming services • New York
Contract Type FiledNovember 16th, 2007 Company Industry JurisdictionThe undersigned, Epiq Systems, Inc., a Missouri corporation (the “Company”), desires to engage Wachovia Capital Markets, LLC, as exclusive placement agent (the “Placement Agent”) as set forth herein. The Company hereby addresses you and confirms its agreement with you as follows:
GMX RESOURCES INC. 2,000,000 Shares Common Stock ($.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 2nd, 2007 • GMX Resources Inc • Crude petroleum & natural gas • New York
Contract Type FiledFebruary 2nd, 2007 Company Industry JurisdictionThe undersigned, GMX Resources Inc., an Oklahoma corporation (the “Company”), hereby addresses you (the “Placement Agent”) and confirms its agreement with you as follows:
CORTEX PHARMACEUTICALS, INC. 5,021,427 Shares Warrants to Purchase 3,263,927 Shares Common Stock ($0.001 Par Value) PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • January 19th, 2007 • Cortex Pharmaceuticals Inc/De/ • Pharmaceutical preparations • New York
Contract Type FiledJanuary 19th, 2007 Company Industry JurisdictionThe undersigned, Cortex Pharmaceuticals, Inc., a Delaware corporation (the “Company”), desires to engage Roth Capital Partners, LLC as placement agent (the “Placement Agent”), as set forth herein, in connection with the issuance and sale of the Securities (as defined below).