Common Contracts
2 similar Prime Broker Margin Account Agreement contracts by Hartford Mutual Funds Inc/Ct
EX-99.B.G.(II) 5 a14-19089_1ex99dbdgdii.htm EX-99.B.G.(II) EXECUTION COPY Account No. RR# PRIME BROKER MARGIN ACCOUNT AGREEMENTPrime Broker Margin Account Agreement • May 5th, 2020 • New York
DEUTSCHE BANK SECURITIES INC. (“DBSI”), THE HARTFORD MUTUAL FUNDS, INC., solely on behalf of its series Hartford Long/Short Global Equity Fund (the “Counterparty”) and HARTFORD FUNDS MANAGEMENT COMPANY, LLC, in its capacity as investment manager of Counterparty, and in its individual capacity solely with respect to Section 3(B) (the “Manager”), hereby enter into this Prime Broker Margin Account Agreement (this “Agreement”), dated as of the date specified on the signature page. “DB Entities” as used in this Agreement means DBSI along with DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”), DEUTSCHE BANK AG, ACTING THROUGH ITS LONDON BRANCH (“DBL”), Deutsche Bank AG (“DBAG”) (including any branch thereof), and any of the current and future subsidiaries, parents, affiliates, and divisions of the foregoing entities, either collectively or individually, as the context requires.
PRIME BROKER MARGIN ACCOUNT AGREEMENTPrime Broker Margin Account Agreement • August 29th, 2014 • Hartford Mutual Funds Inc/Ct • New York
DEUTSCHE BANK SECURITIES INC. (“DBSI”), THE HARTFORD MUTUAL FUNDS, INC., solely on behalf of its series Hartford Long/Short Global Equity Fund (the “Counterparty”) and HARTFORD FUNDS MANAGEMENT COMPANY, LLC, in its capacity as investment manager of Counterparty, and in its individual capacity solely with respect to Section 3(B) (the “Manager”), hereby enter into this Prime Broker Margin Account Agreement (this “Agreement”), dated as of the date specified on the signature page. “DB Entities” as used in this Agreement means DBSI along with DEUTSCHE BANK AG, NEW YORK BRANCH (“DBNY”), DEUTSCHE BANK AG, ACTING THROUGH ITS LONDON BRANCH (“DBL”), Deutsche Bank AG (“DBAG”) (including any branch thereof), and any of the current and future subsidiaries, parents, affiliates, and divisions of the foregoing entities, either collectively or individually, as the context requires.
