TERMS OF BUSINESS AGREEMENTTerms of Business Agreement • March 17th, 2023 • England
Contract Type FiledMarch 17th, 2023 JurisdictionThis Agreement specifies the Terms under which the Sub Agent will introduce to the Underwriting Agent business on behalf of its clients which it wishes to be placed by the Underwriting Agent with either Lloyd’s Brokers, Lloyd’s Syndicates or Insurance Companies, “the Insurer/s”. It is a condition precedent to this Agreement that the Sub Agent is authorised and regulated by the Financial Conduct Authority (FCA), or any successor regulatory bodies and by individual consideration; the Isle of Man, Guernsey or Jersey regulatory bodies, and complies at all times with the regulatory requirements relating to, but not limited to status, product disclosure, disclosure of commission, fees, placing of Insurance business, claims handling, premium and claims accounting of all business as required by the FCA’s Insurance Conduct of Business Sourcebook (ICOBS) rules and other applicable legal, licencing and regulatory requirements including the Data Protection Act 2018, Money Laundering Regulations 20
TERMS OF BUSINESS AGREEMENTTerms of Business Agreement • December 20th, 2021 • England
Contract Type FiledDecember 20th, 2021 JurisdictionThis Agreement specifies the Terms under which the Sub Agent will introduce to the Underwriting Agent business on behalf of its clients which it wishes to be placed by the Underwriting Agent with either Lloyd’s Brokers, Lloyd’s Syndicates or Insurance Companies, “the Insurer/s”. It is a condition precedent to this Agreement that the Sub Agent is authorised and regulated by the Financial Conduct Authority (FCA), or any successor regulatory bodies and by individual consideration; the Isle of Man, Guernsey or Jersey regulatory bodies, and complies at all times with the regulatory requirements relating to, but not limited to status, product disclosure, disclosure of commission, fees, placing of Insurance business, claims handling, premium and claims accounting of all business as required by the FCA’s Insurance Conduct of Business Sourcebook (ICOBS) rules and other applicable legal, licencing and regulatory requirements including the Data Protection Act 2018, Money Laundering Regulations 20
TERMS OF BUSINESS AGREEMENTTerms of Business Agreement • July 17th, 2019 • England
Contract Type FiledJuly 17th, 2019 JurisdictionThis Agreement specifies the Terms under which the Sub Agent will introduce to the Underwriting Agent business on behalf of its clients which it wishes to be placed by the Underwriting Agent with either Lloyd’s Brokers, Lloyd’s Syndicates or Insurance Companies, “the Insurer/s”. It is a condition precedent to this Agreement that the Sub Agent is authorised and regulated by the Financial Conduct Authority (FCA), or any successor regulatory bodies and by individual consideration; the Isle of Man, Guernsey or Jersey regulatory bodies, and complies at all times with the regulatory requirements relating to, but not limited to status, product disclosure, disclosure of commission, fees, placing of Insurance business, claims handling, premium and claims accounting of all business as required by the FCA’s Insurance Conduct of Business Sourcebook (ICOBS) rules and other applicable legal, licencing and regulatory requirements including the Data Protection Act 1998, Money Laundering Regulations 20
TERMS OF BUSINESS AGREEMENTTerms of Business Agreement • December 20th, 2017 • England
Contract Type FiledDecember 20th, 2017 JurisdictionThis Agreement specifies the Terms under which the Sub Agent will introduce to the Underwriting Agent business on behalf of its clients which it wishes to be placed by the Underwriting Agent with either Lloyd’s Brokers, Lloyd’s Syndicates or Insurance Companies, “the Insurer/s”. It is a condition precedent to this Agreement that the Sub Agent is authorised and regulated by the Financial Conduct Authority (FCA), or any successor regulatory bodies and by individual consideration; the Isle of Man, Guernsey or Jersey regulatory bodies, and complies at all times with the regulatory requirements relating to, but not limited to status, product disclosure, disclosure of commission, fees, placing of Insurance business, claims handling, premium and claims accounting of all business as required by the FCA’s Insurance Conduct of Business Sourcebook (ICOBS) rules and other applicable legal, licencing and regulatory requirements including the Data Protection Act 1998, Money Laundering Regulations 20