INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 16th, 2021 • Advisors Series Trust • Delaware
Contract Type FiledSeptember 16th, 2021 Company JurisdictionThis AGREEMENT is made as of the 15th day of September 2021, by and among First Sentier Investors (Singapore) IM Ltd., a Singaporean corporation located at 79 Robinson Road, #17-01, Singapore 068897 (the “Sub-Adviser”), First Sentier Investors (US) LLC, a Delaware limited liability company located at 10 East 53rd Street, Floor 21, New York, New York, 10022 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 27th, 2021 • Advisors Series Trust • Delaware
Contract Type FiledMay 27th, 2021 Company JurisdictionThis AGREEMENT is made as of the 1st day of June 2021, by and among Brentview Investment Management, LLC, an Illinois limited liability company located at One Northfield Plaza, Suite 522, Northfield, IL 60093 (the “Sub-Adviser”), Semper Capital Management, L.P., a Delaware limited partnership located at 52 Vanderbilt Avenue, Suite 401, New York, NY 10017 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A (the “Fund”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 27th, 2017 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 27th, 2017 Company JurisdictionThis AGREEMENT is made as of the 28th day of February 2017, by and among Colonial First State Asset Management (Australia) Limited, an Australia corporation located at Darling Park, Tower 1, 201 Sussex Street, Sydney NSW 2000 Australia (the “Sub-Adviser”), First State Investments (US) LLC, a Delaware limited liability company located at 599 Lexington Avenue, 17th Floor, New York, New York, 10022 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 25th, 2015 • Advisors Series Trust • Delaware
Contract Type FiledJune 25th, 2015 Company JurisdictionThis AGREEMENT is made effective as of the 13th day of March, 2015, by and among Kortright Capital Partners, L.P., a Delaware limited partnership located at 399 Park Avenue, 38th Floor, New York, NY 10022 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 150-A, Orinda, CA 94563 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 12th, 2014 • Advisors Series Trust • Delaware
Contract Type FiledNovember 12th, 2014 Company JurisdictionThis AGREEMENT is made as of the 20th day of October 2014, by and among William Harris Investors, Inc. a Delaware corporation located at 191 N. Wacker Drive, Chicago, IL 60606 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 150-A, Orinda, CA 94563 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 12th, 2014 • Advisors Series Trust • Delaware
Contract Type FiledNovember 12th, 2014 Company JurisdictionThis AGREEMENT is made as of the 20th day of October 2014, by and among Vivaldi Asset Management, LLC, a Delaware limited liability company located at 1622 Willow Road, Suite101, Northfield, IL 60093 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 150-A, Orinda, CA 94563 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 12th, 2014 • Advisors Series Trust • Delaware
Contract Type FiledNovember 12th, 2014 Company JurisdictionThis AGREEMENT is made as of the 20th day of October 2014, by and among Rothschild Investment Corporation, a Delaware corporation located at 311 South Wacker Drive, Suite 6500, Chicago, IL 60606 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 150-A, Orinda, CA 94563 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 12th, 2014 • Advisors Series Trust • Delaware
Contract Type FiledNovember 12th, 2014 Company JurisdictionThis AGREEMENT is made as of the 20th day of October 2014, by and among Brookmont Capital Management, LLC, a Texas limited liability company located at 2000 McKinney Avenue, Suite 1230, Dallas, TX 75201 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 150-A, Orinda, CA 94563 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2014 • Advisors Series Trust • Delaware
Contract Type FiledJune 27th, 2014 Company JurisdictionThis AGREEMENT is made as of the 20th day of June 2014, by and among Manning & Napier Advisors, LLC a Delaware limited liability company located at 290 Woodcliff Drive, Fairport, NY 14450 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 5th, 2014 • Professionally Managed Portfolios • Delaware
Contract Type FiledMarch 5th, 2014 Company JurisdictionThis AGREEMENT is made as of the day of January 2014, by and among Millrace Asset Group, Inc., a Pennsylvania S Corporation located at 1205 Westlakes Drive, Suite 375, Berwyn, PA 19312 (the “Sub-Adviser”), and Balter Liquid Alternatives, a Delaware limited liability corporation located at 125 High Street, Oliver Street Tower, Suite 802, Boston, MA 02110 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 5th, 2014 • Professionally Managed Portfolios • Delaware
Contract Type FiledMarch 5th, 2014 Company JurisdictionThis AGREEMENT is made as of the day of 2014, by and among Madison Street Partners, LLC, a Delaware limited liability company located at 3200 Cherry Creek South Drive, Suite 360, Denver, CO 80209 (the “Sub-Adviser”), and Balter Liquid Alternatives, a Delaware limited liability corporation located at 125 High Street, Oliver Street Tower, Suite 802, Boston, MA 02110 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 30th, 2013 • Professionally Managed Portfolios • Delaware
Contract Type FiledDecember 30th, 2013 Company JurisdictionThis AGREEMENT is made as of the 31st day of December 2013, by and among Apis Capital Advisors, a Delaware limited liability corporation located at 90 Park Avenue, 18th Floor, New York, NY 10016 (the “Sub-Adviser”), and Balter Liquid Alternatives, a Delaware limited liability corporation located at 125 High Street, Oliver Street Tower, Suite 802, Boston, MA 02110 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 30th, 2013 • Professionally Managed Portfolios • Delaware
Contract Type FiledDecember 30th, 2013 Company JurisdictionThis AGREEMENT is made as of the 31st day of December 2013, by and among Midwood Capital Management, LLC, a Delaware limited liability company located at 20 Custom House St., Suite 610, Boston, MA 02110 (the “Sub-Adviser”), and Balter Liquid Alternatives, a Delaware limited liability corporation located at 125 High Street, Oliver Street Tower, Suite 802, Boston, MA 02110 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 26th, 2013 • Advisors Series Trust • Delaware
Contract Type FiledJune 26th, 2013 Company JurisdictionThis AGREEMENT is made as of the 20th day of December 2012, by and among 2100 Xenon Group, LLC a Delaware limited liability company located at 430 W. Erie, #300, Chicago, IL 60654 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 26th, 2013 • Advisors Series Trust • Delaware
Contract Type FiledJune 26th, 2013 Company JurisdictionThis AGREEMENT is made as of the 1st day of November 2012, by and among Crescat Portfolio Management, LLC a Colorado limited liability company located at 1560 Broadway, Suite 2270, Denver, CO 80202 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 26th, 2013 • Advisors Series Trust • Delaware
Contract Type FiledJune 26th, 2013 Company JurisdictionThis AGREEMENT is made as of the 15th day of April 2013, by and among Glaxis Capital Management, LLC, a Delaware limited liability company located at 443 John Ringling Boulevard, Suite G, Sarasota, FL 34236 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 26th, 2013 • Advisors Series Trust • Delaware
Contract Type FiledJune 26th, 2013 Company JurisdictionThis AGREEMENT is made as of the 26th day of September 2012, by and among Covenant Financial Services, LLC an Oklahoma limited liability company located at 210 Park Avenue, Suite 3000, Oklahoma City, OK 73102 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 24th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledSeptember 24th, 2012 Company JurisdictionThis AGREEMENT is made as of the 20th day of September 2012, by and among Waterloo International Advisors, LLC, a Delaware limited liability company located at 402 Times Building Avenue, Ardmore, PA 19003 (the “Sub-Adviser”), Logan Capital Management, Inc., a Pennsylvania corporation located at Six Coulter Avenue, Suite 2000, Ardmore, PA 19003 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 27th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledJune 27th, 2012 Company JurisdictionThis AGREEMENT is made as of the 28th day of June 2012, by and among Connective Capital Management, LLC a Delaware limited liability company located at 1385 Homer Avenue, Palo Alto, CA 94301 (the “Sub-Adviser”), Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”) and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 27th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledApril 27th, 2012 Company JurisdictionThis AGREEMENT is made as of the 16th day of March 2012, by and among Battenkill Capital Management, Inc. a Delaware corporation located at 34 South Main Street, Allentown, NJ 08501 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 27th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledApril 27th, 2012 Company JurisdictionThis AGREEMENT is made as of the 16th day of March 2012, by and among Crescat Portfolio Management, LLC a Colorado limited liability company located at 1560 Broadway, Suite 2270, Denver, CO 80202 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 27th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledApril 27th, 2012 Company JurisdictionThis AGREEMENT is made as of the 16th day of March 2012, by and among 2100 Xenon Group, LLC a Delaware limited liability company located at 430 W. Erie, #300, Chicago, IL 60654 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 27th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledApril 27th, 2012 Company JurisdictionThis AGREEMENT is made as of the 16th day of March 2012, by and among Sunrise Capital Partners, LLC, a California limited liability corporation located at 12544 High Bluff Drive, Suite 400, San Diego, CA 92130 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability corporation located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 28th, 2012 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2011, by and among Eagle Asset Management Inc., a Florida corporation located at 880 Carillon Parkway, St. Petersburg, FL 33716 (the “Sub-Adviser”), and Envestnet Portfolio Solutions, Inc., a Delaware Corporation located at 75 State Street, 6th Floor, Boston, MA 02109 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 28th, 2012 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2011, by and among Invesco Advisers, Inc., a Delaware corporation located at 1555 Peachtree Street, N.E., Atlanta, GA 30309 (the “Sub-Adviser”), and Envestnet Portfolio Solutions, Inc., a Delaware Corporation located at 75 State Street, 6th Floor, Boston, MA 02109 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 28th, 2012 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2011, by and among Gannet Welsh & Kotler, LLC, a Delaware limited liability company located at 222 Berkeley Street, 15th Floor, Boston, MA 02116 (the “Sub-Adviser”), and Envestnet Portfolio Solutions, Inc., a Delaware Corporation located at 75 State Street, 6th Floor, Boston, MA 02109 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 28th, 2012 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2011, by and among TCW Investment Management Co., a California corporation located at 865 S. Figueroa Street, Suite 1800, Los Angeles, CA 90017 (the “Sub-Adviser”), and Envestnet Portfolio Solutions, Inc., a Delaware Corporation located at 75 State Street, 6th Floor, Boston, MA 02109 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2012 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 28th, 2012 Company JurisdictionThis AGREEMENT is made as of the 9th day of December 2011, by and among Sage Advisory Services, Ltd. Co., a Texas limited liability company located at 5900 Southwest Parkway, Building 1, Suite 100, Austin, TX 78735 (the “Sub-Adviser”), and Envestnet Portfolio Solutions, Inc., a Delaware Corporation located at 75 State Street, 6th Floor, Boston, MA 02109 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 25th, 2011 • Advisors Series Trust • Delaware
Contract Type FiledMarch 25th, 2011 Company JurisdictionThis AGREEMENT is made as of the 31st day of March 2011, by and among M.A. Weatherbie & Co., Inc., a Delaware corporation located at 265 Franklin Street, Suite 1601, Boston, MA 02110 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 25th, 2011 • Advisors Series Trust • Delaware
Contract Type FiledMarch 25th, 2011 Company JurisdictionThis AGREEMENT is made as of the 31st day of March 2011, by and among Aria Partners GP, LLC, a Delaware limited liability company located at 11150 Santa Monica Boulevard, Suite 700, Los Angeles, CA 90025 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 25th, 2011 • Advisors Series Trust • Delaware
Contract Type FiledMarch 25th, 2011 Company JurisdictionThis AGREEMENT is made as of the 31st day of March 2011, by and among GRT Capital Partners, L.L.C., a Delaware limited liability company located at 50 Milk Street, Floor 21, Boston, MA 02109 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 25th, 2011 • Advisors Series Trust • Delaware
Contract Type FiledMarch 25th, 2011 Company JurisdictionThis AGREEMENT is made as of the 31st day of March 2011, by and among SkyView Asset Management, LLC, a New Jersey limited liability company located at 595 Shrewsbury Avenue, Suite 203, Shrewsbury, NJ 07702 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 25th, 2011 • Advisors Series Trust • Delaware
Contract Type FiledMarch 25th, 2011 Company JurisdictionThis AGREEMENT is made as of the 31st day of March 2011, by and among OMT Capital Management, LLC, a Delaware limited liability company located at One Montgomery Street, Suite 3300, San Francisco, CA 94104 (the “Sub-Adviser”), and Orinda Asset Management, LLC, a Delaware limited liability company located at 4 Orinda Way, Suite 180C, Orinda, CA 94563 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 30th, 2009 • Advisors Series Trust • Delaware
Contract Type FiledDecember 30th, 2009 Company JurisdictionAGREEMENT made as of the 27th day of October 2009, by and among Eagle Asset Management, Inc., a Florida corporation located at 880 Carillon Parkway, St. Petersburg, FL 33716 (the “Sub-Adviser”), and FundQuest, Incorporated, a Delaware Corporation located at One Winthrop Square, Boston, MA 02110 (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 27th, 2009 • Advisors Series Trust • Delaware
Contract Type FiledFebruary 27th, 2009 Company JurisdictionAGREEMENT made as of the 19th day of December 2008, and effective as of January 1, 2009, by and among Riazzi Asset Management, LLC, an Ohio limited liability company located at 2331 Far Hills Avenue, Suite 200, Dayton, Ohio 45419 (the “Sub-Adviser”), and FundQuest Incorporated, a Delaware corporation located at 125 High Street, Boston, Massachusetts 02110 (the “Manager”).