CONSULTING AGREEMENTConsulting Agreement • October 28th, 2024 • Dupree Mutual Funds • Nebraska
Contract Type FiledOctober 28th, 2024 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated February 23, 2023 (the “Effective Date”), is entered into by and between DUPREE MUTUAL FUNDS, a Kentucky business trust having its office and principal place of business at 125 South Mill Street, Vine Center, Suite 100, Lexington, Kentucky 40507 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • June 27th, 2024 • Ultimus Managers Trust • Nebraska
Contract Type FiledJune 27th, 2024 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated July 18, 2023 (the “Effective Date”), is entered into by and between ULTIMUS MANAGERS TRUST, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • April 29th, 2024 • Longleaf Partners Funds Trust • Nebraska
Contract Type FiledApril 29th, 2024 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated effective May 1, 2024 (the “Effective Date”), is entered into by and between LONGLEAF PARTNERS FUNDS TRUST, a Massachusetts business trust having its office and principal place of business at 6410 Poplar Avenue, Suite 900, Memphis, Tennessee 38119 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • January 29th, 2024 • Atlas U.S. Tactical Income Fund • Nebraska
Contract Type FiledJanuary 29th, 2024 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated August 1, 2023 (the “Effective Date”), is entered into by and between ATLAS U.S. TACTICAL INCOME FUND, INC., a registered investment company having its office and principal place of business at Buchanan Office Center, Road 165 #40, Suite 201, Guaynabo, Puerto Rico 00968 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
CONSULTING AGREEMENTConsulting Agreement • October 30th, 2023 • Hussman Investment Trust • Nebraska
Contract Type FiledOctober 30th, 2023 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated April 1, 2023 (the “Effective Date”), is entered into by and between HUSSMAN INVESTMENT TRUST, an Ohio business trust having its office and principal place of business at 6021 University Boulevard, Suite 490, Ellicott City, Maryland 21043 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • October 27th, 2023 • Dupree Mutual Funds • Nebraska
Contract Type FiledOctober 27th, 2023 Company JurisdictionTHIS CONSULTlNG AGREEMENT (this “Agreement”) dated [XXXX] are (the “Effective Date”), is entered into by and between DUPREE MUTUAL FUNDS, a Kentucky business trust having its office and principal place of business at 125 South Mill Street, Vine Center, Suite 100, Lexington, Kentucky 40507 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • September 26th, 2023 • Grandeur Peak Global Trust • Delaware
Contract Type FiledSeptember 26th, 2023 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated February 23, 2023 (the “Effective Date”), is entered into by and between GRANDEUR PEAK GLOBAL TRUST, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • February 28th, 2023 • Centaur Mutual Funds Trust • Nebraska
Contract Type FiledFebruary 28th, 2023 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated September 26, 2022 (the “Effective Date”), is entered into by and between CENTAUR MUTUAL FUNDS TRUST, a Delaware statutory trust having its office and principal place of business at 475 Park Avenue South, 9th Floor, New York, New York 10016 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • December 29th, 2022 • Capitol Series Trust • Nebraska
Contract Type FiledDecember 29th, 2022 Company JurisdictionTHIS AMENDED AND RESTATED CONSULTING AGREEMENT (this “Agreement”) dated September 14, 2022 (the “Effective Date”), is entered into by and between CAPITOL SERIES TRUST, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • December 14th, 2022 • RM Opportunity Trust • Nebraska
Contract Type FiledDecember 14th, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated November 22, 2022 (the “Effective Date”), is entered into by and between RM OPPORTUNITY TRUST, a Delaware statutory trust having its office and principal place of business at 2245 Texas Dr., Suite 300, Sugar Land, TX 77479 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • October 28th, 2022 • CRM Mutual Fund Trust • New York
Contract Type FiledOctober 28th, 2022 Company JurisdictionTHIS AMENDED AND RESTATED CONSULTING AGREEMENT (this “Agreement”) dated October 28, 2021 (the “Effective Date”), amended and restated December 10, 2021, is entered into by and between CRM Mutual Fund Trust, a Delaware statutory trust having its office and principal place of business at c/o Cramer Rosenthal McGlynn, LLC, 28 Havemeyer Place, Greenwich, CT 06830 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • June 29th, 2022 • Northern Lights Fund Trust Ii • Nebraska
Contract Type FiledJune 29th, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Original Effective Date”) as amended and restated on April 1, 2022 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • June 14th, 2022 • Northern Lights Fund Trust Iii • Nebraska
Contract Type FiledJune 14th, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Original Effective Date”), as amended and restated on April 1, 2022 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • June 3rd, 2022 • Centaur Mutual Funds Trust • Nebraska
Contract Type FiledJune 3rd, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated March ____, 2022 (the “Effective Date”), is entered into by and between CENTAUR MUTUAL FUNDS TRUST, a Delaware statutory trust having its office and principal place of business at Southlake Town Square, 1460 Main Street, Suite 234, Southlake, TX 756092 (the “Trust”) and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • April 22nd, 2022 • Cantor Select Portfolios Trust • New York
Contract Type FiledApril 22nd, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated April 1, 2022 (the “Effective Date”), is entered into by and between CANTOR SELECT PORTFOLIOS TRUST, a Delaware statutory trust having its office and principal place of business at 110 Crescent Court, Suite 150, Dallas, Texas 75201 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • April 22nd, 2022 • Northern Lights Fund Trust Iii • Nebraska
Contract Type FiledApril 22nd, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Original Effective Date”), as amended and restated on April 1, 2022 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • April 12th, 2022 • Two Roads Shared Trust • Nebraska
Contract Type FiledApril 12th, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated February 1, 2017 (the “Original Effective Date”) as amended and restated on April 1, 2022 (the “Effective Date”), is entered into by and between TWO ROADS SHARED TRUST, a Delaware statutory trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • January 11th, 2022 • VELA Funds • Nebraska
Contract Type FiledJanuary 11th, 2022 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated September 22, 2020 (the “Effective Date”), is entered into by and among VELA Investment Management, LLC, a Delaware limited liability company having its office and principal place of business at 220 Market Street, Suite 208, New Albany, Ohio 43054 (the “Adviser”), VELA Funds, a Delaware statutory trust having its office and principal place of business at 220 Market Street, Suite 208, New Albany, Ohio 43054 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • December 22nd, 2021 • Capitol Series Trust • Nebraska
Contract Type FiledDecember 22nd, 2021 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated December 8, 2021 (the “Effective Date”), is entered into by and between CAPITOL SERIES TRUST, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • October 28th, 2021 • CRM Mutual Fund Trust • New York
Contract Type FiledOctober 28th, 2021 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated [date], 2021 (the “Effective Date”), is entered into by and between CRM Mutual Fund Trust, a Delaware statutory trust having its office and principal place of business at c/o Cramer Rosenthal McGlynn, LLC, 520 Madison Avenue, 20th Floor, New York, NY 10022 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • August 24th, 2021 • Unified Series Trust • New York
Contract Type FiledAugust 24th, 2021 Company JurisdictionTHIS AMENDED AND RESTATED CONSULTING AGREEMENT (this “Agreement”) is made effective April 1, 2021 (the “Effective Date”), and is entered into by and between Unified Series Trust, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
ContractConsulting Agreement • May 7th, 2021 • DGI Investment Trust • New York
Contract Type FiledMay 7th, 2021 Company Jurisdiction
CONSULTING AGREEMENTConsulting Agreement • April 29th, 2021 • Unified Series Trust • Nebraska
Contract Type FiledApril 29th, 2021 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated April 1, 2021 (the “Effective Date”), is entered into by and between Unified Series Trust, an Ohio business trust having its office and principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • September 23rd, 2020 • VELA Funds • Nebraska
Contract Type FiledSeptember 23rd, 2020 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated September 22, 2020 (the “Effective Date”), is entered into by and among VELA Investment Management, LLC, a Delaware limited liability company having its office and principal place of business at 220 Market Street, Suite 208, New Albany, Ohio 43054 (the “Adviser”), VELA Funds, a Delaware statutory trust having its office and principal place of business at 220 Market Street, Suite 208, New Albany, Ohio 43054 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • April 16th, 2019 • Advisorone Funds • Nebraska
Contract Type FiledApril 16th, 2019 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Effective Date”), is entered into by and between ADVISORONE FUNDS, a Delaware statutory trust having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLCS”).
CONSULTING AGREEMENTConsulting Agreement • March 29th, 2017 • Northern Lights Fund Trust Ii • Nebraska
Contract Type FiledMarch 29th, 2017 Company JurisdictionTHIS CONSULTING AGREEMENT (this “Agreement”) dated January 1, 2017 (the “Effective Date”), is entered into by and between NORTHERN LIGHTS FUND TRUST II, a Delaware statutory trust having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“NLCS”).