MODIV INC. Shares of Class C Common Stock DEALER MANAGER AGREEMENTDealer Manager Agreement • June 29th, 2021 • Modiv Inc. • Real estate investment trusts • Delaware
Contract Type FiledJune 29th, 2021 Company Industry JurisdictionTHIS DEALER MANAGER AGREEMENT is entered into and effective as of [ ___], 2021, by and between Modiv Inc., formerly known as RW Holdings NNN REIT, Inc. (the “Company”), and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”, and, together with the Company, the “Parties”) in connection with the offering and sale by the Company of up to $75,000,000 of shares of Class C Common Stock of the Company, subject to increase at the option of the Company (the “Shares”), to “qualified purchasers” as that term is defined in Regulation A promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in a Regulation A – Tier 2 offering (the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.
Escalate Wealth REIT I, Inc. Shares of Common Stock DEALER MANAGER AGREEMENTDealer Manager Agreement • September 1st, 2020 • Escalate Wealth REIT I • Real estate investment trusts • Utah
Contract Type FiledSeptember 1st, 2020 Company Industry JurisdictionTHIS AGREEMENT is entered into as of August 17, 2020 by and among Escalate Wealth REIT I, Inc. (the “Company”), Escalate Wealth, LLC (the “Advisor”) and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”) in connection with the offering and sale by the Company of up to $50,000,000 of shares of common stock of the Company (the “Shares”), subject to increase at the option of the Company, to “qualified investors” as that term is defined in Regulation A promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in a Regulation A+ Tier 2 Offering (the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.
BRIX REIT, INC. Shares of Common Stock DEALER MANAGER AGREEMENTDealer Manager Agreement • June 1st, 2020 • BRIX REIT, Inc. • Real estate investment trusts • Utah
Contract Type FiledJune 1st, 2020 Company Industry JurisdictionTHIS AGREEMENT is entered into as of January 2, 2020 by and among BRIX REIT, Inc. (the “Company”) and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”) in connection with the offering and sale by the Company of up to $36,682,800 of shares of common stock of the Company (the “Shares”), subject to increase at the option of the Company, to “qualified investors” as that term is defined in Regulation A promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in a Regulation A+ Tier 2 Offering (the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.
Concreit Fund I LLC Investor Shares of Membership Interest DEALER MANAGER AGREEMENTDealer Manager Agreement • November 27th, 2019 • Concreit Fund I LLC • Real estate investment trusts • Utah
Contract Type FiledNovember 27th, 2019 Company Industry JurisdictionTHIS AGREEMENT is entered into as of _____________, 2019 by and among Concreit Fund I LLC (the “Company and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”) in connection with the offering and sale by the Company of up to $50,000,000 of investor shares of membership interest in the Company (the “Shares”), subject to increase at the option of the Company, to “qualified investors” as that term is defined in Regulation A of the Securities Act of 1933, as amended (the “Securities Act”) and Regulation A promulgated thereunder (“Regulation A”), in a Regulation A+ Tier 2 Offering (the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.
BRIX REIT, INC. Shares of Common Stock FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • October 31st, 2019 • BRIX REIT, Inc. • Real estate investment trusts • Utah
Contract Type FiledOctober 31st, 2019 Company Industry JurisdictionTHIS AGREEMENT is entered into as of _____________, 2019 by and among BRIX REIT, Inc. (the “Company”) and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”) in connection with the offering and sale by the Company of up to [$] of shares of common stock of the Company (the “Shares”), subject to increase at the option of the Company, to “qualified investors” as that term is defined in Regulation A promulgated under the Securities Act of 1933, as amended (the “Securities Act”), in a Regulation A+ Tier 2 Offering (the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.
Class A and Class D Common Shares DEALER MANAGER AGREEMENTDealer Manager Agreement • June 22nd, 2018 • Platform Ventures Diversified Housing REIT, LLC • Real estate investment trusts • Delaware
Contract Type FiledJune 22nd, 2018 Company Industry JurisdictionTHIS AGREEMENT is entered into as of June 13, 2018 by and among Platform Ventures Diversified Housing REIT, LLC, a Delaware limited liability company (the “Company”), PVDH Manager, LLC, a Delaware limited liability company (the “Advisor”) and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”) in connection with the offering and sale by the Company of up to $50,000,000 of common shares (Class A and Class D) of the Company (the “Shares”), to “qualified purchasers” (as defined in Regulation A (“Regulation A”) of the Securities Act of 1933, as amended (the “Securities Act”)) in an offering pursuant to Regulation A(the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.
KBS GROWTH & INCOME REIT, INC. Shares of Class A Common Stock Accredited investors only DEALER MANAGER AGREEMENTDealer Manager Agreement • October 5th, 2017 • KBS Growth & Income REIT, Inc. • Real estate investment trusts • California
Contract Type FiledOctober 5th, 2017 Company Industry JurisdictionTHIS AGREEMENT is entered into as of September 29, 2017 by and among KBS Growth & Income REIT, Inc. (the “Company”), KBS Capital Advisors, LLC (the “Advisor”) and North Capital Private Securities Corporation (“NCPS” or the “Dealer Manager”) in connection with the offering and sale by the Company of up to $500,000,000 of shares of Class A common stock of the Company (the “Shares”), subject to increase at the option of the Company, to “accredited investors” as that term is defined in the Securities Act of 1933, as amended (the “Securities Act”) and Regulation D promulgated thereunder (“Regulation D”), in a private offering exempt from registration pursuant to Rule 506(c) of Regulation D (the “Offering”). The Company desires for NCPS to act as its agent in connection with the Offering.