EX-4.1 3 ex4-1.htm EXECUTION VERSION AMENDED AND RESTATED STOCKHOLDER RIGHTS AGREEMENT Among ECO-STIM ENERGY SOLUTIONS, INC. And THE STOCKHOLDERS NAMED HEREIN dated as of March 3, 2017 Page DEFINITIONS MANAGEMENT PRE-EMPTIVE RIGHTS TRANSFER NOTE...Stockholder Rights Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionThis Amended and Restated Stockholder Rights Agreement (as executed and as it may be amended, supplemented, restated or otherwise modified from time to time, as provided herein, this “Agreement”), dated as of March 3, 2017, is entered into among ECO-STIM ENERGY SOLUTIONS, INC., a Nevada corporation (the “Company”), FT SOF HOLDINGS VII LLC (“FTP” and, together with any other Persons that become parties to and bound by this Agreement as an “FTP Investor”, the “FTP Investors”), MR. BARTJE BRUHEIM (“Bruheim”), BIENVILLE ARGENTINA OPPORTUNITIES MASTER FUND, L.P. (“Bienville” and, together with Bruheim, the “Other Investors”), each Person identified on Schedule A hereto and executing a signature page hereto (each, a “Management Stockholder” and, collectively, the “Management Stockholders”) and each other Person who after the date hereof acquires securities of the Company and agrees to become a party to, and bound by, this Agreement as an “FTP Investor”, an “Other Investor” or a “Management S
AMENDED AND RESTATED STOCKHOLDER RIGHTS AGREEMENTStockholder Rights Agreement • March 9th, 2017 • Eco-Stim Energy Solutions, Inc. • Oil & gas field services, nec • New York
Contract Type FiledMarch 9th, 2017 Company Industry JurisdictionThis Amended and Restated Stockholder Rights Agreement (as executed and as it may be amended, supplemented, restated or otherwise modified from time to time, as provided herein, this “Agreement”), dated as of March 3, 2017, is entered into among ECO-STIM ENERGY SOLUTIONS, INC., a Nevada corporation (the “Company”), FT SOF HOLDINGS VII LLC (“FTP” and, together with any other Persons that become parties to and bound by this Agreement as an “FTP Investor”, the “FTP Investors”), MR. BARTJE BRUHEIM (“Bruheim”), BIENVILLE ARGENTINA OPPORTUNITIES MASTER FUND, L.P. (“Bienville” and, together with Bruheim, the “Other Investors”), each Person identified on Schedule A hereto and executing a signature page hereto (each, a “Management Stockholder” and, collectively, the “Management Stockholders”) and each other Person who after the date hereof acquires securities of the Company and agrees to become a party to, and bound by, this Agreement as an “FTP Investor”, an “Other Investor” or a “Management S
STOCKHOLDER RIGHTS AGREEMENTStockholder Rights Agreement • June 4th, 2014 • Eco-Stim Energy Solutions, Inc. • Oil & gas field services, nec • New York
Contract Type FiledJune 4th, 2014 Company Industry JurisdictionThis Stockholder Rights Agreement (as executed and as it may be amended, supplemented, restated or otherwise modified from time to time, as provided herein, this “Agreement”), dated as of May 28, 2014, is entered into among ECO-STIM ENERGY SOLUTIONS, INC., a Nevada corporation (the “Company”), ACM EMERGING MARKETS MASTER FUND I, L.P. a Cayman Islands exempted limited partnership (including Persons that become parties to and bound by this Agreement as an “Investor”, the “Investors”), each Person identified on Schedule A hereto and executing a signature page hereto (each, a “Management Stockholder” and, collectively, the “Management Stockholders”) and each other Person who after the date hereof acquires securities of the Company and agrees to become a party to, and bound by, this Agreement as an “Investor” or a “Management Stockholder” by executing a Joinder Agreement. The Investors and the Management Stockholders and their respective Permitted Transferees are each referred to herein as