JPMorgan Chase Bank, National Association New York BranchBase Call Option Transaction • March 16th, 2021 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies
Contract Type FiledMarch 16th, 2021 Company IndustryTo: Invacare Corporation One Invacare WayElyria, Ohio 44035Attention: Chief Financial OfficerTelephone No.: (440) 329-6000 From: JPMorgan Chase Bank, National Association, New York Branch Re: Base Call Option Transaction Date: March 11, 2021
Morgan Stanley & Co. LLC New York, NY 10036Base Call Option Transaction • March 16th, 2021 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies
Contract Type FiledMarch 16th, 2021 Company IndustryTo: Invacare Corporation One Invacare WayElyria, Ohio 44035Attention: Chief Financial OfficerTelephone No.: (440) 329-6000 From: Morgan Stanley & Co. LLC Re: Base Call Option Transaction Date: March 11, 2021
JPMorgan Chase Bank, National AssociationBase Call Option Transaction • June 12th, 2018 • Avaya Holdings Corp. • Telephone & telegraph apparatus • New York
Contract Type FiledJune 12th, 2018 Company Industry JurisdictionThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between JPMorgan Chase Bank, National Association, London Branch (“Dealer”) and Avaya Holdings Corp. (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. Each party further agrees that this Confirmation together with the Agreement evidence a complete binding agreement between Counterparty and Dealer as to the subject matter and terms of the Transaction to which this Confirmation relates, and shall supersede all prior or contemporaneous written or oral communications with respect thereto.
Bank of America, N.A.Base Call Option Transaction • January 22nd, 2018 • Patrick Industries Inc • Millwood, veneer, plywood, & structural wood members
Contract Type FiledJanuary 22nd, 2018 Company IndustryThe definitions and provisions contained in the 2002 ISDA Equity Derivatives Definitions (the “Equity Definitions”), as published by the International Swaps and Derivatives Association, Inc. (“ISDA”) are incorporated into this Confirmation. In the event of any inconsistency between the Equity Definitions and this Confirmation, this Confirmation shall govern. Certain defined terms used herein are based on terms that are defined in the Offering Memorandum dated January 17, 2018 (the “Offering Memorandum”) relating to the Convertible Senior Notes due 2023 (as originally issued by Counterparty, the “Convertible Notes” and each USD 1,000 principal amount of Convertible Notes, a “Convertible Note”) issued by Counterparty in an aggregate initial principal amount of USD 150,000,000 (as increased by up to an aggregate principal amount of USD 22,500,000 if and to the extent that the Initial Purchasers (as defined below) exercise their option to purchase additional Convertible Notes pursuant to t
JPMorgan Chase Bank, National Association London Branch Canary Wharf London E14 5JP EnglandBase Call Option Transaction • February 1st, 2017 • Horizon Global Corp • Motor vehicle parts & accessories • New York
Contract Type FiledFebruary 1st, 2017 Company Industry JurisdictionThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between JPMorgan Chase Bank, National Association, London Branch (“Dealer”) and Horizon Global Corporation (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. Each party further agrees that this Confirmation together with the Agreement evidence a complete binding agreement between Counterparty and Dealer as to the subject matter and terms of the Transaction to which this Confirmation relates, and shall supersede all prior or contemporaneous written or oral communications with respect thereto.
June 30, 2016Base Call Option Transaction • July 6th, 2016 • Intercept Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJuly 6th, 2016 Company Industry JurisdictionThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between Credit Suisse Capital LLC (“Dealer”), represented by Credit Suisse Securities (USA) LLC (“Agent”) as its agent, and Intercept Pharmaceuticals, Inc. (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for the Transaction.
June 7, 2016Base Call Option Transaction • June 13th, 2016 • Nevro Corp • Surgical & medical instruments & apparatus
Contract Type FiledJune 13th, 2016 Company IndustryThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between Morgan Stanley & Co. International plc (“Dealer”) and Nevro Corp. (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. Each party further agrees that this Confirmation together with the Agreement evidence a complete binding agreement between Counterparty and Dealer as to the subject matter and terms of the Transaction to which this Confirmation relates, and shall supersede all prior or contemporaneous written or oral communications with respect thereto.
March 9, 2016Base Call Option Transaction • March 15th, 2016 • Unisys Corp • Services-computer integrated systems design
Contract Type FiledMarch 15th, 2016 Company IndustryThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between JPMorgan Chase Bank, National Association, London Branch (“Dealer”) and Unisys Corporation (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. Each party further agrees that this Confirmation together with the Agreement evidence a complete binding agreement between Counterparty and Dealer as to the subject matter and terms of the Transaction to which this Confirmation relates, and shall supersede all prior or contemporaneous written or oral communications with respect thereto.
Wells Fargo Bank, National Association (“Dealer”) New York, NY 10152 Attn: Structuring Services GroupBase Call Option Transaction • February 23rd, 2016 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies
Contract Type FiledFebruary 23rd, 2016 Company IndustryThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between Dealer and Invacare Corporation (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for the Transaction.
JPMorgan Chase Bank, National AssociationBase Call Option Transaction • February 23rd, 2016 • Invacare Corp • Orthopedic, prosthetic & surgical appliances & supplies
Contract Type FiledFebruary 23rd, 2016 Company IndustryThe purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the call option transaction entered into between JPMorgan Chase Bank, National Association, London Branch (“Dealer”) and Invacare Corporation (“Counterparty”) as of the Trade Date specified below (the “Transaction”). This letter agreement constitutes a “Confirmation” as referred to in the ISDA Master Agreement specified below. This Confirmation shall replace any previous agreements and serve as the final documentation for the Transaction.