Common Contracts
43 similar Placement Agent Agreement contracts by Cyclacel Pharmaceuticals, Inc., Great Basin Scientific, Inc., A123 Systems, Inc., others
GREAT BASIN SCIENTIFIC, INC. Units, Each Unit Consisting of One Share of Common Stock and Series G Warrants to Purchase One Share of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 24th, 2016 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
GREAT BASIN SCIENTIFIC, INC. [●] Class A Units, Each Class A Unit Consisting of One Share of Common Stock andPlacement Agent Agreement • February 16th, 2016 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
GREAT BASIN SCIENTIFIC, INC. [●] Class A Units, Each Class A Unit Consisting of One Share of Common Stock and One Series E Warrant to Purchase One Share of Common Stock and [●] Class B Units, Each Class B Unit Consisting of One Pre- Funded Series F...Placement Agent Agreement • February 9th, 2016 • Great Basin Scientific, Inc. • Surgical & medical instruments & apparatus • New York
REMARK MEDIA, INC. shares of Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 31st, 2015 • Remark Media, Inc. • Communications services, nec • New York
1,170,000 Common Stock AIR INDUSTRIES GROUP PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 29th, 2014 • Air Industries Group • Aircraft parts & auxiliary equipment, nec • New York
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 17th, 2014 • Tecogen Inc. • Air-cond & warm air heatg equip & comm & indl refrig equip • New York
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 28th, 2014 • Efactor Group Corp. • Services-business services, nec • California
Subordinated Convertible Notes and Warrants to Purchase Shares of Common Stock PACIFIC ETHANOL, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 28th, 2013 • Pacific Ethanol, Inc. • Industrial organic chemicals • New York
1,020,409 Shares of Overland Storage, Inc. Common Stock, No Par Value PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • February 14th, 2013 • Overland Storage Inc • Computer storage devices • California
7,692,308 Shares of Common Stock, par value $0.001, and Warrants to Purchase Additional Shares of Common Stock A123 SYSTEMS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 6th, 2012 • A123 Systems, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
22,500,000 Units (Each Unit consisting of One Share of Common Stock, par value $0.001, and One Warrant to Purchase One Share of Common Stock) And up to 19,000,000 Additional Shares of Common Stock CAPSTONE TURBINE CORPORATION Common Stock (par value...Placement Agent Agreement • February 29th, 2012 • CAPSTONE TURBINE Corp • Engines & turbines • New York
12,500,000 Units Each Unit consisting of One Share of Common Stock, par value $0.001, and One Warrant to Purchase 1.0 Share of Common Stock And up to 12,500,000 Additional Shares of Common Stock A123 SYSTEMS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 20th, 2012 • A123 Systems, Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
AMPIO PHARMACEUTICALS, INC. Common Stock (par value $0.0001) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 21st, 2011 • Ampio Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
ALTAIR NANOTECHNOLOGIES INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 29th, 2011 • Altair Nanotechnologies Inc • Miscellaneous chemical products • New York
provided, however, that in the case of any transfer described in clause (1), (2) or (3) above, it shall be a condition to the transfer that (A) the transferee executes and delivers to the Placement Agent, not later than one business day prior to such transfer, a written agreement, in substantially the form of this agreement (it being understood that any references to “immediate family” in the agreement executed by such transferee shall expressly refer only to the immediate family of the undersigned and not to the immediate family of the transferee) and otherwise satisfactory in form and substance to JMP, and (B) if the undersigned is required to file a report under Section 16(a) of the Securities Exchange Act of 1934, as amended, reporting a reduction in beneficial ownership of Common Shares or Beneficially Owned Shares during the Lock-Up Period (as the same may be extended as described above), the undersigned shall include a statement in such report to the effect that, in the case of
2,225,000 Units THERMOGENESIS CORP. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 9th, 2011 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
2,250,000 Units THERMOGENESIS CORP. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • March 7th, 2011 • Thermogenesis Corp • Laboratory apparatus & furniture • New York
21,130,400 Units INOVIO PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 24th, 2011 • Inovio Pharmaceuticals, Inc. • Surgical & medical instruments & apparatus • New York
CLEVELAND BIOLABS, INC. Common Stock (par value $0.005) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 29th, 2010 • Cleveland Biolabs Inc • Services-commercial physical & biological research • New York
6,592,989 Units ARROWHEAD RESEARCH CORPORATION PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • June 18th, 2010 • Arrowhead Research Corp • Services-commercial physical & biological research • New York
2,409,639 Units ASPENBIO PHARMA, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • April 30th, 2010 • AspenBio Pharma, Inc. • In vitro & in vivo diagnostic substances • New York
6,449,288 Shares Warrants to Purchase 1,612,322 Shares CURIS, INC. Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 22nd, 2010 • Curis Inc • Biological products, (no disgnostic substances) • New York
2,350,000 Units CYCLACEL PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 21st, 2010 • Cyclacel Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
2,850,000 Units CYCLACEL PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • January 11th, 2010 • Cyclacel Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
1,644,643 Units RADIENT PHARMACEUTICALS CORPORATION (F/K/A AMDL, INC.) CONSISTING OF COMMON STOCK (PAR VALUE $0.001) AND WARRANTS WITH AN EXERCISE PRICE OF $1.25 PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 2nd, 2009 • RADIENT PHARMACEUTICALS Corp • Pharmaceutical preparations • New York
4,000,000 Units CYCLACEL PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 24th, 2009 • Cyclacel Pharmaceuticals, Inc. • Pharmaceutical preparations • New York
and Warrants to Purchase up to 15,277,771 Shares of Common Stock GLOBALSTAR, INC. Common Stock (par value $0.0001) PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • June 17th, 2009 • Globalstar, Inc. • Communications services, nec • New York
8,358,000 Shares And Warrants to Purchase 2,925,300 Shares ANADYS PHARMACEUTICALS, INC. Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • June 4th, 2009 • Anadys Pharmaceuticals Inc • Pharmaceutical preparations • New York
11,994,469 Units ALTAIR NANOTECHNOLOGIES INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 22nd, 2009 • Altair Nanotechnologies Inc • Miscellaneous chemical products • New York
3,000,000 Shares and Warrants to Purchase 4,500,000 Shares VIRNETX HOLDING CORPORATION Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 19th, 2008 • VirnetX Holding Corp • Patent owners & lessors • New York
Shares and Warrants to Purchase ____ Shares VIRNETX HOLDING CORPORATION Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 3rd, 2008 • VirnetX Holding Corp • Patent owners & lessors • New York
8,490,000 Class A Common Shares ORIENT-EXPRESS HOTELS LTD. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • November 14th, 2008 • Orient Express Hotels LTD • Hotels & motels • New York
4,419,192 Shares of Common Stock and Series I Warrants to Purchase 3,314,394 Shares of Common Stock Series II Warrants to Purchase up to 1,136,363 Shares of Common Stock CLEAN ENERGY FUELS CORP. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • October 29th, 2008 • Clean Energy Fuels Corp. • Gas & other services combined • New York
Shares of Common Stock H&R Block, Inc. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • October 22nd, 2008 • H&r Block Inc • Services-personal services • New York
3,848,289 Units JAZZ PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • July 16th, 2008 • Jazz Pharmaceuticals Inc • Pharmaceutical preparations • New York
6,000,000 Shares of Common Stock and Warrants to Purchase 3,000,000 Shares of Common Stock PACIFIC ETHANOL, INC. PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • May 23rd, 2008 • Pacific Ethanol, Inc. • Industrial organic chemicals • New York
