Common Contracts

Executing Broker Agreement

Executing Broker Agreement • August 6th, 2020 • New York

• Contract Type
  Executing Broker Agreement
• Filed
  August 6th, 2020
• Jurisdiction
  New York

This Agreement sets forth the terms and conditions under which Raymond James & Associates, Inc., its successors and assigns (the "Clearing Broker") will clear your securities transactions which such broker-dealer as you may designate, from time to time, as your prime broker ("Prime Broker"), provided that the Clearing Broker has entered into a Prime Brokerage agreement with such broker-dealer with respect to your prime brokerage transactions (hereinafter referred to as "Prime Brokerage Transaction(s)").