Common Contracts
38 similar Transfer Agent Servicing Agreement contracts by Trust for Professional Managers, Academy Funds Trust, Advisors Series Trust, others
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 9th, 2015 • Miller/Howard Funds Trust • New York
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 30th, 2015 • Academy Funds Trust • Wisconsin
CHIEF COMPLIANCE OFFICER SUPPORT SERVICES FEE SCHEDULE – Effective December 1, 2011 Chief Compliance Officer Support Services U.S, Bancorp provides support to the Chief Compliance Officer (CCO) of each fund serviced either by U.S. Bancorp Fund Services, LLC or Quasar Distributors, LLC. Indicated below are samples of functions performed by USBFS in this CCO support role: •Business Line Functions Supported • Fund Administration and Compliance • Transfer Agent and Shareholder Services • Fund Accounting • Custody Services • Securities Lending Services • Distribution Services •Daily Resource to Fund CCO, Fund Board, Advisor •Provide USBFS/USB Critical Procedures & Compliance Controls •Daily and Periodic Reporting •Periodic CCO Conference Calls •Dissemination of Industry/Regulatory Information •Client & Business Line CCO Education & Training •Due Diligence Review of USBFS Service Facilities •Quarterly USBFS Certification •Board Meeting Presentation and Board Support •Testing, Documentation,
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 23rd, 2014 • Appleton Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this 21st day of December, 2012, by and between THE APPLETON FUNDS, an Ohio trust (the "Trust") acting for and on behalf of each series as are currently authorized and issued by the Trust or may be authorized and issued by the Trust subsequent to the date of this Agreement (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 14th, 2014 • Trust for Advised Portfolios • Wisconsin
THIS AGREEMENT is made and entered into as of January 1, 2014, by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 18th, 2013 • HCIM Trust • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 5th, 2013 • Loeb King Trust • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 15th, 2012 • YCG Funds • Wisconsin
THIS AGREEMENT is made and entered into as of this ___ day of __________, 2012, by and between YCG FUNDS, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 26th, 2012 • Arden Investment Series Trust • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 1st, 2012 • Hatteras Variable Trust • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 29th, 2011 • Nuveen Investment Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 29th day of November, 2011, by and between NUVEEN INVESTMENT TRUST, a Massachusetts business trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 27th, 2011 • Underlying Funds Trust • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 9th, 2011 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 28th day of April, 2011, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • May 5th, 2011 • Managed Portfolio Series • Wisconsin
THIS AGREEMENT is made and entered into as of this 6th day of April, 2011, by and between MANAGED PORTFOLIO SERIES, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 29th, 2011 • AssetMark Funds II • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 3rd, 2011 • LoCorr Investment Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 14th day of February, 2011, by and between LOCORR INVESTMENT TRUST, an Ohio business trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 11th, 2008 • Trust for Professional Managers • Wisconsin
Charges Paid by Investors – Shareholder accounts will be charged based upon the type of activity and type of account, including the following: Qualified Plan Fees ● $____ /qualified plan acct (Cap at $30.00/SSN) ● $____ /Coverdell ESA acct (Cap at $30.00/SSN) ● $____ /transfer to successor trustee ● $____ /participant distribution (Excluding SWPs) ● $____ /refund of excess contribution ● $____ /reconversion/recharacterization Additional Shareholder Paid Fees ● $____ /outgoing wire transfer ● $____ /overnight delivery ● $ ___ /telephone exchange ● $____ /return check or ACH ● $____ /stop payment ● $ ___ /research request per account (Cap at $____/request) (For requested items of the second calendar year [or previous] to the request)
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 14th, 2008 • Trust for Professional Managers • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 22nd, 2008 • Trust for Professional Managers • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 28th, 2008 • Alpine Series Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 18th day of November, 2005, by and between ALPINE SERIES TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 19th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 13th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 28th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 31st, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of June, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 26th, 2007 • Rainier Investment Management Mutual Funds • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 24th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of June, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, (the “Trust”) on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 29th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of June, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TEXAS CAPITAL VALUE FUNDS, INC. TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 26th, 2007 • Texas Capital Value Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into this 14th day of October, 2005, by and between Texas Capital Value Funds, Inc., a Maryland corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 19th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 18th day of January, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 27th, 2006 • Trust for Professional Managers • Wisconsin
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 22nd, 2006 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this __ day of ________, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 16th, 2006 • Professionally Managed Portfolios • Wisconsin
THIS AGREEMENT is made and entered into as of this 22nd day of June, 2006, by and between PROFESSIONALLY MANAGED PORTFOLIOS, a Massachusetts business trust (the "Trust"), on behalf of the funds listed on the exhibits attached hereto and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • June 28th, 2006 • Advisors Series Trust • Wisconsin
THIS AGREEMENT is made and entered into this 8th day of June, 2006, by and between ADVISORS SERIES TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 27th, 2006 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 26th day of April, 2006, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware business trust, on behalf of its series, the Snow Capital Opportunity Fund (the “Fund”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
