SUBADVISORY AGREEMENTSubadvisory Agreement • December 12th, 2014 • Northern Lights Fund Trust • Washington
Contract Type FiledDecember 12th, 2014 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 11th day of November, 2014, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, INC. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • July 28th, 2014 • Northern Lights Fund Trust • Pennsylvania
Contract Type FiledJuly 28th, 2014 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 24th day of September, 2013, by and between DEARBORN CAPITAL MANAGEMENT (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 626 West Jackson Street, Chicago, IL 60611 and EMC CAPITAL MANAGEMENT (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 626 West Jackson, Suite 600, Chicago, Illinois 60661, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • January 24th, 2014 • Northern Lights Fund Trust • Washington
Contract Type FiledJanuary 24th, 2014 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 12th day of November, 2013, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, INC. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust • California
Contract Type FiledDecember 23rd, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of , September 24, 2013 (the “Effective Date”), by and between Altegris Advisors, L.L.C. (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1200 Prospect Street, Suite 550, La Jolla, California 92037, and American Asset Investment Management (the “Subadviser”), a Delaware limited partnership registered under the Advisers Act, located at 11455 El Camino Real, Suite 140, San Diego, CA 92130, with respect to the Fund listed on Schedule A hereto (the “Fund”), a series of the Northern Lights Fund Trust, a Delaware statutory trust (the “Trust”). The Adviser and Subadviser are each individually a “Party” and collectively the “Parties”.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 23rd, 2013 • Northern Lights Fund Trust • Pennsylvania
Contract Type FiledDecember 23rd, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 29th day of August, 2013, by and between CLARK CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103 and MAIN POINT ADVISORS INC. (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 20th, 2013 • Northern Lights Fund Trust • Washington
Contract Type FiledDecember 20th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of this 12th day of November, 2013, by and between GENESIS CAPITAL, LLC (the "Adviser"), a Washington limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 7191 Wagner Way NW, Suite 302, Gig Harbor, WA 98335 and ANCHOR CAPITAL MANAGEMENT GROUP, INC. (the “Subadviser”), a Corporation organized under the laws of California and also registered under the Advisers Act, located at 15 Enterprise, Suite 450, Aliso Viejo, California 92656, with respect to Anchor Alternative Income Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 13th, 2013 • Advisors Preferred Trust • Delaware
Contract Type FiledDecember 13th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 29th day of October, 2013 by and between Advisors Preferred, LLC (the “Adviser”), a Maryland limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Spectrum Financial, Inc., a corporation domiciled in the Commonwealthof Virginia (the “Subadviser”) (the Adviser and the Subadviser, collectively, the “Parties”) and also registered under the Advisers Act, with respect to Spectrum Low Volatility Fund (the “Fund”), a series of the ADVISORS PREFERRED TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • November 15th, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledNovember 15th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 3rd day of November, 2010, by and between DE KONING & COMPANY, LLC d/b/a BBW CAPITAL ADVISORS (the “Adviser”), a Colorado limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and LOOMIS, SAYLES & COMPANY, L.P., a limited partnership organized under the laws of Massachusetts, located at One Financial Center, Boston, Massachusetts 02111 (the “Subadviser”) and also registered under the Advisers Act, with respect to the TransWestern Institutional Short Duration Government Bond Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • October 9th, 2013 • Northern Lights Fund Trust • Delaware
Contract Type FiledOctober 9th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 11th day of June, 2010, by and between Princeton Fund Advisors, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and 6800 Capital, L.L.C., a limited liability company organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to Princeton Futures Strategy Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
FORM OF SUBADVISORY AGREEMENTSubadvisory Agreement • August 20th, 2013 • Northern Lights Fund Trust • New York
Contract Type FiledAugust 20th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of this XX day of August, 2013, by and between CLARK CAPITAL MANAGEMENT GROUP, INC. (the "Adviser"), a corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103 and Main Point Advisors, LLC (the “Subadviser”), a limited liability company registered under the Advisers Act, located at 1650 Market Street, 53rd Floor, Philadelphia, PA 19103, with respect to each Fund listed on Schedule A hereto (each, a “Fund”), each a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • January 4th, 2013 • Advisors Preferred Trust • Delaware
Contract Type FiledJanuary 4th, 2013 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 27th day of November, 2012, by and between Advisors Preferred, LLC (the “Adviser”), a Maryland limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Price Capital Management, Inc., a corporation domiciled in the state of Louisiana (the “Subadviser”) (the Adviser and the Subadviser, collectively, the “Parties”) and also registered under the Advisers Act, with respect to OnTrack Core Fund (the “Fund”), a series of the ADVISORS PREFERRED TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • September 20th, 2011 • Northern Lights Fund Trust Ii • Delaware
Contract Type FiledSeptember 20th, 2011 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 17th day of May, 2011, by and between Advisors Preferred, LLC (the “Adviser”), a Maryland limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Hundredfold Advisors, LLC, a Virginia limited liability company organized under the laws of Virginia (the “Subadviser”) and also registered under the Advisers Act, with respect to Hundredfold Select Alternative Fund, Hundredfold Select Global Fund, Hundredfold Select Equity Fund (each a “Fund”, collectively the “Funds”), a series of the NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • August 3rd, 2011 • Northern Lights Fund Trust Ii • Delaware
Contract Type FiledAugust 3rd, 2011 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 17th day of May, 2011, by and between Advisors Preferred, LLC (the “Adviser”), a Maryland limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Hundredfold Advisors, LLC, a Virginia limited liability company organized under the laws of Virginia (the “Subadviser”) and also registered under the Advisers Act, with respect to Hundredfold Select Alternative Fund, Hundredfold Select Global Fund, Hundredfold Select Equity Fund (each a “Fund”, collectively the “Funds”), a series of the NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 2nd, 2010 • Northern Lights Fund Trust • Delaware
Contract Type FiledDecember 2nd, 2010 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 3rd day of November, 2010, by and between DE KONING & COMPANY, LLC d/b/a BBW CAPITAL ADVISORS (the “Adviser”), a Colorado limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and LOOMIS, SAYLES & COMPANY, L.P., a limited partnership organized under the laws of Massachusetts, located at One Financial Center, Boston, Massachusetts 02111 (the “Subadviser”) and also registered under the Advisers Act, with respect to the TransWestern Institutional Short Duration Government Bond Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).
SUBADVISORY AGREEMENTSubadvisory Agreement • June 15th, 2010 • Northern Lights Fund Trust • Delaware
Contract Type FiledJune 15th, 2010 Company JurisdictionTHIS AGREEMENT is made and entered into as of the 11th day of June, 2010, by and between Mount Yale Asset Management, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and 6800 Capital, L.L.C., a limited liability company organized under the laws of Delaware (the “Subadviser”) and also registered under the Advisers Act, with respect to Princeton Futures Strategy Fund (the “Fund”), a series of the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”).