BROKER/DEALER AGREEMENT Keeley Investment Corp. 401 South LaSalle Street Suite 1201 Chicago, Illinois 60605 Gentlemen: We desire to enter into an Agreement with you for the sale of of those series of shares of common stock in KEELEY Funds, Inc. (the...Broker/Dealer Agreement • April 28th, 2005 • Keeley Funds, Inc. • Illinois
Contract Type FiledApril 28th, 2005 Company Jurisdiction
BROKER-DEALER AGREEMENT FOR THE SALE OF SHARES OF THE TOCQUEVILLE ALEXIS FUND Ladies and Gentlemen, We are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended) of the offering of shares of beneficial...Broker-Dealer Agreement • February 28th, 2003 • Tocqueville Alexis Trust • New York
Contract Type FiledFebruary 28th, 2003 Company Jurisdiction
BANK AFFILIATED BROKER-DEALER AGREEMENT (FULLY DISCLOSED BASIS) Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We are a broker-dealer registered with the Securities and Exchange Commission under the Securities Exchange...Broker-Dealer Agreement • June 28th, 2000 • Dreyfus Basic Money Market Fund Inc • New York
Contract Type FiledJune 28th, 2000 Company Jurisdiction