Comstock Resources, Inc. 40,000,000 Shares 1 Common Stock ($0.50 par value) Underwriting AgreementComstock Resources Inc • May 15th, 2020 • Crude petroleum & natural gas • New York
Company FiledMay 15th, 2020 Industry Jurisdiction
EX-1.1 2 reta-ex11_6.htm EX-1.1 UNDERWRITING AG Reata Pharmaceuticals, Inc. 3,000,000 Shares Class A Common Stock ($0.001 par value per share) Underwriting Agreement New York, New York July 24, 2018 Jefferies LLC Leerink Partners LLC Stifel, Nicolaus...New York • May 5th, 2020
Jurisdiction FiledMay 5th, 2020Reata Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom Jefferies LLC, Leerink Partners LLC and Stifel, Nicolaus & Company, Incorporated (together, the “Representatives”) are acting as representatives, 3,000,000 shares of Class A common stock, $0.001 par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 450,000 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the
Millendo Therapeutics, Inc. 4,166,667 Shares Common Stock ($0.001 par value) Underwriting AgreementMillendo Therapeutics, Inc. • December 5th, 2019 • Pharmaceutical preparations • New York
Company FiledDecember 5th, 2019 Industry Jurisdiction
Genocea Biosciences, Inc. [·] Shares of Common Stock ($0.001 par value per share) Underwriting AgreementGenocea Biosciences, Inc. • June 18th, 2019 • Biological products, (no disgnostic substances) • New York
Company FiledJune 18th, 2019 Industry Jurisdiction
AIRCASTLE LIMITED Underwriting AgreementAircastle LTD • June 13th, 2019 • Services-equipment rental & leasing, nec • New York
Company FiledJune 13th, 2019 Industry JurisdictionAircastle Limited, a company incorporated under the laws of Bermuda (the “Company”), proposes to issue and sell to the several parties named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture, dated as of December 5, 2013 (the “Base Indenture”), as supplemented by the seventh supplemental indenture, to be dated as of June 13, 2019 (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”) relating to the issuance of the Securities. To the extent that there are no additional parties listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or the plural as the co
Underwriting AgreementApplied Therapeutics Inc. • April 29th, 2019 • Pharmaceutical preparations • New York
Company FiledApril 29th, 2019 Industry JurisdictionThis press release is not an offer for sale of the securities in the United States or in any other jurisdiction where such offer is prohibited, and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the United States Securities Act of 1933, as amended.
Dermira, Inc. 9,811,321 Shares Common Stock ($0.001 par value) Underwriting AgreementDermira, Inc. • March 20th, 2019 • Pharmaceutical preparations • New York
Company FiledMarch 20th, 2019 Industry JurisdictionDermira, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”) of the Company set forth on Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth on Schedule I hereto (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Any reference herein to the Registration Statement, the Base Prospectus, any Preliminary Prospectus or the Prospectus shall be deemed to refer to and include the documents incorporated by reference therein pursuant to
Proteostasis Therapeutics, Inc. 11,000,000 Shares Common Stock (par value $0.001 per share) Underwriting AgreementProteostasis Therapeutics, Inc. • October 24th, 2018 • Pharmaceutical preparations • New York
Company FiledOctober 24th, 2018 Industry JurisdictionProteostasis Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 11,000,000 shares of its common stock, par value $0.001 per share (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 1,650,000 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requi
Reata Pharmaceuticals, Inc. 3,000,000 Shares Class A Common Stock ($0.001 par value per share) Underwriting AgreementReata Pharmaceuticals Inc • July 26th, 2018 • Pharmaceutical preparations • New York
Company FiledJuly 26th, 2018 Industry JurisdictionReata Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom Jefferies LLC, Leerink Partners LLC and Stifel, Nicolaus & Company, Incorporated (together, the “Representatives”) are acting as representatives, 3,000,000 shares of Class A common stock, $0.001 par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 450,000 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the
Translate Bio, Inc. Shares Common Stock ($0.001 par value per share) Underwriting AgreementTranslate Bio, Inc. • June 12th, 2018 • Biological products, (no disgnostic substances) • New York
Company FiledJune 12th, 2018 Industry JurisdictionThis press release is not an offer for sale of the securities in the United States or in any other jurisdiction where such offer is prohibited, and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the United States Securities Act of 1933, as amended.
BrightView Holdings, Inc. [●] Shares Common Stock ($0.01 par value) Underwriting AgreementBrightView Holdings, Inc. • June 11th, 2018 • Agricultural services • New York
Company FiledJune 11th, 2018 Industry JurisdictionBrightView Holdings, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [●] shares of common stock, $0.01 par value (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [●] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain terms used herein are defined in Section 21 hereof.
Apellis Pharmaceuticals, Inc. Shares Common Stock ($0.0001 par value per share) Underwriting AgreementApellis Pharmaceuticals, Inc. • April 16th, 2018 • Pharmaceutical preparations • New York
Company FiledApril 16th, 2018 Industry JurisdictionApellis Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [•] shares of common stock, $0.0001 par value per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [•] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires.
Proteostasis Therapeutics, Inc. 8,000,000 Shares Common Stock (par value $0.001 per share) Underwriting AgreementProteostasis Therapeutics, Inc. • December 15th, 2017 • Pharmaceutical preparations • New York
Company FiledDecember 15th, 2017 Industry JurisdictionProteostasis Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 8,000,000 shares of its common stock, par value $0.001 per share (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 1,200,000 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requir
Apellis Pharmaceuticals, Inc. Shares Common Stock ($0.0001 par value per share) Underwriting AgreementApellis Pharmaceuticals, Inc. • October 20th, 2017 • Pharmaceutical preparations • New York
Company FiledOctober 20th, 2017 Industry JurisdictionApellis Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, shares of common stock, $0.0001 par value per share (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural
Flexion Therapeutics, Inc. 4,800,000 Shares Common Stock ($0.001 par value) Underwriting AgreementFlexion Therapeutics Inc • October 12th, 2017 • Pharmaceutical preparations • New York
Company FiledOctober 12th, 2017 Industry JurisdictionFlexion Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of its common stock, $0.001 par value (“Common Stock”) set forth in Schedule I hereto opposite the heading “Number of Underwritten Securities to be sold by the Company” (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto opposite the heading “Number of Option Securities to be sold by the Company” (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Any reference herein to the Registration Statement, the
3,250,000 Shares Class A Common Stock ($0.001 par value per share) Underwriting AgreementReata Pharmaceuticals Inc • July 28th, 2017 • Pharmaceutical preparations • New York
Company FiledJuly 28th, 2017 Industry JurisdictionReata Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom Jefferies LLC, Leerink Partners LLC and Stifel, Nicolaus & Company, Incorporated (together, the “Representatives”) are acting as representatives, 3,250,000 shares of Class A common stock, $0.001 par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 487,500 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the
Gardner Denver Holdings, Inc. 41,300,000 Shares Common Stock ($0.01 par value) Underwriting AgreementGardner Denver Holdings, Inc. • May 3rd, 2017 • General industrial machinery & equipment • New York
Company FiledMay 3rd, 2017 Industry JurisdictionGardner Denver Holdings, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 41,300,000 shares of common stock, $0.01 par value (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 6,195,000 additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain terms used herein are defined in Section 21 hereof.
Uniti Group Inc. 16,981,133 Shares Common Stock ($0.0001 par value) Underwriting AgreementUniti Group Inc. • April 25th, 2017 • Real estate investment trusts • New York
Company FiledApril 25th, 2017 Industry Jurisdiction
Calithera Biosciences, Inc. 6,830,000 Shares Common Stock ($0.0001 par value) Underwriting AgreementCalithera Biosciences, Inc. • March 22nd, 2017 • Pharmaceutical preparations • New York
Company FiledMarch 22nd, 2017 Industry JurisdictionCalithera Biosciences, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative, 6,830,000 shares of common stock, $ 0.0001 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 1,024,500 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representative as used herein shall mean you, as Underwriter, and the terms Representative and Underwriters shall mean either the singular or plural as the context requires. Certain terms use
AIRCASTLE LIMITED Underwriting AgreementAircastle LTD • March 10th, 2017 • Services-equipment rental & leasing, nec • New York
Company FiledMarch 10th, 2017 Industry JurisdictionAircastle Limited, a company incorporated under the laws of Bermuda (the “Company”), proposes to issue and sell to the several parties named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the principal amount of its securities identified in Schedule I hereto (the “Securities”), to be issued under an indenture, dated as of December 5, 2013 (the “Base Indenture”), as supplemented by the fifth supplemental indenture, to be dated as of March 20, 2017 (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”) between the Company and Wells Fargo Bank, National Association, as trustee (the “Trustee”) relating to the issuance of the Securities. To the extent that there are no additional parties listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or the plural as the con
Dermira, Inc. 5,000,000 Shares Common Stock ($0.001 par value) Underwriting AgreementDermira, Inc. • March 2nd, 2017 • Pharmaceutical preparations • New York
Company FiledMarch 2nd, 2017 Industry JurisdictionDermira, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representative”) are acting as representative, the number of shares of common stock, $0.001 par value (“Common Stock”) of the Company set forth on Schedule I hereto (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth on Schedule I hereto (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representative as used herein shall mean you, as Underwriters, and the term Underwriters shall mean either the singular or
AMC ENTERTAINMENT HOLDINGS, INC. 19,047,619 Shares Class A Common Stock ($0.01 par value) Underwriting AgreementAmc Entertainment Holdings, Inc. • February 13th, 2017 • Services-motion picture theaters • New York
Company FiledFebruary 13th, 2017 Industry Jurisdiction
Flexion Therapeutics, Inc. 3,600,000 Shares Common Stock ($0.001 par value) Underwriting AgreementFlexion Therapeutics Inc • November 16th, 2016 • Pharmaceutical preparations • New York
Company FiledNovember 16th, 2016 Industry JurisdictionFlexion Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of its common stock, $0.001 par value (“Common Stock”) set forth in Schedule I hereto opposite the heading “Number of Underwritten Securities to be sold by the Company” (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto opposite the heading “Number of Option Securities to be sold by the Company” (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters liste
Proteostasis Therapeutics, Inc. [●] Shares Common Stock (par value $0.001 per share) Underwriting AgreementProteostasis Therapeutics, Inc. • August 31st, 2016 • Pharmaceutical preparations • New York
Company FiledAugust 31st, 2016 Industry JurisdictionProteostasis Therapeutics, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, [●] shares of its common stock, par value $0.001 per share (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [●] additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Certain
Oncobiologics, Inc. [________] Shares1 Common Stock ($0.01 par value) Underwriting AgreementOncobiologics, Inc. • April 27th, 2016 • Biological products, (no disgnostic substances) • New York
Company FiledApril 27th, 2016 Industry Jurisdiction
Mercury Systems, Inc. 4,500,000 Shares Common Stock ($0.01 par value) plus an option to purchase from the Company up to 675,000 shares of Common Stock Underwriting AgreementMercury Systems Inc • April 8th, 2016 • Electronic components & accessories • New York
Company FiledApril 8th, 2016 Industry JurisdictionMercury Systems, Inc., a corporation organized under the laws of Massachusetts (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.01 par value (“Common Stock”), of the Company set forth in Schedule I hereto (the “Securities”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Unde
Underwriting AgreementWeatherford International PLC • March 3rd, 2016 • Oil & gas field machinery & equipment • New York
Company FiledMarch 3rd, 2016 Industry JurisdictionThis letter is being delivered to you in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”), by and among Weatherford International public limited company, an Irish public limited company (the “Company”), and each of you as representatives of a group of Underwriters named therein, relating to an underwritten public offering of ordinary shares, par value $0.001 USD per share (the “Ordinary Shares”), of the Company.
Epizyme, Inc. 13,333,334 Shares Common Stock ($0.0001 par value) Underwriting AgreementEpizyme, Inc. • January 7th, 2016 • Pharmaceutical preparations • New York
Company FiledJanuary 7th, 2016 Industry JurisdictionEpizyme, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 13,333,334 shares of its common stock, $0.0001 par value (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 2,000,000 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Certain terms used her
First Data Corporation 160,000,000 Shares Class A Common Stock ($0.01 par value) Underwriting AgreementFirst Data Corp • October 1st, 2015 • Services-business services, nec • New York
Company FiledOctober 1st, 2015 Industry JurisdictionFirst Data Corporation, a Delaware corporation (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 160,000,000 shares of Class A common stock, $0.01 par value (“Class A Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 24,000,000 additional shares of Class A Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Certain terms used herein are defined in Section 22 hereof.
Genocea Biosciences, Inc. 3,850,000 Shares Common Stock ($0.001 par value) Underwriting AgreementGenocea Biosciences, Inc. • July 30th, 2015 • Biological products, (no disgnostic substances) • New York
Company FiledJuly 30th, 2015 Industry JurisdictionGenocea Biosciences, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 3,850,000 shares of common stock, $0.001 par value (“Common Stock”), of the Company (such shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 577,500 additional shares of Common Stock, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requir
Catabasis Pharmaceuticals, Inc. Shares Common Stock ($0.001 par value per share) Underwriting AgreementCatabasis Pharmaceuticals Inc • June 11th, 2015 • Pharmaceutical preparations • New York
Company FiledJune 11th, 2015 Industry JurisdictionCatabasis Pharmaceuticals, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plura
Raptor Pharmaceutical Corp. 9,500,000 Shares Common Stock ($0.001 par value) Underwriting AgreementRaptor Pharmaceutical Corp • April 3rd, 2015 • Pharmaceutical preparations • New York
Company FiledApril 3rd, 2015 Industry JurisdictionRaptor Pharmaceutical Corp., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, the number of shares of common stock, $0.001 par value (“Common Stock”), of the Company set forth in Schedule I hereto (the “Securities”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to the number of additional shares of Common Stock set forth in Schedule I hereto (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Un
Epizyme, Inc. 6,000,000 Shares Common Stock ($0.0001 par value) Underwriting AgreementEpizyme, Inc. • March 18th, 2015 • Pharmaceutical preparations • New York
Company FiledMarch 18th, 2015 Industry JurisdictionEpizyme, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule II hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 6,000,000 shares of its common stock, $0.0001 par value (“Common Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 900,000 additional shares of Common Stock (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule II other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requires. Certain terms used herein
Genocea Biosciences, Inc. 5,454,545 Shares Common Stock ($0.001 par value) Underwriting AgreementGenocea Biosciences, Inc. • March 12th, 2015 • Biological products, (no disgnostic substances) • New York
Company FiledMarch 12th, 2015 Industry JurisdictionGenocea Biosciences, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you (the “Representatives”) are acting as representatives, 5,454,545 shares of common stock, $0.001 par value (“Common Stock”), of the Company (such shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to 818,181 additional shares of Common Stock, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singular or plural as the context requir
AltheaDx, Inc. [—] Shares Common Stock ($0.0001 par value) Underwriting AgreementAltheaDx, Inc. • January 23rd, 2015 • Services-medical laboratories • New York
Company FiledJanuary 23rd, 2015 Industry JurisdictionAltheaDx, Inc., a corporation organized under the laws of Delaware (the “Company”), proposes to sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom Citigroup Global Markets Inc. and Jefferies LLC (the “Representatives”) are acting as representatives, [—] shares of common stock, $0.0001 par value (“Common Stock”) of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to [—] additional shares of Common Stock to cover over-allotments, if any (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). To the extent there are no additional Underwriters listed on Schedule I other than you, the term Representatives as used herein shall mean you, as Underwriters, and the terms Representatives and Underwriters shall mean either the singu